SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC

Filed: 10/3/2025ACC: 0001921304-25-000005

📋 What this filing means

SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 568 equity positions with a total reported market value of $175.26M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

568

Positions

$175.26M

Total AUM (reported)

2.12M

Total Shares

Allocation by class

COM$49.31M28.1%

CORE S&P TTL STK$48.77M27.8%

TOTAL STK MKT$10.00M5.7%

SHS CREATION UNI$8.30M4.7%

MCAP VL IDXVIP$7.47M4.3%

FREEDOM 100 EM$4.80M2.7%

PGIM ULTRA SH BD$4.66M2.7%

Portfolio Concentration

Top 3$68.37M39.0%

4–10$35.28M20.1%

11–25$32.69M18.7%

Rest$38.93M22.2%

Top 3 weight

39.0%

Top 10 weight

59.1%

Voting Authority Distribution

Total shares with voting rights: 2.12M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.12M

% of voting shares100.0%

Investment Discretion (by position count)

Sole568

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings568

Rows:

ISHARES TR

SOLE

CORE S&P TTL STK

Shares361.13K

TypeSH

Market value$48.77M

27.83%

Sole

0.00

Shared

0.00

None

361.13K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares32.89K

TypeSH

Market value$10.00M

5.70%

Sole

0.00

Shared

0.00

None

32.89K

APPLE INC

SOLE

COM

Shares46.80K

TypeSH

Market value$9.60M

5.48%

Sole

0.00

Shared

0.00

None

46.80K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares45.40K

TypeSH

Market value$7.47M

4.26%

Sole

0.00

Shared

0.00

None

45.40K

INTERCONTINENTAL EXCHANGE IN

SOLE

COM

Shares34.56K

TypeSH

Market value$6.34M

3.62%

Sole

0.00

Shared

0.00

None

34.56K

EA SERIES TRUST

SOLE

FREEDOM 100 EM

Shares118.71K

TypeSH

Market value$4.80M

2.74%

Sole

0.00

Shared

0.00

None

118.71K

PGIM ETF TR

SOLE

PGIM ULTRA SH BD

Shares93.69K

TypeSH

Market value$4.66M

2.66%

Sole

0.00

Shared

0.00

None

93.69K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares115.39K

TypeSH

Market value$4.56M

2.60%

Sole

0.00

Shared

0.00

None

115.39K

CAPITAL GROUP GBL GROWTH EQT

SOLE

SHS CREATION UNI

Shares117.05K

TypeSH

Market value$3.74M

2.14%

Sole

0.00

Shared

0.00

None

117.05K

WISDOMTREE TR

SOLE

INTL EQUITY FD

Shares58.42K

TypeSH

Market value$3.71M

2.12%

Sole

0.00

Shared

0.00

None

58.42K

J P MORGAN EXCHANGE TRADED F

SOLE

HEDGED EQUITY LA

Shares52.96K

TypeSH

Market value$3.31M

1.89%

Sole

0.00

Shared

0.00

None

52.96K

PHILIP MORRIS INTL INC

SOLE

COM

Shares15.97K

TypeSH

Market value$2.91M

1.66%

Sole

0.00

Shared

0.00

None

15.97K

JPMORGAN CHASE FINL CO LLC

SOLE

CAL LKD 44

Shares90.12K

TypeSH

Market value$2.73M

1.56%

Sole

0.00

Shared

0.00

None

90.12K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares25.84K

TypeSH

Market value$2.70M

1.54%

Sole

0.00

Shared

0.00

None

25.84K

NEW YORK LIFE INVTS ACTIVE E

SOLE

NYLI MACKAY MUN

Shares109.80K

TypeSH

Market value$2.62M

1.49%

Sole

0.00

Shared

0.00

None

109.80K

VANGUARD WORLD FD

SOLE

ENERGY ETF

Shares21.54K

TypeSH

Market value$2.57M

1.46%

Sole

0.00

Shared

0.00

None

21.54K

MICROSOFT CORP

SOLE

COM

Shares5.14K

TypeSH

Market value$2.56M

1.46%

Sole

0.00

Shared

0.00

None

5.14K

FLEXSHARES TR

SOLE

MORNSTAR UPSTR

Shares55.78K

TypeSH

Market value$2.24M

1.28%

Sole

0.00

Shared

0.00

None

55.78K

NVIDIA CORPORATION

SOLE

COM

Shares13.51K

TypeSH

Market value$2.13M

1.22%

Sole

0.00

Shared

0.00

None

13.51K

SPDR SERIES TRUST

SOLE

DJ REIT ETF

Shares18.22K

TypeSH

Market value$1.76M

1.00%

Sole

0.00

Shared

0.00

None

18.22K

INTERNATIONAL BUSINESS MACHS

SOLE

COM

Shares5.83K

TypeSH

Market value$1.72M

0.98%

Sole

0.00

Shared

0.00

None

5.83K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P SML600 VAL

Shares13.61K

TypeSH

Market value$1.43M

0.81%

Sole

0.00

Shared

0.00

None

13.61K

PROCTER AND GAMBLE CO

SOLE

COM

Shares8.62K

TypeSH

Market value$1.37M

0.78%

Sole

0.00

Shared

0.00

None

8.62K

EXXON MOBIL CORP

SOLE

COM

Shares12.69K

TypeSH

Market value$1.37M

0.78%

Sole

0.00

Shared

0.00

None

12.69K

ALPHABET INC

SOLE

CAP STK CL C

Shares7.22K

TypeSH

Market value$1.28M

0.73%

Sole

0.00

Shared

0.00

None

7.22K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P TTL STK	361.13K	SH	$48.77M 27.83%	361.13K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	32.89K	SH	$10.00M 5.70%	32.89K
APPLE INCSOLE	COM	46.80K	SH	$9.60M 5.48%	46.80K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	45.40K	SH	$7.47M 4.26%	45.40K
INTERCONTINENTAL EXCHANGE INSOLE	COM	34.56K	SH	$6.34M 3.62%	34.56K
EA SERIES TRUSTSOLE	FREEDOM 100 EM	118.71K	SH	$4.80M 2.74%	118.71K
PGIM ETF TRSOLE	PGIM ULTRA SH BD	93.69K	SH	$4.66M 2.66%	93.69K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	115.39K	SH	$4.56M 2.60%	115.39K
CAPITAL GROUP GBL GROWTH EQTSOLE	SHS CREATION UNI	117.05K	SH	$3.74M 2.14%	117.05K
WISDOMTREE TRSOLE	INTL EQUITY FD	58.42K	SH	$3.71M 2.12%	58.42K
J P MORGAN EXCHANGE TRADED FSOLE	HEDGED EQUITY LA	52.96K	SH	$3.31M 1.89%	52.96K
PHILIP MORRIS INTL INCSOLE	COM	15.97K	SH	$2.91M 1.66%	15.97K
JPMORGAN CHASE FINL CO LLCSOLE	CAL LKD 44	90.12K	SH	$2.73M 1.56%	90.12K
ISHARES TRSOLE	NATIONAL MUN ETF	25.84K	SH	$2.70M 1.54%	25.84K
NEW YORK LIFE INVTS ACTIVE ESOLE	NYLI MACKAY MUN	109.80K	SH	$2.62M 1.49%	109.80K
VANGUARD WORLD FDSOLE	ENERGY ETF	21.54K	SH	$2.57M 1.46%	21.54K
MICROSOFT CORPSOLE	COM	5.14K	SH	$2.56M 1.46%	5.14K
FLEXSHARES TRSOLE	MORNSTAR UPSTR	55.78K	SH	$2.24M 1.28%	55.78K
NVIDIA CORPORATIONSOLE	COM	13.51K	SH	$2.13M 1.22%	13.51K
SPDR SERIES TRUSTSOLE	DJ REIT ETF	18.22K	SH	$1.76M 1.00%	18.22K
INTERNATIONAL BUSINESS MACHSSOLE	COM	5.83K	SH	$1.72M 0.98%	5.83K
INVESCO EXCHANGE TRADED FD TSOLE	S&P SML600 VAL	13.61K	SH	$1.43M 0.81%	13.61K
PROCTER AND GAMBLE COSOLE	COM	8.62K	SH	$1.37M 0.78%	8.62K
EXXON MOBIL CORPSOLE	COM	12.69K	SH	$1.37M 0.78%	12.69K
ALPHABET INCSOLE	CAP STK CL C	7.22K	SH	$1.28M 0.73%	7.22K

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