Filed: 4/25/2024ACC: 0001921304-24-000002
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 67 equity positions with a total reported market value of $129.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
67
Positions
$129.00M
Total AUM (reported)
1.61M
Total Shares
Allocation by class
CORE S&P TTL STK$39.43M30.6%
COM$36.92M28.6%
TOTAL STK MKT$7.59M5.9%
MCAP VL IDXVIP$6.49M5.0%
SHS CREATION UNI$6.12M4.7%
PGIM ULTRA SH BD$4.95M3.8%
NATIONAL MUN ETF$3.81M3.0%
Portfolio Concentration
Top 3$54.55M42.3%
4–10$30.58M23.7%
11–25$25.48M19.8%
Rest$18.39M14.3%
Top 3 weight
42.3%
Top 10 weight
66.0%
Voting Authority Distribution
Total shares with voting rights: 1.61M
Sole
Full voting authority
1.61M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole67
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings67
Rows:
ISHARES TR
SOLEShares341.96K
TypeSH
Market value$39.43M
30.56%
Sole
341.96K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares29.18K
TypeSH
Market value$7.59M
5.88%
Sole
29.18K
Shared
0.00
None
0.00
APPLE INC
SOLEShares43.93K
TypeSH
Market value$7.53M
5.84%
Sole
43.92K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares41.64K
TypeSH
Market value$6.49M
5.03%
Sole
41.64K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares38.50K
TypeSH
Market value$5.29M
4.10%
Sole
38.50K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares99.53K
TypeSH
Market value$4.95M
3.83%
Sole
99.53K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.44K
TypeSH
Market value$3.81M
2.96%
Sole
35.44K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares92.47K
TypeSH
Market value$3.45M
2.67%
Sole
92.47K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares101.66K
TypeSH
Market value$3.30M
2.56%
Sole
101.66K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares43.54K
TypeSH
Market value$3.28M
2.55%
Sole
43.54K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares93.84K
TypeSH
Market value$3.17M
2.45%
Sole
93.83K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares97.65K
TypeSH
Market value$2.81M
2.18%
Sole
97.65K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares47.85K
TypeSH
Market value$2.62M
2.03%
Sole
47.85K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares14.36K
TypeSH
Market value$2.09M
1.62%
Sole
14.36K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares4.53K
TypeSH
Market value$1.91M
1.48%
Sole
4.53K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares14.04K
TypeSH
Market value$1.63M
1.27%
Sole
14.04K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares17.50K
TypeSH
Market value$1.60M
1.24%
Sole
17.49K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares9.73K
TypeSH
Market value$1.58M
1.22%
Sole
9.73K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares1.44K
TypeSH
Market value$1.30M
1.01%
Sole
1.44K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares31.20K
TypeSH
Market value$1.28M
0.99%
Sole
31.20K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares30.91K
TypeSH
Market value$1.21M
0.94%
Sole
30.91K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares7.34K
TypeSH
Market value$1.12M
0.87%
Sole
7.34K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares5.83K
TypeSH
Market value$1.11M
0.86%
Sole
5.83K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares2.20K
TypeSH
Market value$1.06M
0.82%
Sole
2.20K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares10.54K
TypeSH
Market value$993.2K
0.77%
Sole
10.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 341.96K | SH | $39.43M 30.56% | 341.96K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 29.18K | SH | $7.59M 5.88% | 29.18K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 43.93K | SH | $7.53M 5.84% | 43.92K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 41.64K | SH | $6.49M 5.03% | 41.64K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 38.50K | SH | $5.29M 4.10% | 38.50K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 99.53K | SH | $4.95M 3.83% | 99.53K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 35.44K | SH | $3.81M 2.96% | 35.44K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | IQ U.S. SMALL CA | 92.47K | SH | $3.45M 2.67% | 92.47K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 101.66K | SH | $3.30M 2.56% | 101.66K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 43.54K | SH | $3.28M 2.55% | 43.54K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 93.84K | SH | $3.17M 2.45% | 93.83K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 97.65K | SH | $2.81M 2.18% | 97.65K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 47.85K | SH | $2.62M 2.03% | 47.85K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 14.36K | SH | $2.09M 1.62% | 14.36K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 4.53K | SH | $1.91M 1.48% | 4.53K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 14.04K | SH | $1.63M 1.27% | 14.04K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 17.50K | SH | $1.60M 1.24% | 17.49K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 9.73K | SH | $1.58M 1.22% | 9.73K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 1.44K | SH | $1.30M 1.01% | 1.44K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 31.20K | SH | $1.28M 0.99% | 31.20K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 30.91K | SH | $1.21M 0.94% | 30.91K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 7.34K | SH | $1.12M 0.87% | 7.34K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.83K | SH | $1.11M 0.86% | 5.83K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.20K | SH | $1.06M 0.82% | 2.20K | 0.00 | 0.00 |
SPDR SER TRSOLE | DJ REIT ETF | 10.54K | SH | $993.2K 0.77% | 10.54K | 0.00 | 0.00 |
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