SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC

Filed: 10/17/2025ACC: 0001921304-25-000006

📋 What this filing means

SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 530 equity positions with a total reported market value of $196.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

530

Positions

$196.35M

Total AUM (reported)

2.28M

Total Shares

Allocation by class

CORE S&P TTL STK$54.45M27.7%

COM$53.05M27.0%

TOTAL STK MKT$10.81M5.5%

SHS CREATION UNI$9.17M4.7%

MCAP VL IDXVIP$8.21M4.2%

FREEDOM 100 EM$5.46M2.8%

PGIM ULTRA SH BD$5.14M2.6%

Portfolio Concentration

Top 3$77.23M39.3%

4–10$38.62M19.7%

11–25$36.05M18.4%

Rest$44.45M22.6%

Top 3 weight

39.3%

Top 10 weight

59.0%

Voting Authority Distribution

Total shares with voting rights: 2.28M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.28M

% of voting shares100.0%

Investment Discretion (by position count)

Sole530

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings530

Rows:

ISHARES TR

SOLE

CORE S&P TTL STK

Shares373.87K

TypeSH

Market value$54.45M

27.73%

Sole

0.00

Shared

0.00

None

373.87K

APPLE INC

SOLE

COM

Shares46.99K

TypeSH

Market value$11.97M

6.09%

Sole

0.00

Shared

0.00

None

46.99K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares32.95K

TypeSH

Market value$10.81M

5.51%

Sole

0.00

Shared

0.00

None

32.95K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares47.04K

TypeSH

Market value$8.21M

4.18%

Sole

0.00

Shared

0.00

None

47.04K

INTERCONTINENTAL EXCHANGE IN

SOLE

COM

Shares34.48K

TypeSH

Market value$5.81M

2.96%

Sole

0.00

Shared

0.00

None

34.48K

EA SERIES TRUST

SOLE

FREEDOM 100 EM

Shares123.20K

TypeSH

Market value$5.46M

2.78%

Sole

0.00

Shared

0.00

None

123.20K

PGIM ETF TR

SOLE

PGIM ULTRA SH BD

Shares103.14K

TypeSH

Market value$5.14M

2.62%

Sole

0.00

Shared

0.00

None

103.14K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares119.02K

TypeSH

Market value$5.00M

2.55%

Sole

0.00

Shared

0.00

None

119.02K

J P MORGAN EXCHANGE TRADED F

SOLE

HEDGED EQUITY LA

Shares74.27K

TypeSH

Market value$4.83M

2.46%

Sole

0.00

Shared

0.00

None

74.27K

CAPITAL GROUP GBL GROWTH EQT

SOLE

SHS CREATION UNI

Shares121.92K

TypeSH

Market value$4.17M

2.12%

Sole

0.00

Shared

0.00

None

121.92K

WISDOMTREE TR

SOLE

INTL EQUITY FD

Shares60.79K

TypeSH

Market value$4.03M

2.05%

Sole

0.00

Shared

0.00

None

60.79K

NEW YORK LIFE INVTS ACTIVE E

SOLE

NYLI MACKAY MUN

Shares132.82K

TypeSH

Market value$3.23M

1.64%

Sole

0.00

Shared

0.00

None

132.82K

VANGUARD WORLD FD

SOLE

ENERGY ETF

Shares22.85K

TypeSH

Market value$2.88M

1.46%

Sole

0.00

Shared

0.00

None

22.85K

JPMORGAN CHASE FINL CO LLC

SOLE

CAL LKD 44

Shares94.90K

TypeSH

Market value$2.80M

1.43%

Sole

0.00

Shared

0.00

None

94.90K

MICROSOFT CORP

SOLE

COM

Shares5.10K

TypeSH

Market value$2.64M

1.34%

Sole

0.00

Shared

0.00

None

5.10K

PHILIP MORRIS INTL INC

SOLE

COM

Shares15.96K

TypeSH

Market value$2.59M

1.32%

Sole

0.00

Shared

0.00

None

15.96K

NVIDIA CORPORATION

SOLE

COM

Shares13.66K

TypeSH

Market value$2.55M

1.30%

Sole

0.00

Shared

0.00

None

13.66K

FLEXSHARES TR

SOLE

MORNSTAR UPSTR

Shares57.90K

TypeSH

Market value$2.53M

1.29%

Sole

0.00

Shared

0.00

None

57.90K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares22.89K

TypeSH

Market value$2.44M

1.24%

Sole

0.00

Shared

0.00

None

22.89K

SPDR SERIES TRUST

SOLE

DJ REIT ETF

Shares18.91K

TypeSH

Market value$1.90M

0.97%

Sole

0.00

Shared

0.00

None

18.91K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P SML600 VAL

Shares15.41K

TypeSH

Market value$1.82M

0.93%

Sole

0.00

Shared

0.00

None

15.41K

ALPHABET INC

SOLE

CAP STK CL C

Shares7.22K

TypeSH

Market value$1.76M

0.90%

Sole

0.00

Shared

0.00

None

7.22K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares34.94K

TypeSH

Market value$1.66M

0.85%

Sole

0.00

Shared

0.00

None

34.94K

INTERNATIONAL BUSINESS MACHS

SOLE

COM

Shares5.83K

TypeSH

Market value$1.65M

0.84%

Sole

0.00

Shared

0.00

None

5.83K

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares27.62K

TypeSH

Market value$1.59M

0.81%

Sole

0.00

Shared

0.00

None

27.62K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P TTL STK	373.87K	SH	$54.45M 27.73%	373.87K
APPLE INCSOLE	COM	46.99K	SH	$11.97M 6.09%	46.99K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	32.95K	SH	$10.81M 5.51%	32.95K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	47.04K	SH	$8.21M 4.18%	47.04K
INTERCONTINENTAL EXCHANGE INSOLE	COM	34.48K	SH	$5.81M 2.96%	34.48K
EA SERIES TRUSTSOLE	FREEDOM 100 EM	123.20K	SH	$5.46M 2.78%	123.20K
PGIM ETF TRSOLE	PGIM ULTRA SH BD	103.14K	SH	$5.14M 2.62%	103.14K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	119.02K	SH	$5.00M 2.55%	119.02K
J P MORGAN EXCHANGE TRADED FSOLE	HEDGED EQUITY LA	74.27K	SH	$4.83M 2.46%	74.27K
CAPITAL GROUP GBL GROWTH EQTSOLE	SHS CREATION UNI	121.92K	SH	$4.17M 2.12%	121.92K
WISDOMTREE TRSOLE	INTL EQUITY FD	60.79K	SH	$4.03M 2.05%	60.79K
NEW YORK LIFE INVTS ACTIVE ESOLE	NYLI MACKAY MUN	132.82K	SH	$3.23M 1.64%	132.82K
VANGUARD WORLD FDSOLE	ENERGY ETF	22.85K	SH	$2.88M 1.46%	22.85K
JPMORGAN CHASE FINL CO LLCSOLE	CAL LKD 44	94.90K	SH	$2.80M 1.43%	94.90K
MICROSOFT CORPSOLE	COM	5.10K	SH	$2.64M 1.34%	5.10K
PHILIP MORRIS INTL INCSOLE	COM	15.96K	SH	$2.59M 1.32%	15.96K
NVIDIA CORPORATIONSOLE	COM	13.66K	SH	$2.55M 1.30%	13.66K
FLEXSHARES TRSOLE	MORNSTAR UPSTR	57.90K	SH	$2.53M 1.29%	57.90K
ISHARES TRSOLE	NATIONAL MUN ETF	22.89K	SH	$2.44M 1.24%	22.89K
SPDR SERIES TRUSTSOLE	DJ REIT ETF	18.91K	SH	$1.90M 0.97%	18.91K
INVESCO EXCHANGE TRADED FD TSOLE	S&P SML600 VAL	15.41K	SH	$1.82M 0.93%	15.41K
ALPHABET INCSOLE	CAP STK CL C	7.22K	SH	$1.76M 0.90%	7.22K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	34.94K	SH	$1.66M 0.85%	34.94K
INTERNATIONAL BUSINESS MACHSSOLE	COM	5.83K	SH	$1.65M 0.84%	5.83K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	27.62K	SH	$1.59M 0.81%	27.62K

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