SMC HOLDINGS II, LP enters PROSOMNUS, INC. with 246.07K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/23/2023ACC: 0001013762-23-005849
246.07K
Baseline shares
100% direct
246.07K
Direct ownership
1 position
1.88M
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, par value $0.001
DirectShares owned246.07K
Total
246.07K direct246.07K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.001 | 246.07K | Direct |
| Total | 246.07K | 246.07K direct |
Derivative Holdings3
Warrant to purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
296.46K
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Subordinated Secured Convertible Notes Due April 6, 2026
DirectUnderlying security
Common Stock
Underlying shares
626.26K
Shares owned
N/A
Exercise price
5.20
Expiration
—
Exercise window
—
Series A Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
961.85K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Total
Underlying
1.88M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant to purchase Common Stock Direct | Common Stock | 11.50 | — | — | 296.46K | N/A |
| Subordinated Secured Convertible Notes Due April 6, 2026 Direct | Common Stock | 5.20 | — | — | 626.26K | N/A |
| Series A Preferred Stock Direct | Common Stock | 1.00 | — | — | 961.85K | N/A |
| Total | 1.88M | 0.00 | ||||