Filed: 1/23/2024ACC: 0001921304-24-000001
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 65 equity positions with a total reported market value of $120.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
65
Positions
$120.84M
Total AUM (reported)
1.66M
Total Shares
Allocation by class
CORE S&P TTL STK$36.26M30.0%
COM$33.36M27.6%
TOTAL STK MKT$6.93M5.7%
MCAP VL IDXVIP$6.01M5.0%
SHS CREATION UNI$5.49M4.5%
PGIM ULTRA SH BD$4.62M3.8%
NATIONAL MUN ETF$3.85M3.2%
Portfolio Concentration
Top 3$51.41M42.5%
4–10$29.20M24.2%
11–25$23.71M19.6%
Rest$16.52M13.7%
Top 3 weight
42.5%
Top 10 weight
66.7%
Voting Authority Distribution
Total shares with voting rights: 1.66M
Sole
Full voting authority
1.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole65
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings65
Rows:
ISHARES TR
SOLEShares344.59K
TypeSH
Market value$36.26M
30.01%
Sole
344.59K
Shared
0.00
None
0.00
APPLE INC
SOLEShares42.69K
TypeSH
Market value$8.22M
6.80%
Sole
42.69K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares29.20K
TypeSH
Market value$6.93M
5.73%
Sole
29.20K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares41.46K
TypeSH
Market value$6.01M
4.98%
Sole
41.46K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares38.84K
TypeSH
Market value$4.99M
4.13%
Sole
38.84K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares93.52K
TypeSH
Market value$4.62M
3.82%
Sole
93.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.48K
TypeSH
Market value$3.85M
3.18%
Sole
35.48K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares44.65K
TypeSH
Market value$3.41M
2.82%
Sole
44.65K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares91.73K
TypeSH
Market value$3.31M
2.74%
Sole
91.73K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares91.61K
TypeSH
Market value$3.01M
2.49%
Sole
91.61K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares100.83K
TypeSH
Market value$3.01M
2.49%
Sole
100.83K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares96.33K
TypeSH
Market value$2.48M
2.05%
Sole
96.33K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares46.93K
TypeSH
Market value$2.46M
2.04%
Sole
46.93K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares14.36K
TypeSH
Market value$1.97M
1.63%
Sole
14.36K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares17.39K
TypeSH
Market value$1.64M
1.35%
Sole
17.39K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares60.46K
TypeSH
Market value$1.53M
1.27%
Sole
60.46K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.96K
TypeSH
Market value$1.49M
1.23%
Sole
3.96K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares9.51K
TypeSH
Market value$1.39M
1.15%
Sole
9.51K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares13.85K
TypeSH
Market value$1.39M
1.15%
Sole
13.85K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares30.70K
TypeSH
Market value$1.26M
1.04%
Sole
30.70K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares31.87K
TypeSH
Market value$1.18M
0.97%
Sole
31.87K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares7.34K
TypeSH
Market value$1.03M
0.86%
Sole
7.34K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares10.23K
TypeSH
Market value$975.3K
0.81%
Sole
10.23K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares2.20K
TypeSH
Market value$962.4K
0.80%
Sole
2.20K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares5.78K
TypeSH
Market value$945.5K
0.78%
Sole
5.78K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 344.59K | SH | $36.26M 30.01% | 344.59K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 42.69K | SH | $8.22M 6.80% | 42.69K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 29.20K | SH | $6.93M 5.73% | 29.20K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 41.46K | SH | $6.01M 4.98% | 41.46K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 38.84K | SH | $4.99M 4.13% | 38.84K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 93.52K | SH | $4.62M 3.82% | 93.52K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 35.48K | SH | $3.85M 3.18% | 35.48K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 44.65K | SH | $3.41M 2.82% | 44.65K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | IQ U.S. SMALL CA | 91.73K | SH | $3.31M 2.74% | 91.73K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 91.61K | SH | $3.01M 2.49% | 91.61K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 100.83K | SH | $3.01M 2.49% | 100.83K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 96.33K | SH | $2.48M 2.05% | 96.33K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 46.93K | SH | $2.46M 2.04% | 46.93K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 14.36K | SH | $1.97M 1.63% | 14.36K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 17.39K | SH | $1.64M 1.35% | 17.39K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 60.46K | SH | $1.53M 1.27% | 60.46K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 3.96K | SH | $1.49M 1.23% | 3.96K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 9.51K | SH | $1.39M 1.15% | 9.51K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 13.85K | SH | $1.39M 1.15% | 13.85K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 30.70K | SH | $1.26M 1.04% | 30.70K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 31.87K | SH | $1.18M 0.97% | 31.87K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 7.34K | SH | $1.03M 0.86% | 7.34K | 0.00 | 0.00 |
SPDR SER TRSOLE | DJ REIT ETF | 10.23K | SH | $975.3K 0.81% | 10.23K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.20K | SH | $962.4K 0.80% | 2.20K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.78K | SH | $945.5K 0.78% | 5.78K | 0.00 | 0.00 |
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