Filed: 4/22/2026ACC: 0001921304-26-000003
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 527 equity positions with a total reported market value of $189.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
527
Positions
$189.74M
Total AUM (reported)
2.27M
Total Shares
Allocation by class
COM$50.73M26.7%
CORE S&P TTL STK$48.78M25.7%
TOTAL STK MKT$9.69M5.1%
SHS CREATION UNI$9.39M4.9%
MCAP VL IDXVIP$8.19M4.3%
FREEDOM 100 EM$6.33M3.3%
HEDGED EQUITY LA$5.70M3.0%
Portfolio Concentration
Top 3$70.13M37.0%
4–10$40.63M21.4%
11–25$38.55M20.3%
Rest$40.43M21.3%
Top 3 weight
37.0%
Top 10 weight
58.4%
Voting Authority Distribution
Total shares with voting rights: 2.27M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.27M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole527
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings527
Rows:
ISHARES TR
SOLEShares342.52K
TypeSH
Market value$48.78M
25.71%
Sole
0.00
Shared
0.00
None
342.52K
APPLE INC
SOLEShares45.95K
TypeSH
Market value$11.66M
6.15%
Sole
0.00
Shared
0.00
None
45.95K
VANGUARD INDEX FDS
SOLEShares30.20K
TypeSH
Market value$9.69M
5.11%
Sole
0.00
Shared
0.00
None
30.20K
VANGUARD INDEX FDS
SOLEShares44.44K
TypeSH
Market value$8.19M
4.32%
Sole
0.00
Shared
0.00
None
44.44K
EA SERIES TRUST
SOLEShares115.76K
TypeSH
Market value$6.33M
3.33%
Sole
0.00
Shared
0.00
None
115.76K
J P MORGAN EXCHANGE TRADED F
SOLEShares89.16K
TypeSH
Market value$5.70M
3.00%
Sole
0.00
Shared
0.00
None
89.16K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares130K
TypeSH
Market value$5.53M
2.91%
Sole
0.00
Shared
0.00
None
130K
PGIM ETF TR
SOLEShares111.12K
TypeSH
Market value$5.50M
2.90%
Sole
0.00
Shared
0.00
None
111.12K
INTERCONTINENTAL EXCHANGE IN
SOLEShares34.09K
TypeSH
Market value$5.36M
2.83%
Sole
0.00
Shared
0.00
None
34.09K
WISDOMTREE TR
SOLEShares57.61K
TypeSH
Market value$4.03M
2.12%
Sole
0.00
Shared
0.00
None
57.61K
NEW YORK LIFE INVTS ACTIVE E
SOLEShares164.81K
TypeSH
Market value$3.97M
2.09%
Sole
0.00
Shared
0.00
None
164.81K
VANGUARD WORLD FD
SOLEShares22.82K
TypeSH
Market value$3.95M
2.08%
Sole
0.00
Shared
0.00
None
22.82K
CAPITAL GROUP GBL GROWTH EQT
SOLEShares115.58K
TypeSH
Market value$3.86M
2.03%
Sole
0.00
Shared
0.00
None
115.58K
JPMORGAN CHASE FINL CO LLC
SOLEShares91.90K
TypeSH
Market value$3.18M
1.67%
Sole
0.00
Shared
0.00
None
91.90K
FLEXSHARES TR
SOLEShares51.42K
TypeSH
Market value$2.84M
1.49%
Sole
0.00
Shared
0.00
None
51.42K
PHILIP MORRIS INTL INC
SOLEShares15.90K
TypeSH
Market value$2.63M
1.39%
Sole
0.00
Shared
0.00
None
15.90K
NVIDIA CORPORATION
SOLEShares13.56K
TypeSH
Market value$2.37M
1.25%
Sole
0.00
Shared
0.00
None
13.56K
J P MORGAN EXCHANGE TRADED F
SOLEShares39.17K
TypeSH
Market value$2.17M
1.15%
Sole
0.00
Shared
0.00
None
39.17K
EXXON MOBIL CORP
SOLEShares12.50K
TypeSH
Market value$2.12M
1.12%
Sole
0.00
Shared
0.00
None
12.50K
ALPHABET INC
SOLEShares7.22K
TypeSH
Market value$2.07M
1.09%
Sole
0.00
Shared
0.00
None
7.22K
J P MORGAN EXCHANGE TRADED F
SOLEShares42.17K
TypeSH
Market value$1.99M
1.05%
Sole
0.00
Shared
0.00
None
42.17K
INVESCO EXCHANGE TRADED FD T
SOLEShares15.79K
TypeSH
Market value$1.96M
1.04%
Sole
0.00
Shared
0.00
None
15.79K
ISHARES TR
SOLEShares17.80K
TypeSH
Market value$1.89M
1.00%
Sole
0.00
Shared
0.00
None
17.80K
MICROSOFT CORP
SOLEShares4.95K
TypeSH
Market value$1.83M
0.97%
Sole
0.00
Shared
0.00
None
4.95K
SPDR SERIES TRUST
SOLEShares17.05K
TypeSH
Market value$1.72M
0.91%
Sole
0.00
Shared
0.00
None
17.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 342.52K | SH | $48.78M 25.71% | 0.00 | 0.00 | 342.52K |
APPLE INCSOLE | COM | 45.95K | SH | $11.66M 6.15% | 0.00 | 0.00 | 45.95K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.20K | SH | $9.69M 5.11% | 0.00 | 0.00 | 30.20K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 44.44K | SH | $8.19M 4.32% | 0.00 | 0.00 | 44.44K |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 115.76K | SH | $6.33M 3.33% | 0.00 | 0.00 | 115.76K |
J P MORGAN EXCHANGE TRADED FSOLE | HEDGED EQUITY LA | 89.16K | SH | $5.70M 3.00% | 0.00 | 0.00 | 89.16K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 130K | SH | $5.53M 2.91% | 0.00 | 0.00 | 130K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 111.12K | SH | $5.50M 2.90% | 0.00 | 0.00 | 111.12K |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 34.09K | SH | $5.36M 2.83% | 0.00 | 0.00 | 34.09K |
WISDOMTREE TRSOLE | INTL EQUITY FD | 57.61K | SH | $4.03M 2.12% | 0.00 | 0.00 | 57.61K |
NEW YORK LIFE INVTS ACTIVE ESOLE | NYLI MACKAY MUN | 164.81K | SH | $3.97M 2.09% | 0.00 | 0.00 | 164.81K |
VANGUARD WORLD FDSOLE | ENERGY ETF | 22.82K | SH | $3.95M 2.08% | 0.00 | 0.00 | 22.82K |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 115.58K | SH | $3.86M 2.03% | 0.00 | 0.00 | 115.58K |
JPMORGAN CHASE FINL CO LLCSOLE | CAL LKD 44 | 91.90K | SH | $3.18M 1.67% | 0.00 | 0.00 | 91.90K |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 51.42K | SH | $2.84M 1.49% | 0.00 | 0.00 | 51.42K |
PHILIP MORRIS INTL INCSOLE | COM | 15.90K | SH | $2.63M 1.39% | 0.00 | 0.00 | 15.90K |
NVIDIA CORPORATIONSOLE | COM | 13.56K | SH | $2.37M 1.25% | 0.00 | 0.00 | 13.56K |
J P MORGAN EXCHANGE TRADED FSOLE | NASDAQ EQT PREM | 39.17K | SH | $2.17M 1.15% | 0.00 | 0.00 | 39.17K |
EXXON MOBIL CORPSOLE | COM | 12.50K | SH | $2.12M 1.12% | 0.00 | 0.00 | 12.50K |
ALPHABET INCSOLE | CAP STK CL C | 7.22K | SH | $2.07M 1.09% | 0.00 | 0.00 | 7.22K |
J P MORGAN EXCHANGE TRADED FSOLE | CORE PLUS BD ETF | 42.17K | SH | $1.99M 1.05% | 0.00 | 0.00 | 42.17K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SML600 VAL | 15.79K | SH | $1.96M 1.04% | 0.00 | 0.00 | 15.79K |
ISHARES TRSOLE | NATIONAL MUN ETF | 17.80K | SH | $1.89M 1.00% | 0.00 | 0.00 | 17.80K |
MICROSOFT CORPSOLE | COM | 4.95K | SH | $1.83M 0.97% | 0.00 | 0.00 | 4.95K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 17.05K | SH | $1.72M 0.91% | 0.00 | 0.00 | 17.05K |
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