Filed: 1/23/2026ACC: 0001921304-26-000002
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 521 equity positions with a total reported market value of $191.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
521
Positions
$191.05M
Total AUM (reported)
2.23M
Total Shares
Allocation by class
COM$52.49M27.5%
CORE S&P TTL STK$51.41M26.9%
TOTAL STK MKT$10.09M5.3%
SHS CREATION UNI$9.43M4.9%
MCAP VL IDXVIP$7.91M4.1%
FREEDOM 100 EM$5.98M3.1%
HEDGED EQUITY LA$5.50M2.9%
Portfolio Concentration
Top 3$74.12M38.8%
4–10$39.03M20.4%
11–25$36.95M19.3%
Rest$40.95M21.4%
Top 3 weight
38.8%
Top 10 weight
59.2%
Voting Authority Distribution
Total shares with voting rights: 2.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole521
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings521
Rows:
ISHARES TR
SOLEShares345.75K
TypeSH
Market value$51.41M
26.91%
Sole
0.00
Shared
0.00
None
345.75K
APPLE INC
SOLEShares46.41K
TypeSH
Market value$12.62M
6.60%
Sole
0.00
Shared
0.00
None
46.41K
VANGUARD INDEX FDS
SOLEShares30.10K
TypeSH
Market value$10.09M
5.28%
Sole
0.00
Shared
0.00
None
30.10K
VANGUARD INDEX FDS
SOLEShares44.60K
TypeSH
Market value$7.91M
4.14%
Sole
0.00
Shared
0.00
None
44.60K
EA SERIES TRUST
SOLEShares116.55K
TypeSH
Market value$5.98M
3.13%
Sole
0.00
Shared
0.00
None
116.55K
INTERCONTINENTAL EXCHANGE IN
SOLEShares34.48K
TypeSH
Market value$5.58M
2.92%
Sole
0.00
Shared
0.00
None
34.48K
J P MORGAN EXCHANGE TRADED F
SOLEShares82.78K
TypeSH
Market value$5.50M
2.88%
Sole
0.00
Shared
0.00
None
82.78K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares124.05K
TypeSH
Market value$5.41M
2.83%
Sole
0.00
Shared
0.00
None
124.05K
PGIM ETF TR
SOLEShares93.35K
TypeSH
Market value$4.63M
2.42%
Sole
0.00
Shared
0.00
None
93.35K
CAPITAL GROUP GBL GROWTH EQT
SOLEShares115.92K
TypeSH
Market value$4.02M
2.10%
Sole
0.00
Shared
0.00
None
115.92K
NEW YORK LIFE INVTS ACTIVE E
SOLEShares162.44K
TypeSH
Market value$3.95M
2.07%
Sole
0.00
Shared
0.00
None
162.44K
WISDOMTREE TR
SOLEShares57.38K
TypeSH
Market value$3.95M
2.07%
Sole
0.00
Shared
0.00
None
57.38K
VANGUARD WORLD FD
SOLEShares22.76K
TypeSH
Market value$2.87M
1.50%
Sole
0.00
Shared
0.00
None
22.76K
JPMORGAN CHASE FINL CO LLC
SOLEShares92.08K
TypeSH
Market value$2.75M
1.44%
Sole
0.00
Shared
0.00
None
92.08K
PHILIP MORRIS INTL INC
SOLEShares15.91K
TypeSH
Market value$2.55M
1.34%
Sole
0.00
Shared
0.00
None
15.91K
NVIDIA CORPORATION
SOLEShares13.56K
TypeSH
Market value$2.53M
1.32%
Sole
0.00
Shared
0.00
None
13.56K
FLEXSHARES TR
SOLEShares54.33K
TypeSH
Market value$2.49M
1.30%
Sole
0.00
Shared
0.00
None
54.33K
MICROSOFT CORP
SOLEShares5.04K
TypeSH
Market value$2.44M
1.28%
Sole
0.00
Shared
0.00
None
5.04K
ALPHABET INC
SOLEShares7.22K
TypeSH
Market value$2.26M
1.19%
Sole
0.00
Shared
0.00
None
7.22K
J P MORGAN EXCHANGE TRADED F
SOLEShares35.24K
TypeSH
Market value$2.05M
1.07%
Sole
0.00
Shared
0.00
None
35.24K
ISHARES TR
SOLEShares17.92K
TypeSH
Market value$1.92M
1.00%
Sole
0.00
Shared
0.00
None
17.92K
J P MORGAN EXCHANGE TRADED F
SOLEShares38.88K
TypeSH
Market value$1.84M
0.96%
Sole
0.00
Shared
0.00
None
38.88K
INVESCO EXCHANGE TRADED FD T
SOLEShares15.44K
TypeSH
Market value$1.84M
0.96%
Sole
0.00
Shared
0.00
None
15.44K
SPDR SERIES TRUST
SOLEShares18.21K
TypeSH
Market value$1.79M
0.94%
Sole
0.00
Shared
0.00
None
18.21K
INTERNATIONAL BUSINESS MACHS
SOLEShares5.83K
TypeSH
Market value$1.73M
0.90%
Sole
0.00
Shared
0.00
None
5.83K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 345.75K | SH | $51.41M 26.91% | 0.00 | 0.00 | 345.75K |
APPLE INCSOLE | COM | 46.41K | SH | $12.62M 6.60% | 0.00 | 0.00 | 46.41K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.10K | SH | $10.09M 5.28% | 0.00 | 0.00 | 30.10K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 44.60K | SH | $7.91M 4.14% | 0.00 | 0.00 | 44.60K |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 116.55K | SH | $5.98M 3.13% | 0.00 | 0.00 | 116.55K |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 34.48K | SH | $5.58M 2.92% | 0.00 | 0.00 | 34.48K |
J P MORGAN EXCHANGE TRADED FSOLE | HEDGED EQUITY LA | 82.78K | SH | $5.50M 2.88% | 0.00 | 0.00 | 82.78K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 124.05K | SH | $5.41M 2.83% | 0.00 | 0.00 | 124.05K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 93.35K | SH | $4.63M 2.42% | 0.00 | 0.00 | 93.35K |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 115.92K | SH | $4.02M 2.10% | 0.00 | 0.00 | 115.92K |
NEW YORK LIFE INVTS ACTIVE ESOLE | NYLI MACKAY MUN | 162.44K | SH | $3.95M 2.07% | 0.00 | 0.00 | 162.44K |
WISDOMTREE TRSOLE | INTL EQUITY FD | 57.38K | SH | $3.95M 2.07% | 0.00 | 0.00 | 57.38K |
VANGUARD WORLD FDSOLE | ENERGY ETF | 22.76K | SH | $2.87M 1.50% | 0.00 | 0.00 | 22.76K |
JPMORGAN CHASE FINL CO LLCSOLE | CAL LKD 44 | 92.08K | SH | $2.75M 1.44% | 0.00 | 0.00 | 92.08K |
PHILIP MORRIS INTL INCSOLE | COM | 15.91K | SH | $2.55M 1.34% | 0.00 | 0.00 | 15.91K |
NVIDIA CORPORATIONSOLE | COM | 13.56K | SH | $2.53M 1.32% | 0.00 | 0.00 | 13.56K |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 54.33K | SH | $2.49M 1.30% | 0.00 | 0.00 | 54.33K |
MICROSOFT CORPSOLE | COM | 5.04K | SH | $2.44M 1.28% | 0.00 | 0.00 | 5.04K |
ALPHABET INCSOLE | CAP STK CL C | 7.22K | SH | $2.26M 1.19% | 0.00 | 0.00 | 7.22K |
J P MORGAN EXCHANGE TRADED FSOLE | NASDAQ EQT PREM | 35.24K | SH | $2.05M 1.07% | 0.00 | 0.00 | 35.24K |
ISHARES TRSOLE | NATIONAL MUN ETF | 17.92K | SH | $1.92M 1.00% | 0.00 | 0.00 | 17.92K |
J P MORGAN EXCHANGE TRADED FSOLE | CORE PLUS BD ETF | 38.88K | SH | $1.84M 0.96% | 0.00 | 0.00 | 38.88K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SML600 VAL | 15.44K | SH | $1.84M 0.96% | 0.00 | 0.00 | 15.44K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 18.21K | SH | $1.79M 0.94% | 0.00 | 0.00 | 18.21K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.83K | SH | $1.73M 0.90% | 0.00 | 0.00 | 5.83K |
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