Filed: 10/16/2024ACC: 0001921304-24-000004
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 70 equity positions with a total reported market value of $140.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
70
Positions
$140.20M
Total AUM (reported)
1.64M
Total Shares
Allocation by class
CORE S&P TTL STK$44.59M31.8%
COM$39.64M28.3%
TOTAL STK MKT$7.74M5.5%
MCAP VL IDXVIP$7.29M5.2%
SHS CREATION UNI$7.18M5.1%
PGIM ULTRA SH BD$5.27M3.8%
FREEDOM 100 EM$3.70M2.6%
Portfolio Concentration
Top 3$62.74M44.8%
4–10$32.75M23.4%
11–25$25.10M17.9%
Rest$19.61M14.0%
Top 3 weight
44.8%
Top 10 weight
68.1%
Voting Authority Distribution
Total shares with voting rights: 1.64M
Sole
Full voting authority
1.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole70
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings70
Rows:
ISHARES TR
SOLEShares354.97K
TypeSH
Market value$44.59M
31.81%
Sole
354.97K
Shared
0.00
None
0.00
APPLE INC
SOLEShares44.69K
TypeSH
Market value$10.41M
7.43%
Sole
44.69K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares27.33K
TypeSH
Market value$7.74M
5.52%
Sole
27.33K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares43.46K
TypeSH
Market value$7.29M
5.20%
Sole
43.46K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares38.50K
TypeSH
Market value$6.19M
4.41%
Sole
38.50K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares105.96K
TypeSH
Market value$5.27M
3.76%
Sole
105.96K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares109.02K
TypeSH
Market value$3.97M
2.83%
Sole
109.02K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares103.49K
TypeSH
Market value$3.70M
2.64%
Sole
103.49K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares106.35K
TypeSH
Market value$3.21M
2.29%
Sole
106.35K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares39.83K
TypeSH
Market value$3.12M
2.23%
Sole
39.83K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares27.95K
TypeSH
Market value$3.04M
2.17%
Sole
27.95K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares51.70K
TypeSH
Market value$2.98M
2.12%
Sole
51.70K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares5.07K
TypeSH
Market value$2.18M
1.56%
Sole
5.07K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares15.95K
TypeSH
Market value$1.94M
1.38%
Sole
15.95K
Shared
0.00
None
0.00
JPMORGAN CHASE FINL CO LLC
SOLEShares63.20K
TypeSH
Market value$1.80M
1.28%
Sole
63.20K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares13.87K
TypeSH
Market value$1.68M
1.20%
Sole
13.87K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares13.30K
TypeSH
Market value$1.56M
1.11%
Sole
13.30K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares8.64K
TypeSH
Market value$1.50M
1.07%
Sole
8.64K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares32.27K
TypeSH
Market value$1.33M
0.95%
Sole
32.27K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares5.83K
TypeSH
Market value$1.29M
0.92%
Sole
5.83K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares30.49K
TypeSH
Market value$1.25M
0.89%
Sole
30.49K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares7.15K
TypeSH
Market value$1.20M
0.85%
Sole
7.15K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares11.16K
TypeSH
Market value$1.19M
0.85%
Sole
11.16K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares2.21K
TypeSH
Market value$1.17M
0.83%
Sole
2.21K
Shared
0.00
None
0.00
NEW YORK LIFE INVTS ACTIVE E
SOLEShares40.96K
TypeSH
Market value$1.01M
0.72%
Sole
40.96K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 354.97K | SH | $44.59M 31.81% | 354.97K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 44.69K | SH | $10.41M 7.43% | 44.69K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 27.33K | SH | $7.74M 5.52% | 27.33K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 43.46K | SH | $7.29M 5.20% | 43.46K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 38.50K | SH | $6.19M 4.41% | 38.50K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 105.96K | SH | $5.27M 3.76% | 105.96K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 109.02K | SH | $3.97M 2.83% | 109.02K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 103.49K | SH | $3.70M 2.64% | 103.49K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 106.35K | SH | $3.21M 2.29% | 106.35K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 39.83K | SH | $3.12M 2.23% | 39.83K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 27.95K | SH | $3.04M 2.17% | 27.95K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 51.70K | SH | $2.98M 2.12% | 51.70K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 5.07K | SH | $2.18M 1.56% | 5.07K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 15.95K | SH | $1.94M 1.38% | 15.95K | 0.00 | 0.00 |
JPMORGAN CHASE FINL CO LLCSOLE | CAL LKD 44 | 63.20K | SH | $1.80M 1.28% | 63.20K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 13.87K | SH | $1.68M 1.20% | 13.87K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 13.30K | SH | $1.56M 1.11% | 13.30K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 8.64K | SH | $1.50M 1.07% | 8.64K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 32.27K | SH | $1.33M 0.95% | 32.27K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.83K | SH | $1.29M 0.92% | 5.83K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 30.49K | SH | $1.25M 0.89% | 30.49K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 7.15K | SH | $1.20M 0.85% | 7.15K | 0.00 | 0.00 |
SPDR SER TRSOLE | DJ REIT ETF | 11.16K | SH | $1.19M 0.85% | 11.16K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.21K | SH | $1.17M 0.83% | 2.21K | 0.00 | 0.00 |
NEW YORK LIFE INVTS ACTIVE ESOLE | NYLI MACKAY MUN | 40.96K | SH | $1.01M 0.72% | 40.96K | 0.00 | 0.00 |
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