Filed: 2/14/2023ACC: 0001085146-23-001289
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $68.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$68.65M
Total AUM (reported)
61.23M
Total Shares
Allocation by class
COM$15.05M21.9%
NOTE 1.250% 7/0$12.49M18.2%
NOTE 0.500% 2/0$10.79M15.7%
NOTE 3.250% 6/1$8.83M12.9%
NOTE 5.000% 4/1$7.74M11.3%
NOTE 3.250% 2/1$5.92M8.6%
NOTE 2.375% 5/0$2.01M2.9%
Portfolio Concentration
Top 3$32.11M46.8%
4–10$19.63M28.6%
11–25$7.69M11.2%
Rest$9.22M13.4%
Top 3 weight
46.8%
Top 10 weight
75.4%
Voting Authority Distribution
Total shares with voting rights: 61.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
61.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings64
Rows:
HELLO GROUP INC
SOLEShares13.13M
TypeSH
Market value$12.49M
18.19%
Sole
0.00
Shared
0.00
None
13.13M
NIO INC
SOLEShares14.41M
TypeSH
Market value$10.79M
15.72%
Sole
0.00
Shared
0.00
None
14.41M
WISDOMTREE INC
SOLEShares9.55M
TypeSH
Market value$8.83M
12.87%
Sole
0.00
Shared
0.00
None
9.55M
DIGITALBRIDGE GROUP INC
SOLEShares7.86M
TypeSH
Market value$7.74M
11.28%
Sole
0.00
Shared
0.00
None
7.86M
FUBOTV INC
SOLEShares12.66M
TypeSH
Market value$5.92M
8.63%
Sole
0.00
Shared
0.00
None
12.66M
EZCORP INC
SOLEShares2.26M
TypeSH
Market value$2.01M
2.92%
Sole
0.00
Shared
0.00
None
2.26M
COMPASS DIVERSIFIED
SOLEShares81.14K
TypeSH
Market value$1.48M
2.15%
Sole
0.00
Shared
0.00
None
81.14K
APOLLO GLOBAL MGMT INC
SOLEShares14.49K
TypeSH
Market value$924.5K
1.35%
Sole
0.00
Shared
0.00
None
14.49K
CHEVRON CORP NEW
SOLEShares4.43K
TypeSH
Market value$794.4K
1.16%
Sole
0.00
Shared
0.00
None
4.43K
EXXON MOBIL CORP
SOLEShares6.86K
TypeSH
Market value$757.1K
1.10%
Sole
0.00
Shared
0.00
None
6.86K
NEXPOINT DIVERSIFIED REL ET
SOLEShares63.67K
TypeSH
Market value$713.7K
1.04%
Sole
0.00
Shared
0.00
None
63.67K
PROSPECT CAP CORP
SOLEShares100.44K
TypeSH
Market value$702.1K
1.02%
Sole
0.00
Shared
0.00
None
100.44K
SCULPTOR CAP MGMT
SOLEShares72.61K
TypeSH
Market value$628.8K
0.92%
Sole
0.00
Shared
0.00
None
72.61K
ISHARES TR
SOLEShares11.79K
TypeSH
Market value$587.3K
0.86%
Sole
0.00
Shared
0.00
None
11.79K
AT&T INC
SOLEShares31.77K
TypeSH
Market value$584.9K
0.85%
Sole
0.00
Shared
0.00
None
31.77K
ISHARES TR
SOLEShares5.19K
TypeSH
Market value$552.8K
0.81%
Sole
0.00
Shared
0.00
None
5.19K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.77K
TypeSH
Market value$531.0K
0.77%
Sole
0.00
Shared
0.00
None
3.77K
AMERICOLD REALTY TRUST INC
SOLEShares17.91K
TypeSH
Market value$507.0K
0.74%
Sole
0.00
Shared
0.00
None
17.91K
ISHARES TR
SOLEShares6.15K
TypeSH
Market value$452.8K
0.66%
Sole
0.00
Shared
0.00
None
6.15K
KRAFT HEINZ CO
SOLEShares10.74K
TypeSH
Market value$437.1K
0.64%
Sole
0.00
Shared
0.00
None
10.74K
HP INC
SOLEShares15.43K
TypeSH
Market value$414.5K
0.60%
Sole
0.00
Shared
0.00
None
15.43K
AFC GAMMA INC
SOLEShares26K
TypeSH
Market value$409.0K
0.60%
Sole
0.00
Shared
0.00
None
26K
U S GLOBAL INVS INC
SOLEShares139.60K
TypeSH
Market value$403.5K
0.59%
Sole
0.00
Shared
0.00
None
139.60K
VERIZON COMMUNICATIONS INC
SOLEShares9.96K
TypeSH
Market value$392.4K
0.57%
Sole
0.00
Shared
0.00
None
9.96K
BLACKROCK CR ALLOCATION INCO
SOLEShares36.71K
TypeSH
Market value$370.8K
0.54%
Sole
0.00
Shared
0.00
None
36.71K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HELLO GROUP INCSOLE | NOTE 1.250% 7/0 | 13.13M | SH | $12.49M 18.19% | 0.00 | 0.00 | 13.13M |
NIO INCSOLE | NOTE 0.500% 2/0 | 14.41M | SH | $10.79M 15.72% | 0.00 | 0.00 | 14.41M |
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 9.55M | SH | $8.83M 12.87% | 0.00 | 0.00 | 9.55M |
DIGITALBRIDGE GROUP INCSOLE | NOTE 5.000% 4/1 | 7.86M | SH | $7.74M 11.28% | 0.00 | 0.00 | 7.86M |
FUBOTV INCSOLE | NOTE 3.250% 2/1 | 12.66M | SH | $5.92M 8.63% | 0.00 | 0.00 | 12.66M |
EZCORP INCSOLE | NOTE 2.375% 5/0 | 2.26M | SH | $2.01M 2.92% | 0.00 | 0.00 | 2.26M |
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 81.14K | SH | $1.48M 2.15% | 0.00 | 0.00 | 81.14K |
APOLLO GLOBAL MGMT INCSOLE | COM | 14.49K | SH | $924.5K 1.35% | 0.00 | 0.00 | 14.49K |
CHEVRON CORP NEWSOLE | COM | 4.43K | SH | $794.4K 1.16% | 0.00 | 0.00 | 4.43K |
EXXON MOBIL CORPSOLE | COM | 6.86K | SH | $757.1K 1.10% | 0.00 | 0.00 | 6.86K |
NEXPOINT DIVERSIFIED REL ETSOLE | COM NEW | 63.67K | SH | $713.7K 1.04% | 0.00 | 0.00 | 63.67K |
PROSPECT CAP CORPSOLE | COM | 100.44K | SH | $702.1K 1.02% | 0.00 | 0.00 | 100.44K |
SCULPTOR CAP MGMTSOLE | COM CL A | 72.61K | SH | $628.8K 0.92% | 0.00 | 0.00 | 72.61K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 11.79K | SH | $587.3K 0.86% | 0.00 | 0.00 | 11.79K |
AT&T INCSOLE | COM | 31.77K | SH | $584.9K 0.85% | 0.00 | 0.00 | 31.77K |
ISHARES TRSOLE | TIPS BD ETF | 5.19K | SH | $552.8K 0.81% | 0.00 | 0.00 | 5.19K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.77K | SH | $531.0K 0.77% | 0.00 | 0.00 | 3.77K |
AMERICOLD REALTY TRUST INCSOLE | COM | 17.91K | SH | $507.0K 0.74% | 0.00 | 0.00 | 17.91K |
ISHARES TRSOLE | IBOXX HI YD ETF | 6.15K | SH | $452.8K 0.66% | 0.00 | 0.00 | 6.15K |
KRAFT HEINZ COSOLE | COM | 10.74K | SH | $437.1K 0.64% | 0.00 | 0.00 | 10.74K |
HP INCSOLE | COM | 15.43K | SH | $414.5K 0.60% | 0.00 | 0.00 | 15.43K |
AFC GAMMA INCSOLE | COM | 26K | SH | $409.0K 0.60% | 0.00 | 0.00 | 26K |
U S GLOBAL INVS INCSOLE | CL A | 139.60K | SH | $403.5K 0.59% | 0.00 | 0.00 | 139.60K |
VERIZON COMMUNICATIONS INCSOLE | COM | 9.96K | SH | $392.4K 0.57% | 0.00 | 0.00 | 9.96K |
BLACKROCK CR ALLOCATION INCOSOLE | COM | 36.71K | SH | $370.8K 0.54% | 0.00 | 0.00 | 36.71K |
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