Filed: 4/25/2023ACC: 0001921304-23-000002
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 60 equity positions with a total reported market value of $105.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
60
Positions
$105.59M
Total AUM (reported)
1.55M
Total Shares
Allocation by class
CORE S&P TTL STK$30.24M28.6%
COM$30.23M28.6%
TOTAL STK MKT$6.17M5.8%
MCAP VL IDXVIP$5.45M5.2%
SHS CREATION UNI$4.52M4.3%
INTERMED TERM$4.35M4.1%
NATIONAL MUN ETF$3.87M3.7%
Portfolio Concentration
Top 3$43.37M41.1%
4–10$25.61M24.3%
11–25$22.54M21.3%
Rest$14.08M13.3%
Top 3 weight
41.1%
Top 10 weight
65.3%
Voting Authority Distribution
Total shares with voting rights: 1.55M
Sole
Full voting authority
1.55M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole60
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings60
Rows:
ISHARES TR
SOLEShares333.96K
TypeSH
Market value$30.24M
28.64%
Sole
333.96K
Shared
0.00
None
0.00
APPLE INC
SOLEShares42.16K
TypeSH
Market value$6.95M
6.58%
Sole
42.16K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares30.25K
TypeSH
Market value$6.17M
5.85%
Sole
30.25K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares40.63K
TypeSH
Market value$5.45M
5.16%
Sole
40.63K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares56.64K
TypeSH
Market value$4.35M
4.12%
Sole
56.64K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares39.06K
TypeSH
Market value$4.07M
3.86%
Sole
39.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.93K
TypeSH
Market value$3.87M
3.67%
Sole
35.93K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares88.51K
TypeSH
Market value$2.81M
2.66%
Sole
88.51K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares51.57K
TypeSH
Market value$2.54M
2.41%
Sole
51.57K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares85.74K
TypeSH
Market value$2.52M
2.39%
Sole
85.74K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares96.66K
TypeSH
Market value$2.41M
2.28%
Sole
96.66K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares43.71K
TypeSH
Market value$2.17M
2.06%
Sole
43.71K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares91.33K
TypeSH
Market value$2.11M
1.99%
Sole
91.33K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares18.18K
TypeSH
Market value$1.93M
1.83%
Sole
18.18K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares14.36K
TypeSH
Market value$1.72M
1.63%
Sole
14.36K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares17.39K
TypeSH
Market value$1.69M
1.60%
Sole
17.39K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares13.63K
TypeSH
Market value$1.49M
1.42%
Sole
13.63K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares9.42K
TypeSH
Market value$1.40M
1.33%
Sole
9.42K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares58.03K
TypeSH
Market value$1.29M
1.22%
Sole
58.03K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares29.80K
TypeSH
Market value$1.26M
1.19%
Sole
29.80K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares32.96K
TypeSH
Market value$1.15M
1.09%
Sole
32.96K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.96K
TypeSH
Market value$1.14M
1.08%
Sole
3.96K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.76K
TypeSH
Market value$959.6K
0.91%
Sole
8.76K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares10.54K
TypeSH
Market value$935.5K
0.89%
Sole
10.54K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares2.33K
TypeSH
Market value$878.1K
0.83%
Sole
2.33K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 333.96K | SH | $30.24M 28.64% | 333.96K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 42.16K | SH | $6.95M 6.58% | 42.16K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.25K | SH | $6.17M 5.85% | 30.25K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 40.63K | SH | $5.45M 5.16% | 40.63K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 56.64K | SH | $4.35M 4.12% | 56.64K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 39.06K | SH | $4.07M 3.86% | 39.06K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 35.93K | SH | $3.87M 3.67% | 35.93K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | IQ CHAIKIN US | 88.51K | SH | $2.81M 2.66% | 88.51K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 51.57K | SH | $2.54M 2.41% | 51.57K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 85.74K | SH | $2.52M 2.39% | 85.74K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 96.66K | SH | $2.41M 2.28% | 96.66K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 43.71K | SH | $2.17M 2.06% | 43.71K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 91.33K | SH | $2.11M 1.99% | 91.33K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 18.18K | SH | $1.93M 1.83% | 18.18K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 14.36K | SH | $1.72M 1.63% | 14.36K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 17.39K | SH | $1.69M 1.60% | 17.39K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 13.63K | SH | $1.49M 1.42% | 13.63K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 9.42K | SH | $1.40M 1.33% | 9.42K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 58.03K | SH | $1.29M 1.22% | 58.03K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 29.80K | SH | $1.26M 1.19% | 29.80K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 32.96K | SH | $1.15M 1.09% | 32.96K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 3.96K | SH | $1.14M 1.08% | 3.96K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 8.76K | SH | $959.6K 0.91% | 8.76K | 0.00 | 0.00 |
SPDR SER TRSOLE | DJ REIT ETF | 10.54K | SH | $935.5K 0.89% | 10.54K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.33K | SH | $878.1K 0.83% | 2.33K | 0.00 | 0.00 |
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