Filed: 11/8/2024ACC: 0001085146-24-005467
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $32.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$32.37M
Total AUM (reported)
16.47M
Total Shares
Allocation by class
COM$13.64M42.1%
NOTE 3.250% 6/1$10.09M31.2%
NOTE 0.250% 8/1$2.44M7.5%
NOTE 2.375% 5/0$1.87M5.8%
NOTE 5.750% 8/1$1.81M5.6%
COM NEW$960.1K3.0%
FTSE EMR MKT ETF$367.9K1.1%
Portfolio Concentration
Top 3$14.40M44.5%
4–10$7.12M22.0%
11–25$6.29M19.4%
Rest$4.56M14.1%
Top 3 weight
44.5%
Top 10 weight
66.5%
Voting Authority Distribution
Total shares with voting rights: 16.47M
Sole
Full voting authority
16.47M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole47
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings47
Rows:
WISDOMTREE INC
SOLEShares9.36M
TypePRN
Market value$10.09M
31.18%
Sole
9.36M
Shared
0.00
None
0.00
UPSTART HLDGS INC
SOLEShares2.75M
TypePRN
Market value$2.44M
7.53%
Sole
2.75M
Shared
0.00
None
0.00
EZCORP INC
SOLEShares1.91M
TypePRN
Market value$1.87M
5.77%
Sole
1.91M
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares1.46M
TypePRN
Market value$1.81M
5.58%
Sole
1.46M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
SOLEShares10.80K
TypeSH
Market value$1.35M
4.17%
Sole
10.80K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares19.04K
TypeSH
Market value$954.6K
2.95%
Sole
19.04K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares27.27K
TypeSH
Market value$908.5K
2.81%
Sole
27.27K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares145.60K
TypeSH
Market value$779.0K
2.41%
Sole
145.60K
Shared
0.00
None
0.00
CARLYLE GROUP INC
SOLEShares15.95K
TypeSH
Market value$686.9K
2.12%
Sole
15.95K
Shared
0.00
None
0.00
TRINITY CAP INC
SOLEShares47.08K
TypeSH
Market value$638.9K
1.97%
Sole
47.08K
Shared
0.00
None
0.00
AT&T INC
SOLEShares28.75K
TypeSH
Market value$632.4K
1.95%
Sole
28.75K
Shared
0.00
None
0.00
ENBRIDGE INC
SOLEShares14.63K
TypeSH
Market value$594.1K
1.84%
Sole
14.63K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares11.54K
TypeSH
Market value$518.4K
1.60%
Sole
11.54K
Shared
0.00
None
0.00
REALTY INCOME CORP
SOLEShares7.90K
TypeSH
Market value$501.1K
1.55%
Sole
7.90K
Shared
0.00
None
0.00
HA SUSTAINABLE INFRA CAP INC
SOLEShares14.04K
TypeSH
Market value$484.1K
1.50%
Sole
14.04K
Shared
0.00
None
0.00
PENNANTPARK INVT CORP
SOLEShares68.21K
TypeSH
Market value$476.8K
1.47%
Sole
68.21K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares15.95K
TypeSH
Market value$403.3K
1.25%
Sole
15.95K
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares34.04K
TypeSH
Market value$386.3K
1.19%
Sole
34.04K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares7.69K
TypeSH
Market value$367.9K
1.14%
Sole
7.69K
Shared
0.00
None
0.00
NEXPOINT DIVERSIFIED REL ET
SOLEShares58.62K
TypeSH
Market value$366.4K
1.13%
Sole
58.62K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.22K
TypeSH
Market value$352.9K
1.09%
Sole
4.22K
Shared
0.00
None
0.00
INNOVATIVE INDL PPTYS INC
SOLEShares2.39K
TypeSH
Market value$321.7K
0.99%
Sole
2.39K
Shared
0.00
None
0.00
VICTORY CAP HLDGS INC
SOLEShares5.49K
TypeSH
Market value$304.4K
0.94%
Sole
5.49K
Shared
0.00
None
0.00
ADAMS DIVERSIFIED EQUITY FD
SOLEShares13.73K
TypeSH
Market value$296.0K
0.91%
Sole
13.73K
Shared
0.00
None
0.00
KRAFT HEINZ CO
SOLEShares8.04K
TypeSH
Market value$282.2K
0.87%
Sole
8.04K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 9.36M | PRN | $10.09M 31.18% | 9.36M | 0.00 | 0.00 |
UPSTART HLDGS INCSOLE | NOTE 0.250% 8/1 | 2.75M | PRN | $2.44M 7.53% | 2.75M | 0.00 | 0.00 |
EZCORP INCSOLE | NOTE 2.375% 5/0 | 1.91M | PRN | $1.87M 5.77% | 1.91M | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 5.750% 8/1 | 1.46M | PRN | $1.81M 5.58% | 1.46M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCSOLE | COM | 10.80K | SH | $1.35M 4.17% | 10.80K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 19.04K | SH | $954.6K 2.95% | 19.04K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 27.27K | SH | $908.5K 2.81% | 27.27K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 145.60K | SH | $779.0K 2.41% | 145.60K | 0.00 | 0.00 |
CARLYLE GROUP INCSOLE | COM | 15.95K | SH | $686.9K 2.12% | 15.95K | 0.00 | 0.00 |
TRINITY CAP INCSOLE | COM | 47.08K | SH | $638.9K 1.97% | 47.08K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 28.75K | SH | $632.4K 1.95% | 28.75K | 0.00 | 0.00 |
ENBRIDGE INCSOLE | COM | 14.63K | SH | $594.1K 1.84% | 14.63K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 11.54K | SH | $518.4K 1.60% | 11.54K | 0.00 | 0.00 |
REALTY INCOME CORPSOLE | COM | 7.90K | SH | $501.1K 1.55% | 7.90K | 0.00 | 0.00 |
HA SUSTAINABLE INFRA CAP INCSOLE | COM | 14.04K | SH | $484.1K 1.50% | 14.04K | 0.00 | 0.00 |
PENNANTPARK INVT CORPSOLE | COM | 68.21K | SH | $476.8K 1.47% | 68.21K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 15.95K | SH | $403.3K 1.25% | 15.95K | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 34.04K | SH | $386.3K 1.19% | 34.04K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 7.69K | SH | $367.9K 1.14% | 7.69K | 0.00 | 0.00 |
NEXPOINT DIVERSIFIED REL ETSOLE | COM NEW | 58.62K | SH | $366.4K 1.13% | 58.62K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 4.22K | SH | $352.9K 1.09% | 4.22K | 0.00 | 0.00 |
INNOVATIVE INDL PPTYS INCSOLE | COM | 2.39K | SH | $321.7K 0.99% | 2.39K | 0.00 | 0.00 |
VICTORY CAP HLDGS INCSOLE | COM CL A | 5.49K | SH | $304.4K 0.94% | 5.49K | 0.00 | 0.00 |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 13.73K | SH | $296.0K 0.91% | 13.73K | 0.00 | 0.00 |
KRAFT HEINZ COSOLE | COM | 8.04K | SH | $282.2K 0.87% | 8.04K | 0.00 | 0.00 |
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