Filed: 2/14/2023ACC: 0001921304-23-000001
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $118.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$118.16M
Total AUM (reported)
4.27M
Total Shares
Allocation by class
COM$42.85M36.3%
CORE S&P TTL STK$28.15M23.8%
TOTAL STK MKT$5.79M4.9%
MCAP VL IDXVIP$5.50M4.7%
INTERMED TERM$4.21M3.6%
SHS CREATION UNI$4.15M3.5%
NATIONAL MUN ETF$3.85M3.3%
Portfolio Concentration
Top 3$46.58M39.4%
4–10$25.59M21.7%
11–25$24.71M20.9%
Rest$21.28M18.0%
Top 3 weight
39.4%
Top 10 weight
61.1%
Voting Authority Distribution
Total shares with voting rights: 4.26M
Sole
Full voting authority
4.26M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole74
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings74
Rows:
ISHARES TR
SOLEShares331.94K
TypeSH
Market value$28.15M
23.82%
Sole
331.94K
Shared
0.00
None
0.00
APPLE INC
SOLEShares97.32K
TypeSH
Market value$12.64M
10.70%
Sole
97.32K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares30.27K
TypeSH
Market value$5.79M
4.90%
Sole
30.27K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares40.70K
TypeSH
Market value$5.50M
4.66%
Sole
40.70K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares56.68K
TypeSH
Market value$4.21M
3.56%
Sole
56.68K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares39.13K
TypeSH
Market value$4.01M
3.40%
Sole
39.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.53K
TypeSH
Market value$3.85M
3.26%
Sole
36.53K
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares88.48K
TypeSH
Market value$2.82M
2.39%
Sole
88.48K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares18.16K
TypeSH
Market value$2.63M
2.23%
Sole
18.16K
Shared
0.00
None
0.00
SCHWAB CHARLES FAMILY FD
SOLEShares2.55M
TypeSH
Market value$2.55M
2.15%
Sole
2.55M
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares84.72K
TypeSH
Market value$2.34M
1.98%
Sole
84.72K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares95.31K
TypeSH
Market value$2.25M
1.90%
Sole
95.31K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares19.04K
TypeSH
Market value$2.11M
1.79%
Sole
19.04K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares43.52K
TypeSH
Market value$2.05M
1.73%
Sole
43.52K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares17.62K
TypeSH
Market value$1.94M
1.65%
Sole
17.62K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares90.31K
TypeSH
Market value$1.90M
1.61%
Sole
90.31K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares18.41K
TypeSH
Market value$1.86M
1.58%
Sole
18.41K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares6.66K
TypeSH
Market value$1.60M
1.35%
Sole
6.66K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares31.86K
TypeSH
Market value$1.56M
1.32%
Sole
31.86K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares9.43K
TypeSH
Market value$1.43M
1.21%
Sole
9.43K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares30K
TypeSH
Market value$1.30M
1.10%
Sole
30K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares58.26K
TypeSH
Market value$1.27M
1.07%
Sole
58.26K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares33.22K
TypeSH
Market value$1.07M
0.91%
Sole
33.22K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares12.36K
TypeSH
Market value$1.04M
0.88%
Sole
9.36K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares11.20K
TypeSH
Market value$993.8K
0.84%
Sole
11.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 331.94K | SH | $28.15M 23.82% | 331.94K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 97.32K | SH | $12.64M 10.70% | 97.32K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.27K | SH | $5.79M 4.90% | 30.27K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 40.70K | SH | $5.50M 4.66% | 40.70K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 56.68K | SH | $4.21M 3.56% | 56.68K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 39.13K | SH | $4.01M 3.40% | 39.13K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 36.53K | SH | $3.85M 3.26% | 36.53K | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | IQ CHAIKIN US | 88.48K | SH | $2.82M 2.39% | 88.48K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 18.16K | SH | $2.63M 2.23% | 18.16K | 0.00 | 0.00 |
SCHWAB CHARLES FAMILY FDSOLE | AMT TAX FREE MNY | 2.55M | SH | $2.55M 2.15% | 2.55M | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 84.72K | SH | $2.34M 1.98% | 84.72K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 95.31K | SH | $2.25M 1.90% | 95.31K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 19.04K | SH | $2.11M 1.79% | 19.04K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 43.52K | SH | $2.05M 1.73% | 43.52K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 17.62K | SH | $1.94M 1.65% | 17.62K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 90.31K | SH | $1.90M 1.61% | 90.31K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 18.41K | SH | $1.86M 1.58% | 18.41K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 6.66K | SH | $1.60M 1.35% | 6.66K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 31.86K | SH | $1.56M 1.32% | 31.86K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 9.43K | SH | $1.43M 1.21% | 9.43K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 30K | SH | $1.30M 1.10% | 30K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 58.26K | SH | $1.27M 1.07% | 58.26K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 33.22K | SH | $1.07M 0.91% | 33.22K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 12.36K | SH | $1.04M 0.88% | 9.36K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 11.20K | SH | $993.8K 0.84% | 11.20K | 0.00 | 0.00 |
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