Filed: 8/12/2024ACC: 0001085146-24-003718
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $32.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$32.68M
Total AUM (reported)
16.59M
Total Shares
Allocation by class
COM$12.99M39.7%
NOTE 3.250% 6/1$10.01M30.6%
NOTE 0.250% 8/1$2.18M6.7%
NOTE 2.375% 5/0$1.88M5.7%
NOTE 5.750% 8/1$1.79M5.5%
SH BEN INT$1.58M4.8%
COM NEW$715.1K2.2%
Portfolio Concentration
Top 3$14.07M43.0%
4–10$7.92M24.2%
11–25$6.02M18.4%
Rest$4.67M14.3%
Top 3 weight
43.0%
Top 10 weight
67.3%
Voting Authority Distribution
Total shares with voting rights: 16.59M
Sole
Full voting authority
16.59M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings49
Rows:
WISDOMTREE INC
SOLEShares9.37M
TypeSH
Market value$10.01M
30.62%
Sole
9.37M
Shared
0.00
None
0.00
UPSTART HLDGS INC
SOLEShares2.76M
TypeSH
Market value$2.18M
6.68%
Sole
2.76M
Shared
0.00
None
0.00
EZCORP INC
SOLEShares1.95M
TypeSH
Market value$1.88M
5.74%
Sole
1.95M
Shared
0.00
None
0.00
WISDOMTREE INC
SOLEShares1.46M
TypeSH
Market value$1.79M
5.47%
Sole
1.46M
Shared
0.00
None
0.00
COMPASS DIVERSIFIED
SOLEShares72.25K
TypeSH
Market value$1.58M
4.84%
Sole
72.25K
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
SOLEShares11.27K
TypeSH
Market value$1.33M
4.07%
Sole
11.27K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares19.91K
TypeSH
Market value$1.01M
3.08%
Sole
19.91K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares28.02K
TypeSH
Market value$802.4K
2.46%
Sole
28.02K
Shared
0.00
None
0.00
PENNANTPARK INVT CORP
SOLEShares103.39K
TypeSH
Market value$780.6K
2.39%
Sole
103.39K
Shared
0.00
None
0.00
CARLYLE GROUP INC
SOLEShares15.85K
TypeSH
Market value$636.2K
1.95%
Sole
15.85K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares101.30K
TypeSH
Market value$560.2K
1.71%
Sole
101.30K
Shared
0.00
None
0.00
ENBRIDGE INC
SOLEShares15.51K
TypeSH
Market value$551.9K
1.69%
Sole
15.51K
Shared
0.00
None
0.00
AT&T INC
SOLEShares26.11K
TypeSH
Market value$498.9K
1.53%
Sole
26.11K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares11.82K
TypeSH
Market value$487.3K
1.49%
Sole
11.82K
Shared
0.00
None
0.00
REALTY INCOME CORP
SOLEShares8.02K
TypeSH
Market value$423.5K
1.30%
Sole
8.02K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares16.14K
TypeSH
Market value$421.2K
1.29%
Sole
16.14K
Shared
0.00
None
0.00
3M CO
SOLEShares3.90K
TypeSH
Market value$398.5K
1.22%
Sole
3.90K
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares34.97K
TypeSH
Market value$381.5K
1.17%
Sole
34.97K
Shared
0.00
None
0.00
TRINITY CAP INC
SOLEShares24.89K
TypeSH
Market value$352.0K
1.08%
Sole
24.89K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares7.68K
TypeSH
Market value$336.3K
1.03%
Sole
7.68K
Shared
0.00
None
0.00
NEXPOINT DIVERSIFIED REL ET
SOLEShares60.32K
TypeSH
Market value$333.6K
1.02%
Sole
60.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.22K
TypeSH
Market value$330.6K
1.01%
Sole
4.22K
Shared
0.00
None
0.00
JEFFERIES FINL GROUP INC
SOLEShares6.40K
TypeSH
Market value$318.7K
0.97%
Sole
6.40K
Shared
0.00
None
0.00
AFC GAMMA INC
SOLEShares26K
TypeSH
Market value$317.2K
0.97%
Sole
26K
Shared
0.00
None
0.00
ADAMS DIVERSIFIED EQUITY FD
SOLEShares14.57K
TypeSH
Market value$313.1K
0.96%
Sole
14.57K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 9.37M | SH | $10.01M 30.62% | 9.37M | 0.00 | 0.00 |
UPSTART HLDGS INCSOLE | NOTE 0.250% 8/1 | 2.76M | SH | $2.18M 6.68% | 2.76M | 0.00 | 0.00 |
EZCORP INCSOLE | NOTE 2.375% 5/0 | 1.95M | SH | $1.88M 5.74% | 1.95M | 0.00 | 0.00 |
WISDOMTREE INCSOLE | NOTE 5.750% 8/1 | 1.46M | SH | $1.79M 5.47% | 1.46M | 0.00 | 0.00 |
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 72.25K | SH | $1.58M 4.84% | 72.25K | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCSOLE | COM | 11.27K | SH | $1.33M 4.07% | 11.27K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 19.91K | SH | $1.01M 3.08% | 19.91K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 28.02K | SH | $802.4K 2.46% | 28.02K | 0.00 | 0.00 |
PENNANTPARK INVT CORPSOLE | COM | 103.39K | SH | $780.6K 2.39% | 103.39K | 0.00 | 0.00 |
CARLYLE GROUP INCSOLE | COM | 15.85K | SH | $636.2K 1.95% | 15.85K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 101.30K | SH | $560.2K 1.71% | 101.30K | 0.00 | 0.00 |
ENBRIDGE INCSOLE | COM | 15.51K | SH | $551.9K 1.69% | 15.51K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 26.11K | SH | $498.9K 1.53% | 26.11K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 11.82K | SH | $487.3K 1.49% | 11.82K | 0.00 | 0.00 |
REALTY INCOME CORPSOLE | COM | 8.02K | SH | $423.5K 1.30% | 8.02K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 16.14K | SH | $421.2K 1.29% | 16.14K | 0.00 | 0.00 |
3M COSOLE | COM | 3.90K | SH | $398.5K 1.22% | 3.90K | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 34.97K | SH | $381.5K 1.17% | 34.97K | 0.00 | 0.00 |
TRINITY CAP INCSOLE | COM | 24.89K | SH | $352.0K 1.08% | 24.89K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 7.68K | SH | $336.3K 1.03% | 7.68K | 0.00 | 0.00 |
NEXPOINT DIVERSIFIED REL ETSOLE | COM NEW | 60.32K | SH | $333.6K 1.02% | 60.32K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 4.22K | SH | $330.6K 1.01% | 4.22K | 0.00 | 0.00 |
JEFFERIES FINL GROUP INCSOLE | COM | 6.40K | SH | $318.7K 0.97% | 6.40K | 0.00 | 0.00 |
AFC GAMMA INCSOLE | COM | 26K | SH | $317.2K 0.97% | 26K | 0.00 | 0.00 |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 14.57K | SH | $313.1K 0.96% | 14.57K | 0.00 | 0.00 |
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