Filed: 5/15/2023ACC: 0001085146-23-002406
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 51 equity positions with a total reported market value of $16.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
51
Positions
$16.83M
Total AUM (reported)
1.13M
Total Shares
Allocation by class
COM$11.65M69.2%
SH BEN INT$1.47M8.7%
COM CL A$809.0K4.8%
COM NEW$652.0K3.9%
CL A$357.0K2.1%
MSCI EAFE ETF$307.0K1.8%
UNIT SER 1$300.0K1.8%
Portfolio Concentration
Top 3$3.13M18.6%
4–10$3.97M23.6%
11–25$4.80M28.5%
Rest$4.94M29.4%
Top 3 weight
18.6%
Top 10 weight
42.1%
Voting Authority Distribution
Total shares with voting rights: 1.13M
Sole
Full voting authority
1.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole51
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings51
Rows:
COMPASS DIVERSIFIED
SOLEShares77.22K
TypeSH
Market value$1.47M
8.74%
Sole
77.22K
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
SOLEShares13.90K
TypeSH
Market value$881.0K
5.23%
Sole
13.90K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares6.54K
TypeSH
Market value$774.0K
4.60%
Sole
6.54K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares4.16K
TypeSH
Market value$702.0K
4.17%
Sole
4.16K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares100.72K
TypeSH
Market value$686.0K
4.08%
Sole
100.72K
Shared
0.00
None
0.00
NEXPOINT DIVERSIFIED REL ET
SOLEShares61.20K
TypeSH
Market value$652.0K
3.87%
Sole
61.20K
Shared
0.00
None
0.00
SCULPTOR CAP MGMT
SOLEShares65.61K
TypeSH
Market value$547.0K
3.25%
Sole
65.61K
Shared
0.00
None
0.00
AT&T INC
SOLEShares29.54K
TypeSH
Market value$522.0K
3.10%
Sole
29.54K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares3.49K
TypeSH
Market value$441.0K
2.62%
Sole
3.49K
Shared
0.00
None
0.00
HP INC
SOLEShares14.01K
TypeSH
Market value$416.0K
2.47%
Sole
14.01K
Shared
0.00
None
0.00
KRAFT HEINZ CO
SOLEShares9.68K
TypeSH
Market value$380.0K
2.26%
Sole
9.68K
Shared
0.00
None
0.00
U S GLOBAL INVS INC
SOLEShares130.24K
TypeSH
Market value$357.0K
2.12%
Sole
130.24K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares8.87K
TypeSH
Market value$344.0K
2.04%
Sole
8.87K
Shared
0.00
None
0.00
VIRTUS EQUITY & CONV INCM FD
SOLEShares17.21K
TypeSH
Market value$342.0K
2.03%
Sole
17.21K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN GLOBAL HIG
SOLEShares33.72K
TypeSH
Market value$333.0K
1.98%
Sole
33.72K
Shared
0.00
None
0.00
BLACKROCK CORPOR HI YLD FD I
SOLEShares37.30K
TypeSH
Market value$327.0K
1.94%
Sole
37.30K
Shared
0.00
None
0.00
BLACKROCK CR ALLOCATION INCO
SOLEShares30.55K
TypeSH
Market value$318.0K
1.89%
Sole
30.55K
Shared
0.00
None
0.00
AFC GAMMA INC
SOLEShares26K
TypeSH
Market value$315.0K
1.87%
Sole
26K
Shared
0.00
None
0.00
CAPITAL SOUTHWEST CORP
SOLEShares17.22K
TypeSH
Market value$312.0K
1.85%
Sole
17.22K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.17K
TypeSH
Market value$307.0K
1.82%
Sole
4.17K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares931.00
TypeSH
Market value$300.0K
1.78%
Sole
931.00
Shared
0.00
None
0.00
ADAMS DIVERSIFIED EQUITY FD
SOLEShares18.98K
TypeSH
Market value$299.0K
1.78%
Sole
18.98K
Shared
0.00
None
0.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares21.47K
TypeSH
Market value$295.0K
1.75%
Sole
21.47K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares701.00
TypeSH
Market value$291.0K
1.73%
Sole
701.00
Shared
0.00
None
0.00
EATON VANCE TAX ADVT DIV INC
SOLEShares12.15K
TypeSH
Market value$277.0K
1.65%
Sole
12.15K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 77.22K | SH | $1.47M 8.74% | 77.22K | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCSOLE | COM | 13.90K | SH | $881.0K 5.23% | 13.90K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 6.54K | SH | $774.0K 4.60% | 6.54K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 4.16K | SH | $702.0K 4.17% | 4.16K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | COM | 100.72K | SH | $686.0K 4.08% | 100.72K | 0.00 | 0.00 |
NEXPOINT DIVERSIFIED REL ETSOLE | COM NEW | 61.20K | SH | $652.0K 3.87% | 61.20K | 0.00 | 0.00 |
SCULPTOR CAP MGMTSOLE | COM CL A | 65.61K | SH | $547.0K 3.25% | 65.61K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 29.54K | SH | $522.0K 3.10% | 29.54K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.49K | SH | $441.0K 2.62% | 3.49K | 0.00 | 0.00 |
HP INCSOLE | COM | 14.01K | SH | $416.0K 2.47% | 14.01K | 0.00 | 0.00 |
KRAFT HEINZ COSOLE | COM | 9.68K | SH | $380.0K 2.26% | 9.68K | 0.00 | 0.00 |
U S GLOBAL INVS INCSOLE | CL A | 130.24K | SH | $357.0K 2.12% | 130.24K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 8.87K | SH | $344.0K 2.04% | 8.87K | 0.00 | 0.00 |
VIRTUS EQUITY & CONV INCM FDSOLE | COM | 17.21K | SH | $342.0K 2.03% | 17.21K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN GLOBAL HIGSOLE | COM | 33.72K | SH | $333.0K 1.98% | 33.72K | 0.00 | 0.00 |
BLACKROCK CORPOR HI YLD FD ISOLE | COM | 37.30K | SH | $327.0K 1.94% | 37.30K | 0.00 | 0.00 |
BLACKROCK CR ALLOCATION INCOSOLE | COM | 30.55K | SH | $318.0K 1.89% | 30.55K | 0.00 | 0.00 |
AFC GAMMA INCSOLE | COM | 26K | SH | $315.0K 1.87% | 26K | 0.00 | 0.00 |
CAPITAL SOUTHWEST CORPSOLE | COM | 17.22K | SH | $312.0K 1.85% | 17.22K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 4.17K | SH | $307.0K 1.82% | 4.17K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 931.00 | SH | $300.0K 1.78% | 931.00 | 0.00 | 0.00 |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 18.98K | SH | $299.0K 1.78% | 18.98K | 0.00 | 0.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 21.47K | SH | $295.0K 1.75% | 21.47K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 701.00 | SH | $291.0K 1.73% | 701.00 | 0.00 | 0.00 |
EATON VANCE TAX ADVT DIV INCSOLE | COM | 12.15K | SH | $277.0K 1.65% | 12.15K | 0.00 | 0.00 |
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