Filed: 10/31/2023ACC: 0001921304-23-000004
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 62 equity positions with a total reported market value of $109.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
62
Positions
$109.88M
Total AUM (reported)
1.63M
Total Shares
Allocation by class
CORE S&P TTL STK$31.67M28.8%
COM$31.11M28.3%
TOTAL STK MKT$6.38M5.8%
MCAP VL IDXVIP$5.31M4.8%
PGIM ULTRA SH BD$5.30M4.8%
SHS CREATION UNI$4.62M4.2%
NATIONAL MUN ETF$3.67M3.3%
Portfolio Concentration
Top 3$45.27M41.2%
4–10$27.12M24.7%
11–25$22.54M20.5%
Rest$14.95M13.6%
Top 3 weight
41.2%
Top 10 weight
65.9%
Voting Authority Distribution
Total shares with voting rights: 1.63M
Sole
Full voting authority
1.63M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole62
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings62
Rows:
ISHARES TR
SOLEShares336.29K
TypeSH
Market value$31.67M
28.83%
Sole
336.29K
Shared
0.00
None
0.00
APPLE INC
SOLEShares42.14K
TypeSH
Market value$7.22M
6.57%
Sole
42.14K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares30.04K
TypeSH
Market value$6.38M
5.81%
Sole
30.04K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares40.52K
TypeSH
Market value$5.31M
4.83%
Sole
40.52K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares107.11K
TypeSH
Market value$5.30M
4.82%
Sole
107.11K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares38.84K
TypeSH
Market value$4.27M
3.89%
Sole
38.84K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.81K
TypeSH
Market value$3.67M
3.34%
Sole
35.81K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares45.64K
TypeSH
Market value$3.30M
3.00%
Sole
45.64K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares87.70K
TypeSH
Market value$2.73M
2.48%
Sole
87.70K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares95.90K
TypeSH
Market value$2.54M
2.31%
Sole
95.90K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares86.11K
TypeSH
Market value$2.44M
2.22%
Sole
86.11K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares43.60K
TypeSH
Market value$2.11M
1.92%
Sole
43.60K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares91K
TypeSH
Market value$2.09M
1.90%
Sole
91K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares17.81K
TypeSH
Market value$1.83M
1.67%
Sole
17.81K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares14.36K
TypeSH
Market value$1.82M
1.65%
Sole
14.36K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares13.72K
TypeSH
Market value$1.61M
1.47%
Sole
13.72K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares17.38K
TypeSH
Market value$1.61M
1.46%
Sole
17.38K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares58.81K
TypeSH
Market value$1.45M
1.32%
Sole
58.81K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares9.51K
TypeSH
Market value$1.39M
1.26%
Sole
9.51K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares29.95K
TypeSH
Market value$1.21M
1.10%
Sole
29.95K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.76K
TypeSH
Market value$1.19M
1.08%
Sole
3.76K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares31.90K
TypeSH
Market value$1.08M
0.99%
Sole
31.90K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares7.16K
TypeSH
Market value$943.4K
0.86%
Sole
7.16K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.76K
TypeSH
Market value$893.2K
0.81%
Sole
8.76K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares5.18K
TypeSH
Market value$873.6K
0.80%
Sole
5.18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 336.29K | SH | $31.67M 28.83% | 336.29K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 42.14K | SH | $7.22M 6.57% | 42.14K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.04K | SH | $6.38M 5.81% | 30.04K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 40.52K | SH | $5.31M 4.83% | 40.52K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 107.11K | SH | $5.30M 4.82% | 107.11K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 38.84K | SH | $4.27M 3.89% | 38.84K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 35.81K | SH | $3.67M 3.34% | 35.81K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 45.64K | SH | $3.30M 3.00% | 45.64K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | IQ U.S. SMALL CA | 87.70K | SH | $2.73M 2.48% | 87.70K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 95.90K | SH | $2.54M 2.31% | 95.90K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 86.11K | SH | $2.44M 2.22% | 86.11K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 43.60K | SH | $2.11M 1.92% | 43.60K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 91K | SH | $2.09M 1.90% | 91K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 17.81K | SH | $1.83M 1.67% | 17.81K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 14.36K | SH | $1.82M 1.65% | 14.36K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 13.72K | SH | $1.61M 1.47% | 13.72K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 17.38K | SH | $1.61M 1.46% | 17.38K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 58.81K | SH | $1.45M 1.32% | 58.81K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 9.51K | SH | $1.39M 1.26% | 9.51K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 29.95K | SH | $1.21M 1.10% | 29.95K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 3.76K | SH | $1.19M 1.08% | 3.76K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 31.90K | SH | $1.08M 0.99% | 31.90K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 7.16K | SH | $943.4K 0.86% | 7.16K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 8.76K | SH | $893.2K 0.81% | 8.76K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 5.18K | SH | $873.6K 0.80% | 5.18K | 0.00 | 0.00 |
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