Filed: 7/17/2023ACC: 0001921304-23-000003
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $112.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$112.18M
Total AUM (reported)
1.60M
Total Shares
Allocation by class
COM$32.82M29.3%
CORE S&P TTL STK$32.12M28.6%
TOTAL STK MKT$6.70M6.0%
MCAP VL IDXVIP$5.52M4.9%
SHS CREATION UNI$4.67M4.2%
PGIM ULTRA SH BD$4.00M3.6%
NATIONAL MUN ETF$3.82M3.4%
Portfolio Concentration
Top 3$46.94M41.8%
4–10$26.61M23.7%
11–25$23.07M20.6%
Rest$15.55M13.9%
Top 3 weight
41.8%
Top 10 weight
65.6%
Voting Authority Distribution
Total shares with voting rights: 1.60M
Sole
Full voting authority
1.60M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings63
Rows:
ISHARES TR
SOLEShares328.27K
TypeSH
Market value$32.12M
28.63%
Sole
328.26K
Shared
0.00
None
0.00
APPLE INC
SOLEShares41.90K
TypeSH
Market value$8.13M
7.24%
Sole
41.90K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares30.42K
TypeSH
Market value$6.70M
5.97%
Sole
30.42K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares39.88K
TypeSH
Market value$5.52M
4.92%
Sole
39.88K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares39.07K
TypeSH
Market value$4.42M
3.94%
Sole
39.07K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares80.98K
TypeSH
Market value$4.00M
3.57%
Sole
80.98K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.82K
TypeSH
Market value$3.82M
3.41%
Sole
35.82K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares45.74K
TypeSH
Market value$3.44M
3.07%
Sole
45.74K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares85.67K
TypeSH
Market value$2.78M
2.48%
Sole
85.67K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares83.94K
TypeSH
Market value$2.63M
2.35%
Sole
83.94K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares93.46K
TypeSH
Market value$2.53M
2.25%
Sole
93.46K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares88.13K
TypeSH
Market value$2.14M
1.91%
Sole
88.13K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares41.75K
TypeSH
Market value$2.09M
1.86%
Sole
41.75K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares17.69K
TypeSH
Market value$2.04M
1.82%
Sole
17.69K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares14.36K
TypeSH
Market value$1.78M
1.58%
Sole
14.36K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares17.36K
TypeSH
Market value$1.69M
1.51%
Sole
17.36K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares13.71K
TypeSH
Market value$1.47M
1.31%
Sole
13.71K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares9.42K
TypeSH
Market value$1.43M
1.27%
Sole
9.42K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.91K
TypeSH
Market value$1.33M
1.19%
Sole
3.91K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares57.64K
TypeSH
Market value$1.32M
1.18%
Sole
57.64K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares29.34K
TypeSH
Market value$1.18M
1.05%
Sole
29.34K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares32.11K
TypeSH
Market value$1.14M
1.02%
Sole
32.11K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares2.63K
TypeSH
Market value$1.07M
0.96%
Sole
2.63K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.76K
TypeSH
Market value$946.8K
0.84%
Sole
8.76K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares10.04K
TypeSH
Market value$908.0K
0.81%
Sole
10.04K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 328.27K | SH | $32.12M 28.63% | 328.26K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 41.90K | SH | $8.13M 7.24% | 41.90K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.42K | SH | $6.70M 5.97% | 30.42K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 39.88K | SH | $5.52M 4.92% | 39.88K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 39.07K | SH | $4.42M 3.94% | 39.07K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 80.98K | SH | $4.00M 3.57% | 80.98K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 35.82K | SH | $3.82M 3.41% | 35.82K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 45.74K | SH | $3.44M 3.07% | 45.74K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | IQ CHAIKIN US | 85.67K | SH | $2.78M 2.48% | 85.67K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 83.94K | SH | $2.63M 2.35% | 83.94K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 93.46K | SH | $2.53M 2.25% | 93.46K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 88.13K | SH | $2.14M 1.91% | 88.13K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 41.75K | SH | $2.09M 1.86% | 41.75K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 17.69K | SH | $2.04M 1.82% | 17.69K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 14.36K | SH | $1.78M 1.58% | 14.36K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 17.36K | SH | $1.69M 1.51% | 17.36K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 13.71K | SH | $1.47M 1.31% | 13.71K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 9.42K | SH | $1.43M 1.27% | 9.42K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 3.91K | SH | $1.33M 1.19% | 3.91K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 57.64K | SH | $1.32M 1.18% | 57.64K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 29.34K | SH | $1.18M 1.05% | 29.34K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 32.11K | SH | $1.14M 1.02% | 32.11K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.63K | SH | $1.07M 0.96% | 2.63K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 8.76K | SH | $946.8K 0.84% | 8.76K | 0.00 | 0.00 |
SPDR SER TRSOLE | DJ REIT ETF | 10.04K | SH | $908.0K 0.81% | 10.04K | 0.00 | 0.00 |
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