Filed: 5/8/2025ACC: 0001085146-25-002772
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 45 equity positions with a total reported market value of $43.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
45
Positions
$43.05M
Total AUM (reported)
25.82M
Total Shares
Allocation by class
COM$13.41M31.1%
NOTE 5.125%11/1$11.59M26.9%
NOTE 3.250% 6/1$9.58M22.2%
NOTE 2.375% 5/0$1.88M4.4%
NOTE 5.750% 8/1$1.68M3.9%
SH BEN INT$1.43M3.3%
COM NEW$1.33M3.1%
Portfolio Concentration
Top 3$23.23M54.0%
4–10$9.26M21.5%
11–25$7.11M16.5%
Rest$3.45M8.0%
Top 3 weight
54.0%
Top 10 weight
75.5%
Voting Authority Distribution
Total shares with voting rights: 25.82M
Sole
Full voting authority
25.82M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole45
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings45
Rows:
CAPITAL SOUTHWEST CORP
SOLEShares11.94M
TypeSH
Market value$11.59M
26.92%
Sole
11.94M
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares9.35M
TypeSH
Market value$9.58M
22.25%
Sole
9.35M
Shared
0.00
None
0.00
TRINITY CAP INC
SOLEShares136.01K
TypeSH
Market value$2.06M
4.79%
Sole
136.01K
Shared
0.00
None
0.00
EZCORP INC
SOLEShares1.89M
TypeSH
Market value$1.88M
4.36%
Sole
1.89M
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares1.45M
TypeSH
Market value$1.68M
3.90%
Sole
1.45M
Shared
0.00
None
0.00
COMPASS DIVERSIFIED
SOLEShares76.62K
TypeSH
Market value$1.43M
3.32%
Sole
76.62K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares41.18K
TypeSH
Market value$1.34M
3.12%
Sole
41.18K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares18.76K
TypeSH
Market value$1.06M
2.46%
Sole
18.76K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares45.98K
TypeSH
Market value$1.03M
2.38%
Sole
45.98K
Shared
0.00
None
0.00
CARLYLE GROUP INC
SOLEShares19.43K
TypeSH
Market value$846.8K
1.97%
Sole
19.43K
Shared
0.00
None
0.00
AT&T INC
SOLEShares26.36K
TypeSH
Market value$745.4K
1.73%
Sole
26.36K
Shared
0.00
None
0.00
CIVITAS RESOURCES INC
SOLEShares20.70K
TypeSH
Market value$722.4K
1.68%
Sole
20.70K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares30K
TypeSH
Market value$702.6K
1.63%
Sole
30K
Shared
0.00
None
0.00
ENBRIDGE INC
SOLEShares14.55K
TypeSH
Market value$644.9K
1.50%
Sole
14.55K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares146.34K
TypeSH
Market value$600.0K
1.39%
Sole
146.34K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares10.89K
TypeSH
Market value$493.8K
1.15%
Sole
10.89K
Shared
0.00
None
0.00
PENNANTPARK INVT CORP
SOLEShares68.21K
TypeSH
Market value$479.5K
1.11%
Sole
68.21K
Shared
0.00
None
0.00
REALTY INCOME CORP
SOLEShares7.70K
TypeSH
Market value$446.6K
1.04%
Sole
7.70K
Shared
0.00
None
0.00
HA SUSTAINABLE INFRA CAP INC
SOLEShares13.84K
TypeSH
Market value$404.6K
0.94%
Sole
13.84K
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares34.09K
TypeSH
Market value$390.3K
0.91%
Sole
34.09K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares7.73K
TypeSH
Market value$349.9K
0.81%
Sole
7.73K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.23K
TypeSH
Market value$346.0K
0.80%
Sole
4.23K
Shared
0.00
None
0.00
VICTORY CAP HLDGS INC
SOLEShares4.63K
TypeSH
Market value$267.9K
0.62%
Sole
4.63K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN GLOBAL HIG
SOLEShares24.07K
TypeSH
Market value$258.3K
0.60%
Sole
24.07K
Shared
0.00
None
0.00
BLACKROCK CORPOR HI YLD FD I
SOLEShares26.40K
TypeSH
Market value$252.9K
0.59%
Sole
26.40K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITAL SOUTHWEST CORPSOLE | NOTE 5.125%11/1 | 11.94M | SH | $11.59M 26.92% | 11.94M | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 9.35M | SH | $9.58M 22.25% | 9.35M | 0.00 | 0.00 |
TRINITY CAP INCSOLE | COM | 136.01K | SH | $2.06M 4.79% | 136.01K | 0.00 | 0.00 |
EZCORP INCSOLE | NOTE 2.375% 5/0 | 1.89M | SH | $1.88M 4.36% | 1.89M | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 5.750% 8/1 | 1.45M | SH | $1.68M 3.90% | 1.45M | 0.00 | 0.00 |
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 76.62K | SH | $1.43M 3.32% | 76.62K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 41.18K | SH | $1.34M 3.12% | 41.18K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 18.76K | SH | $1.06M 2.46% | 18.76K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 45.98K | SH | $1.03M 2.38% | 45.98K | 0.00 | 0.00 |
CARLYLE GROUP INCSOLE | COM | 19.43K | SH | $846.8K 1.97% | 19.43K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 26.36K | SH | $745.4K 1.73% | 26.36K | 0.00 | 0.00 |
CIVITAS RESOURCES INCSOLE | COM NEW | 20.70K | SH | $722.4K 1.68% | 20.70K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFLI HIGH YLD | 30K | SH | $702.6K 1.63% | 30K | 0.00 | 0.00 |
ENBRIDGE INCSOLE | COM | 14.55K | SH | $644.9K 1.50% | 14.55K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 146.34K | SH | $600.0K 1.39% | 146.34K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 10.89K | SH | $493.8K 1.15% | 10.89K | 0.00 | 0.00 |
PENNANTPARK INVT CORPSOLE | COM | 68.21K | SH | $479.5K 1.11% | 68.21K | 0.00 | 0.00 |
REALTY INCOME CORPSOLE | COM | 7.70K | SH | $446.6K 1.04% | 7.70K | 0.00 | 0.00 |
HA SUSTAINABLE INFRA CAP INCSOLE | COM | 13.84K | SH | $404.6K 0.94% | 13.84K | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 34.09K | SH | $390.3K 0.91% | 34.09K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 7.73K | SH | $349.9K 0.81% | 7.73K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 4.23K | SH | $346.0K 0.80% | 4.23K | 0.00 | 0.00 |
VICTORY CAP HLDGS INCSOLE | COM CL A | 4.63K | SH | $267.9K 0.62% | 4.63K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN GLOBAL HIGSOLE | COM | 24.07K | SH | $258.3K 0.60% | 24.07K | 0.00 | 0.00 |
BLACKROCK CORPOR HI YLD FD ISOLE | COM | 26.40K | SH | $252.9K 0.59% | 26.40K | 0.00 | 0.00 |
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