Filed: 11/3/2022ACC: 0001085146-22-003738
📋 What this filing means
SMH CAPITAL ADVISORS INC filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $67.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
61
Positions
$67.0K
Total AUM (reported)
62.58M
Total Shares
Allocation by class
COM$13.3K19.9%
NOTE 1.250% 7/0$12.1K18.1%
NOTE 0.500% 2/0$10.7K16.0%
NOTE 3.250% 6/1$9.3K13.8%
NOTE 5.000% 4/1$7.8K11.6%
NOTE 3.250% 2/1$6.2K9.2%
NOTE 2.375% 5/0$2.4K3.5%
Portfolio Concentration
Top 3$32.1K48.0%
4–10$20.0K29.9%
11–25$7.1K10.7%
Rest$7.7K11.5%
Top 3 weight
48.0%
Top 10 weight
77.8%
Voting Authority Distribution
Total shares with voting rights: 62.58M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
62.58M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole61
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings61
Rows:
HELLO GROUP INC
SOLEShares13.14M
TypeSH
Market value$12.1K
18.12%
Sole
0.00
Shared
0.00
None
13.14M
NIO INC
SOLEShares14.41M
TypeSH
Market value$10.7K
16.03%
Sole
0.00
Shared
0.00
None
14.41M
WISDOMTREE INVTS INC
SOLEShares10.40M
TypeSH
Market value$9.3K
13.83%
Sole
0.00
Shared
0.00
None
10.40M
DIGITALBRIDGE GROUP INC
SOLEShares7.90M
TypeSH
Market value$7.8K
11.61%
Sole
0.00
Shared
0.00
None
7.90M
FUBOTV INC
SOLEShares12.66M
TypeSH
Market value$6.2K
9.21%
Sole
0.00
Shared
0.00
None
12.66M
EZCORP INC
SOLEShares2.78M
TypeSH
Market value$2.4K
3.55%
Sole
0.00
Shared
0.00
None
2.78M
COMPASS DIVERSIFIED
SOLEShares82.01K
TypeSH
Market value$1.5K
2.21%
Sole
0.00
Shared
0.00
None
82.01K
NEXPOINT DIVERSIFIED REL ET
SOLEShares61.91K
TypeSH
Market value$777.00
1.16%
Sole
0.00
Shared
0.00
None
61.91K
PROSPECT CAP CORP
SOLEShares115.11K
TypeSH
Market value$714.00
1.07%
Sole
0.00
Shared
0.00
None
115.11K
D R HORTON INC
SOLEShares10.57K
TypeSH
Market value$712.00
1.06%
Sole
0.00
Shared
0.00
None
10.57K
APOLLO GLOBAL MGMT INC
SOLEShares14.49K
TypeSH
Market value$674.00
1.01%
Sole
0.00
Shared
0.00
None
14.49K
CHEVRON CORP NEW
SOLEShares4.42K
TypeSH
Market value$635.00
0.95%
Sole
0.00
Shared
0.00
None
4.42K
EXXON MOBIL CORP
SOLEShares6.83K
TypeSH
Market value$597.00
0.89%
Sole
0.00
Shared
0.00
None
6.83K
ISHARES TR
SOLEShares11.77K
TypeSH
Market value$580.00
0.87%
Sole
0.00
Shared
0.00
None
11.77K
ISHARES TR
SOLEShares5.19K
TypeSH
Market value$544.00
0.81%
Sole
0.00
Shared
0.00
None
5.19K
AT&T INC
SOLEShares31.21K
TypeSH
Market value$479.00
0.71%
Sole
0.00
Shared
0.00
None
31.21K
SCULPTOR CAP MGMT
SOLEShares51.20K
TypeSH
Market value$453.00
0.68%
Sole
0.00
Shared
0.00
None
51.20K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.69K
TypeSH
Market value$438.00
0.65%
Sole
0.00
Shared
0.00
None
3.69K
AMERICOLD REALTY TRUST INC
SOLEShares16.97K
TypeSH
Market value$417.00
0.62%
Sole
0.00
Shared
0.00
None
16.97K
VIRTUS EQUITY & CONV INCM FD
SOLEShares20.09K
TypeSH
Market value$408.00
0.61%
Sole
0.00
Shared
0.00
None
20.09K
U S GLOBAL INVS INC
SOLEShares139.58K
TypeSH
Market value$401.00
0.60%
Sole
0.00
Shared
0.00
None
139.58K
QUEST DIAGNOSTICS INC
SOLEShares3.25K
TypeSH
Market value$399.00
0.60%
Sole
0.00
Shared
0.00
None
3.25K
AFC GAMMA INC
SOLEShares26K
TypeSH
Market value$398.00
0.59%
Sole
0.00
Shared
0.00
None
26K
HP INC
SOLEShares14.63K
TypeSH
Market value$364.00
0.54%
Sole
0.00
Shared
0.00
None
14.63K
VERIZON COMMUNICATIONS INC
SOLEShares9.45K
TypeSH
Market value$359.00
0.54%
Sole
0.00
Shared
0.00
None
9.45K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HELLO GROUP INCSOLE | NOTE 1.250% 7/0 | 13.14M | SH | $12.1K 18.12% | 0.00 | 0.00 | 13.14M |
NIO INCSOLE | NOTE 0.500% 2/0 | 14.41M | SH | $10.7K 16.03% | 0.00 | 0.00 | 14.41M |
WISDOMTREE INVTS INCSOLE | NOTE 3.250% 6/1 | 10.40M | SH | $9.3K 13.83% | 0.00 | 0.00 | 10.40M |
DIGITALBRIDGE GROUP INCSOLE | NOTE 5.000% 4/1 | 7.90M | SH | $7.8K 11.61% | 0.00 | 0.00 | 7.90M |
FUBOTV INCSOLE | NOTE 3.250% 2/1 | 12.66M | SH | $6.2K 9.21% | 0.00 | 0.00 | 12.66M |
EZCORP INCSOLE | NOTE 2.375% 5/0 | 2.78M | SH | $2.4K 3.55% | 0.00 | 0.00 | 2.78M |
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 82.01K | SH | $1.5K 2.21% | 0.00 | 0.00 | 82.01K |
NEXPOINT DIVERSIFIED REL ETSOLE | COM NEW | 61.91K | SH | $777.00 1.16% | 0.00 | 0.00 | 61.91K |
PROSPECT CAP CORPSOLE | COM | 115.11K | SH | $714.00 1.07% | 0.00 | 0.00 | 115.11K |
D R HORTON INCSOLE | COM | 10.57K | SH | $712.00 1.06% | 0.00 | 0.00 | 10.57K |
APOLLO GLOBAL MGMT INCSOLE | COM | 14.49K | SH | $674.00 1.01% | 0.00 | 0.00 | 14.49K |
CHEVRON CORP NEWSOLE | COM | 4.42K | SH | $635.00 0.95% | 0.00 | 0.00 | 4.42K |
EXXON MOBIL CORPSOLE | COM | 6.83K | SH | $597.00 0.89% | 0.00 | 0.00 | 6.83K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 11.77K | SH | $580.00 0.87% | 0.00 | 0.00 | 11.77K |
ISHARES TRSOLE | TIPS BD ETF | 5.19K | SH | $544.00 0.81% | 0.00 | 0.00 | 5.19K |
AT&T INCSOLE | COM | 31.21K | SH | $479.00 0.71% | 0.00 | 0.00 | 31.21K |
SCULPTOR CAP MGMTSOLE | COM CL A | 51.20K | SH | $453.00 0.68% | 0.00 | 0.00 | 51.20K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.69K | SH | $438.00 0.65% | 0.00 | 0.00 | 3.69K |
AMERICOLD REALTY TRUST INCSOLE | COM | 16.97K | SH | $417.00 0.62% | 0.00 | 0.00 | 16.97K |
VIRTUS EQUITY & CONV INCM FDSOLE | COM | 20.09K | SH | $408.00 0.61% | 0.00 | 0.00 | 20.09K |
U S GLOBAL INVS INCSOLE | CL A | 139.58K | SH | $401.00 0.60% | 0.00 | 0.00 | 139.58K |
QUEST DIAGNOSTICS INCSOLE | COM | 3.25K | SH | $399.00 0.60% | 0.00 | 0.00 | 3.25K |
AFC GAMMA INCSOLE | COM | 26K | SH | $398.00 0.59% | 0.00 | 0.00 | 26K |
HP INCSOLE | COM | 14.63K | SH | $364.00 0.54% | 0.00 | 0.00 | 14.63K |
VERIZON COMMUNICATIONS INCSOLE | COM | 9.45K | SH | $359.00 0.54% | 0.00 | 0.00 | 9.45K |
Page 1 of 3