Filed: 5/13/2024ACC: 0001085146-24-002420
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 48 equity positions with a total reported market value of $37.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
48
Positions
$37.12M
Total AUM (reported)
27.54M
Total Shares
Allocation by class
COM$11.71M31.5%
NOTE 3.250% 6/1$9.79M26.4%
NOTE 3.250% 2/1$7.95M21.4%
NOTE 2.375% 5/0$1.96M5.3%
NOTE 0.250% 8/1$1.88M5.1%
SH BEN INT$1.80M4.9%
COM NEW$398.1K1.1%
Portfolio Concentration
Top 3$19.69M53.1%
4–10$7.65M20.6%
11–25$5.54M14.9%
Rest$4.24M11.4%
Top 3 weight
53.1%
Top 10 weight
73.7%
Voting Authority Distribution
Total shares with voting rights: 27.54M
Sole
Full voting authority
27.54M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole48
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings48
Rows:
WISDOMTREE INC
SOLEShares9.40M
TypePRN
Market value$9.79M
26.36%
Sole
9.40M
Shared
0.00
None
0.00
FUBOTV INC
SOLEShares12.71M
TypePRN
Market value$7.95M
21.41%
Sole
12.71M
Shared
0.00
None
0.00
EZCORP INC
SOLEShares1.99M
TypePRN
Market value$1.96M
5.28%
Sole
1.99M
Shared
0.00
None
0.00
UPSTART HLDGS INC
SOLEShares2.41M
TypePRN
Market value$1.88M
5.06%
Sole
2.41M
Shared
0.00
None
0.00
COMPASS DIVERSIFIED
SOLEShares74.99K
TypeSH
Market value$1.80M
4.86%
Sole
74.99K
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
SOLEShares11.84K
TypeSH
Market value$1.33M
3.59%
Sole
11.84K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares17.85K
TypeSH
Market value$844.6K
2.28%
Sole
17.85K
Shared
0.00
None
0.00
PENNANTPARK INVT CORP
SOLEShares103.39K
TypeSH
Market value$711.3K
1.92%
Sole
103.39K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares101.32K
TypeSH
Market value$559.3K
1.51%
Sole
101.32K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares12.44K
TypeSH
Market value$522.1K
1.41%
Sole
12.44K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares16.56K
TypeSH
Market value$493.3K
1.33%
Sole
16.56K
Shared
0.00
None
0.00
REALTY INCOME CORP
SOLEShares8.70K
TypeSH
Market value$470.4K
1.27%
Sole
8.70K
Shared
0.00
None
0.00
AT&T INC
SOLEShares26.71K
TypeSH
Market value$470.2K
1.27%
Sole
26.71K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares17.35K
TypeSH
Market value$433.0K
1.17%
Sole
17.35K
Shared
0.00
None
0.00
3M CO
SOLEShares4.08K
TypeSH
Market value$432.9K
1.17%
Sole
4.08K
Shared
0.00
None
0.00
NEXPOINT DIVERSIFIED REL ET
SOLEShares60.32K
TypeSH
Market value$398.1K
1.07%
Sole
60.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.20K
TypeSH
Market value$335.7K
0.90%
Sole
4.20K
Shared
0.00
None
0.00
AFC GAMMA INC
SOLEShares26K
TypeSH
Market value$321.9K
0.87%
Sole
26K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares7.68K
TypeSH
Market value$320.7K
0.86%
Sole
7.68K
Shared
0.00
None
0.00
KRAFT HEINZ CO
SOLEShares8.59K
TypeSH
Market value$316.9K
0.85%
Sole
8.59K
Shared
0.00
None
0.00
U S GLOBAL INVS INC
SOLEShares112K
TypeSH
Market value$311.4K
0.84%
Sole
112K
Shared
0.00
None
0.00
BLACKROCK CORPOR HI YLD FD I
SOLEShares31.75K
TypeSH
Market value$310.8K
0.84%
Sole
31.75K
Shared
0.00
None
0.00
ADAMS DIVERSIFIED EQUITY FD
SOLEShares15.89K
TypeSH
Market value$310.2K
0.84%
Sole
15.89K
Shared
0.00
None
0.00
VIRTUS EQUITY & CONV INCM FD
SOLEShares13.65K
TypeSH
Market value$305.5K
0.82%
Sole
13.65K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN GLOBAL HIG
SOLEShares28.75K
TypeSH
Market value$305.3K
0.82%
Sole
28.75K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 9.40M | PRN | $9.79M 26.36% | 9.40M | 0.00 | 0.00 |
FUBOTV INCSOLE | NOTE 3.250% 2/1 | 12.71M | PRN | $7.95M 21.41% | 12.71M | 0.00 | 0.00 |
EZCORP INCSOLE | NOTE 2.375% 5/0 | 1.99M | PRN | $1.96M 5.28% | 1.99M | 0.00 | 0.00 |
UPSTART HLDGS INCSOLE | NOTE 0.250% 8/1 | 2.41M | PRN | $1.88M 5.06% | 2.41M | 0.00 | 0.00 |
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 74.99K | SH | $1.80M 4.86% | 74.99K | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCSOLE | COM | 11.84K | SH | $1.33M 3.59% | 11.84K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 17.85K | SH | $844.6K 2.28% | 17.85K | 0.00 | 0.00 |
PENNANTPARK INVT CORPSOLE | COM | 103.39K | SH | $711.3K 1.92% | 103.39K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 101.32K | SH | $559.3K 1.51% | 101.32K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 12.44K | SH | $522.1K 1.41% | 12.44K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 16.56K | SH | $493.3K 1.33% | 16.56K | 0.00 | 0.00 |
REALTY INCOME CORPSOLE | COM | 8.70K | SH | $470.4K 1.27% | 8.70K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 26.71K | SH | $470.2K 1.27% | 26.71K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 17.35K | SH | $433.0K 1.17% | 17.35K | 0.00 | 0.00 |
3M COSOLE | COM | 4.08K | SH | $432.9K 1.17% | 4.08K | 0.00 | 0.00 |
NEXPOINT DIVERSIFIED REL ETSOLE | COM NEW | 60.32K | SH | $398.1K 1.07% | 60.32K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 4.20K | SH | $335.7K 0.90% | 4.20K | 0.00 | 0.00 |
AFC GAMMA INCSOLE | COM | 26K | SH | $321.9K 0.87% | 26K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 7.68K | SH | $320.7K 0.86% | 7.68K | 0.00 | 0.00 |
KRAFT HEINZ COSOLE | COM | 8.59K | SH | $316.9K 0.85% | 8.59K | 0.00 | 0.00 |
U S GLOBAL INVS INCSOLE | CL A | 112K | SH | $311.4K 0.84% | 112K | 0.00 | 0.00 |
BLACKROCK CORPOR HI YLD FD ISOLE | COM | 31.75K | SH | $310.8K 0.84% | 31.75K | 0.00 | 0.00 |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 15.89K | SH | $310.2K 0.84% | 15.89K | 0.00 | 0.00 |
VIRTUS EQUITY & CONV INCM FDSOLE | COM | 13.65K | SH | $305.5K 0.82% | 13.65K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN GLOBAL HIGSOLE | COM | 28.75K | SH | $305.3K 0.82% | 28.75K | 0.00 | 0.00 |
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