Filed: 4/25/2025ACC: 0001921304-25-000003
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 505 equity positions with a total reported market value of $158.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
505
Positions
$158.81M
Total AUM (reported)
2.06M
Total Shares
Allocation by class
COM$46.57M29.3%
CORE S&P TTL STK$44.36M27.9%
SHS CREATION UNI$7.15M4.5%
MCAP VL IDXVIP$7.05M4.4%
TOTAL STK MKT$7.05M4.4%
PGIM ULTRA SH BD$4.90M3.1%
FREEDOM 100 EM$3.99M2.5%
Portfolio Concentration
Top 3$61.46M38.7%
4–10$32.33M20.4%
11–25$29.39M18.5%
Rest$35.63M22.4%
Top 3 weight
38.7%
Top 10 weight
59.1%
Voting Authority Distribution
Total shares with voting rights: 2.06M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.06M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole505
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings505
Rows:
ISHARES TR
SOLEShares363.56K
TypeSH
Market value$44.36M
27.93%
Sole
0.00
Shared
0.00
None
363.56K
APPLE INC
SOLEShares45.25K
TypeSH
Market value$10.05M
6.33%
Sole
0.00
Shared
0.00
None
45.25K
VANGUARD INDEX FDS
SOLEShares43.93K
TypeSH
Market value$7.05M
4.44%
Sole
0.00
Shared
0.00
None
43.93K
VANGUARD INDEX FDS
SOLEShares25.64K
TypeSH
Market value$7.05M
4.44%
Sole
0.00
Shared
0.00
None
25.64K
INTERCONTINENTAL EXCHANGE IN
SOLEShares34.64K
TypeSH
Market value$5.98M
3.76%
Sole
0.00
Shared
0.00
None
34.64K
PGIM ETF TR
SOLEShares98.50K
TypeSH
Market value$4.90M
3.08%
Sole
0.00
Shared
0.00
None
98.50K
EA SERIES TRUST
SOLEShares113.88K
TypeSH
Market value$3.99M
2.51%
Sole
0.00
Shared
0.00
None
113.88K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares111.64K
TypeSH
Market value$3.98M
2.51%
Sole
0.00
Shared
0.00
None
111.64K
WISDOMTREE TR
SOLEShares56.14K
TypeSH
Market value$3.26M
2.06%
Sole
0.00
Shared
0.00
None
56.14K
CAPITAL GROUP GBL GROWTH EQT
SOLEShares111.94K
TypeSH
Market value$3.17M
2.00%
Sole
0.00
Shared
0.00
None
111.94K
JPMORGAN CHASE FINL CO LLC
SOLEShares87.66K
TypeSH
Market value$2.85M
1.79%
Sole
0.00
Shared
0.00
None
87.66K
ISHARES TR
SOLEShares26.64K
TypeSH
Market value$2.81M
1.77%
Sole
0.00
Shared
0.00
None
26.64K
VANGUARD WORLD FD
SOLEShares21.04K
TypeSH
Market value$2.73M
1.72%
Sole
0.00
Shared
0.00
None
21.04K
PHILIP MORRIS INTL INC
SOLEShares15.97K
TypeSH
Market value$2.53M
1.60%
Sole
0.00
Shared
0.00
None
15.97K
NEW YORK LIFE INVTS ACTIVE E
SOLEShares98.31K
TypeSH
Market value$2.36M
1.48%
Sole
0.00
Shared
0.00
None
98.31K
J P MORGAN EXCHANGE TRADED F
SOLEShares35.75K
TypeSH
Market value$2.13M
1.34%
Sole
0.00
Shared
0.00
None
35.75K
FLEXSHARES TR
SOLEShares54.48K
TypeSH
Market value$2.11M
1.33%
Sole
0.00
Shared
0.00
None
54.48K
MICROSOFT CORP
SOLEShares4.92K
TypeSH
Market value$1.85M
1.16%
Sole
0.00
Shared
0.00
None
4.92K
SPDR SER TR
SOLEShares17.91K
TypeSH
Market value$1.77M
1.12%
Sole
0.00
Shared
0.00
None
17.91K
EXXON MOBIL CORP
SOLEShares12.68K
TypeSH
Market value$1.51M
0.95%
Sole
0.00
Shared
0.00
None
12.68K
NVIDIA CORPORATION
SOLEShares13.59K
TypeSH
Market value$1.47M
0.93%
Sole
0.00
Shared
0.00
None
13.59K
PROCTER AND GAMBLE CO
SOLEShares8.61K
TypeSH
Market value$1.47M
0.92%
Sole
0.00
Shared
0.00
None
8.61K
INTERNATIONAL BUSINESS MACHS
SOLEShares5.83K
TypeSH
Market value$1.45M
0.91%
Sole
0.00
Shared
0.00
None
5.83K
ALPHABET INC
SOLEShares7.53K
TypeSH
Market value$1.18M
0.74%
Sole
0.00
Shared
0.00
None
7.53K
SCHWAB STRATEGIC TR
SOLEShares59.28K
TypeSH
Market value$1.17M
0.74%
Sole
0.00
Shared
0.00
None
59.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 363.56K | SH | $44.36M 27.93% | 0.00 | 0.00 | 363.56K |
APPLE INCSOLE | COM | 45.25K | SH | $10.05M 6.33% | 0.00 | 0.00 | 45.25K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 43.93K | SH | $7.05M 4.44% | 0.00 | 0.00 | 43.93K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 25.64K | SH | $7.05M 4.44% | 0.00 | 0.00 | 25.64K |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 34.64K | SH | $5.98M 3.76% | 0.00 | 0.00 | 34.64K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 98.50K | SH | $4.90M 3.08% | 0.00 | 0.00 | 98.50K |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 113.88K | SH | $3.99M 2.51% | 0.00 | 0.00 | 113.88K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 111.64K | SH | $3.98M 2.51% | 0.00 | 0.00 | 111.64K |
WISDOMTREE TRSOLE | INTL EQUITY FD | 56.14K | SH | $3.26M 2.06% | 0.00 | 0.00 | 56.14K |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 111.94K | SH | $3.17M 2.00% | 0.00 | 0.00 | 111.94K |
JPMORGAN CHASE FINL CO LLCSOLE | CAL LKD 44 | 87.66K | SH | $2.85M 1.79% | 0.00 | 0.00 | 87.66K |
ISHARES TRSOLE | NATIONAL MUN ETF | 26.64K | SH | $2.81M 1.77% | 0.00 | 0.00 | 26.64K |
VANGUARD WORLD FDSOLE | ENERGY ETF | 21.04K | SH | $2.73M 1.72% | 0.00 | 0.00 | 21.04K |
PHILIP MORRIS INTL INCSOLE | COM | 15.97K | SH | $2.53M 1.60% | 0.00 | 0.00 | 15.97K |
NEW YORK LIFE INVTS ACTIVE ESOLE | NYLI MACKAY MUN | 98.31K | SH | $2.36M 1.48% | 0.00 | 0.00 | 98.31K |
J P MORGAN EXCHANGE TRADED FSOLE | HEDGED EQUITY LA | 35.75K | SH | $2.13M 1.34% | 0.00 | 0.00 | 35.75K |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 54.48K | SH | $2.11M 1.33% | 0.00 | 0.00 | 54.48K |
MICROSOFT CORPSOLE | COM | 4.92K | SH | $1.85M 1.16% | 0.00 | 0.00 | 4.92K |
SPDR SER TRSOLE | DJ REIT ETF | 17.91K | SH | $1.77M 1.12% | 0.00 | 0.00 | 17.91K |
EXXON MOBIL CORPSOLE | COM | 12.68K | SH | $1.51M 0.95% | 0.00 | 0.00 | 12.68K |
NVIDIA CORPORATIONSOLE | COM | 13.59K | SH | $1.47M 0.93% | 0.00 | 0.00 | 13.59K |
PROCTER AND GAMBLE COSOLE | COM | 8.61K | SH | $1.47M 0.92% | 0.00 | 0.00 | 8.61K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.83K | SH | $1.45M 0.91% | 0.00 | 0.00 | 5.83K |
ALPHABET INCSOLE | CAP STK CL C | 7.53K | SH | $1.18M 0.74% | 0.00 | 0.00 | 7.53K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 59.28K | SH | $1.17M 0.74% | 0.00 | 0.00 | 59.28K |
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