Filed: 7/26/2024ACC: 0001921304-24-000003
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 67 equity positions with a total reported market value of $129.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
67
Positions
$129.48M
Total AUM (reported)
1.58M
Total Shares
Allocation by class
CORE S&P TTL STK$41.27M31.9%
COM$37.49M29.0%
TOTAL STK MKT$7.31M5.6%
SHS CREATION UNI$6.42M5.0%
MCAP VL IDXVIP$6.35M4.9%
PGIM ULTRA SH BD$4.80M3.7%
FREEDOM 100 EM$3.48M2.7%
Portfolio Concentration
Top 3$58.04M44.8%
4–10$29.50M22.8%
11–25$24.37M18.8%
Rest$17.58M13.6%
Top 3 weight
44.8%
Top 10 weight
67.6%
Voting Authority Distribution
Total shares with voting rights: 1.58M
Sole
Full voting authority
1.58M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole67
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings67
Rows:
ISHARES TR
SOLEShares347.42K
TypeSH
Market value$41.27M
31.87%
Sole
347.42K
Shared
0.00
None
0.00
APPLE INC
SOLEShares44.91K
TypeSH
Market value$9.46M
7.31%
Sole
44.91K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares27.34K
TypeSH
Market value$7.31M
5.65%
Sole
27.34K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares42.22K
TypeSH
Market value$6.35M
4.91%
Sole
42.22K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares38.50K
TypeSH
Market value$5.27M
4.07%
Sole
38.50K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares96.66K
TypeSH
Market value$4.80M
3.71%
Sole
96.66K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares98.41K
TypeSH
Market value$3.48M
2.68%
Sole
98.41K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares104.26K
TypeSH
Market value$3.44M
2.66%
Sole
104.26K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares42.25K
TypeSH
Market value$3.16M
2.44%
Sole
42.25K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares28.05K
TypeSH
Market value$2.99M
2.31%
Sole
28.05K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares101.06K
TypeSH
Market value$2.98M
2.30%
Sole
101.06K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares49.69K
TypeSH
Market value$2.67M
2.06%
Sole
49.69K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares5.07K
TypeSH
Market value$2.27M
1.75%
Sole
5.07K
Shared
0.00
None
0.00
JPMORGAN CHASE FINL CO LLC
SOLEShares62.03K
TypeSH
Market value$1.80M
1.39%
Sole
62.03K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares14.52K
TypeSH
Market value$1.79M
1.39%
Sole
14.52K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares15.94K
TypeSH
Market value$1.62M
1.25%
Sole
15.94K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares13.26K
TypeSH
Market value$1.53M
1.18%
Sole
13.26K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares8.69K
TypeSH
Market value$1.43M
1.11%
Sole
8.69K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares7.50K
TypeSH
Market value$1.38M
1.06%
Sole
7.50K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares8.80K
TypeSH
Market value$1.33M
1.03%
Sole
8.80K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares31.71K
TypeSH
Market value$1.27M
0.98%
Sole
31.71K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares30.56K
TypeSH
Market value$1.17M
0.91%
Sole
30.56K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares2.20K
TypeSH
Market value$1.10M
0.85%
Sole
2.20K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares11.01K
TypeSH
Market value$1.02M
0.79%
Sole
11.01K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares5.83K
TypeSH
Market value$1.01M
0.78%
Sole
5.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 347.42K | SH | $41.27M 31.87% | 347.42K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 44.91K | SH | $9.46M 7.31% | 44.91K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 27.34K | SH | $7.31M 5.65% | 27.34K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 42.22K | SH | $6.35M 4.91% | 42.22K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 38.50K | SH | $5.27M 4.07% | 38.50K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 96.66K | SH | $4.80M 3.71% | 96.66K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 98.41K | SH | $3.48M 2.68% | 98.41K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 104.26K | SH | $3.44M 2.66% | 104.26K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 42.25K | SH | $3.16M 2.44% | 42.25K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 28.05K | SH | $2.99M 2.31% | 28.05K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 101.06K | SH | $2.98M 2.30% | 101.06K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 49.69K | SH | $2.67M 2.06% | 49.69K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 5.07K | SH | $2.27M 1.75% | 5.07K | 0.00 | 0.00 |
JPMORGAN CHASE FINL CO LLCSOLE | CAL LKD 44 | 62.03K | SH | $1.80M 1.39% | 62.03K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 14.52K | SH | $1.79M 1.39% | 14.52K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 15.94K | SH | $1.62M 1.25% | 15.94K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 13.26K | SH | $1.53M 1.18% | 13.26K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 8.69K | SH | $1.43M 1.11% | 8.69K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 7.50K | SH | $1.38M 1.06% | 7.50K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 8.80K | SH | $1.33M 1.03% | 8.80K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 31.71K | SH | $1.27M 0.98% | 31.71K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 30.56K | SH | $1.17M 0.91% | 30.56K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.20K | SH | $1.10M 0.85% | 2.20K | 0.00 | 0.00 |
SPDR SER TRSOLE | DJ REIT ETF | 11.01K | SH | $1.02M 0.79% | 11.01K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.83K | SH | $1.01M 0.78% | 5.83K | 0.00 | 0.00 |
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