Filed: 2/12/2025ACC: 0001085146-25-001085
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 45 equity positions with a total reported market value of $41.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
45
Positions
$41.45M
Total AUM (reported)
22.17M
Total Shares
Allocation by class
COM$13.08M31.6%
NOTE 3.250% 6/1$10.32M24.9%
NOTE 5.125%11/1$7.89M19.0%
NOTE 2.375% 5/0$1.88M4.5%
NOTE 5.750% 8/1$1.86M4.5%
SH BEN INT$1.82M4.4%
COM NEW$1.65M4.0%
Portfolio Concentration
Top 3$20.12M48.5%
4–10$10.34M24.9%
11–25$7.28M17.6%
Rest$3.71M9.0%
Top 3 weight
48.5%
Top 10 weight
73.5%
Voting Authority Distribution
Total shares with voting rights: 22.17M
Sole
Full voting authority
22.17M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole45
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings45
Rows:
WISDOMTREE INC
SOLEShares9.36M
TypeSH
Market value$10.32M
24.91%
Sole
9.36M
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares8.22M
TypeSH
Market value$7.89M
19.04%
Sole
8.22M
Shared
0.00
None
0.00
TRINITY CAP INC
SOLEShares131.88K
TypeSH
Market value$1.91M
4.60%
Sole
131.88K
Shared
0.00
None
0.00
EZCORP INC
SOLEShares1.90M
TypeSH
Market value$1.88M
4.54%
Sole
1.90M
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares1.45M
TypeSH
Market value$1.86M
4.49%
Sole
1.45M
Shared
0.00
None
0.00
COMPASS DIVERSIFIED
SOLEShares78.97K
TypeSH
Market value$1.82M
4.40%
Sole
78.97K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares60K
TypeSH
Market value$1.41M
3.40%
Sole
60K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares42.07K
TypeSH
Market value$1.23M
2.96%
Sole
42.07K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares18.89K
TypeSH
Market value$1.11M
2.67%
Sole
18.89K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares47.04K
TypeSH
Market value$1.03M
2.48%
Sole
47.04K
Shared
0.00
None
0.00
CIVITAS RESOURCES INC
SOLEShares20.24K
TypeSH
Market value$928.3K
2.24%
Sole
20.24K
Shared
0.00
None
0.00
CARLYLE GROUP INC
SOLEShares15.10K
TypeSH
Market value$762.6K
1.84%
Sole
15.10K
Shared
0.00
None
0.00
AT&T INC
SOLEShares27.43K
TypeSH
Market value$624.6K
1.51%
Sole
27.43K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares144.65K
TypeSH
Market value$623.5K
1.50%
Sole
144.65K
Shared
0.00
None
0.00
ENBRIDGE INC
SOLEShares14.63K
TypeSH
Market value$620.6K
1.50%
Sole
14.63K
Shared
0.00
None
0.00
PENNANTPARK INVT CORP
SOLEShares68.21K
TypeSH
Market value$482.9K
1.17%
Sole
68.21K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares11.41K
TypeSH
Market value$456.5K
1.10%
Sole
11.41K
Shared
0.00
None
0.00
REALTY INCOME CORP
SOLEShares7.86K
TypeSH
Market value$419.8K
1.01%
Sole
7.86K
Shared
0.00
None
0.00
HA SUSTAINABLE INFRA CAP INC
SOLEShares13.87K
TypeSH
Market value$372.1K
0.90%
Sole
13.87K
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares33.56K
TypeSH
Market value$363.5K
0.88%
Sole
33.56K
Shared
0.00
None
0.00
NEXPOINT DIVERSIFIED REL ET
SOLEShares59.11K
TypeSH
Market value$360.6K
0.87%
Sole
59.11K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares7.73K
TypeSH
Market value$340.4K
0.82%
Sole
7.73K
Shared
0.00
None
0.00
VICTORY CAP HLDGS INC
SOLEShares5.01K
TypeSH
Market value$328.0K
0.79%
Sole
5.01K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.23K
TypeSH
Market value$320.1K
0.77%
Sole
4.23K
Shared
0.00
None
0.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares15.57K
TypeSH
Market value$275.8K
0.67%
Sole
15.57K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 9.36M | SH | $10.32M 24.91% | 9.36M | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | NOTE 5.125%11/1 | 8.22M | SH | $7.89M 19.04% | 8.22M | 0.00 | 0.00 |
TRINITY CAP INCSOLE | COM | 131.88K | SH | $1.91M 4.60% | 131.88K | 0.00 | 0.00 |
EZCORP INCSOLE | NOTE 2.375% 5/0 | 1.90M | SH | $1.88M 4.54% | 1.90M | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 5.750% 8/1 | 1.45M | SH | $1.86M 4.49% | 1.45M | 0.00 | 0.00 |
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 78.97K | SH | $1.82M 4.40% | 78.97K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFLI HIGH YLD | 60K | SH | $1.41M 3.40% | 60K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 42.07K | SH | $1.23M 2.96% | 42.07K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 18.89K | SH | $1.11M 2.67% | 18.89K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 47.04K | SH | $1.03M 2.48% | 47.04K | 0.00 | 0.00 |
CIVITAS RESOURCES INCSOLE | COM NEW | 20.24K | SH | $928.3K 2.24% | 20.24K | 0.00 | 0.00 |
CARLYLE GROUP INCSOLE | COM | 15.10K | SH | $762.6K 1.84% | 15.10K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 27.43K | SH | $624.6K 1.51% | 27.43K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 144.65K | SH | $623.5K 1.50% | 144.65K | 0.00 | 0.00 |
ENBRIDGE INCSOLE | COM | 14.63K | SH | $620.6K 1.50% | 14.63K | 0.00 | 0.00 |
PENNANTPARK INVT CORPSOLE | COM | 68.21K | SH | $482.9K 1.17% | 68.21K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 11.41K | SH | $456.5K 1.10% | 11.41K | 0.00 | 0.00 |
REALTY INCOME CORPSOLE | COM | 7.86K | SH | $419.8K 1.01% | 7.86K | 0.00 | 0.00 |
HA SUSTAINABLE INFRA CAP INCSOLE | COM | 13.87K | SH | $372.1K 0.90% | 13.87K | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 33.56K | SH | $363.5K 0.88% | 33.56K | 0.00 | 0.00 |
NEXPOINT DIVERSIFIED REL ETSOLE | COM NEW | 59.11K | SH | $360.6K 0.87% | 59.11K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 7.73K | SH | $340.4K 0.82% | 7.73K | 0.00 | 0.00 |
VICTORY CAP HLDGS INCSOLE | COM CL A | 5.01K | SH | $328.0K 0.79% | 5.01K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 4.23K | SH | $320.1K 0.77% | 4.23K | 0.00 | 0.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 15.57K | SH | $275.8K 0.67% | 15.57K | 0.00 | 0.00 |
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