Filed: 11/14/2022ACC: 0001921304-22-000004
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 73 equity positions with a total reported market value of $111.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
73
Positions
$111.3K
Total AUM (reported)
4.18M
Total Shares
Allocation by class
COM$42.1K37.8%
CORE S&P TTL STK$25.5K22.9%
TOTAL STK MKT$5.6K5.0%
MCAP VL IDXVIP$4.8K4.3%
INTERMED TERM$4.2K3.8%
NATIONAL MUN ETF$3.8K3.4%
AMT TAX FREE MNY$2.5K2.3%
Portfolio Concentration
Top 3$44.6K40.1%
4–10$24.5K22.0%
11–25$20.9K18.8%
Rest$21.3K19.1%
Top 3 weight
40.1%
Top 10 weight
62.1%
Voting Authority Distribution
Total shares with voting rights: 4.18M
Sole
Full voting authority
4.18M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole73
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings73
Rows:
ISHARES TR
SOLEShares320.66K
TypeSH
Market value$25.5K
22.92%
Sole
320.65K
Shared
0.00
None
0.00
APPLE INC
SOLEShares97.51K
TypeSH
Market value$13.5K
12.11%
Sole
97.51K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares31.27K
TypeSH
Market value$5.6K
5.04%
Sole
31.27K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares39.47K
TypeSH
Market value$4.8K
4.32%
Sole
39.46K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares56.97K
TypeSH
Market value$4.2K
3.76%
Sole
56.97K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.73K
TypeSH
Market value$3.8K
3.39%
Sole
36.73K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares39.53K
TypeSH
Market value$3.6K
3.21%
Sole
39.53K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares18.16K
TypeSH
Market value$3.2K
2.88%
Sole
18.16K
Shared
0.00
None
0.00
SCHWAB CHARLES FAMILY FD
SOLEShares2.53M
TypeSH
Market value$2.5K
2.27%
Sole
2.53M
Shared
0.00
None
0.00
INDEXIQ ETF TR
SOLEShares83.48K
TypeSH
Market value$2.4K
2.17%
Sole
83.48K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares40.38K
TypeSH
Market value$2.0K
1.78%
Sole
40.38K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares19.14K
TypeSH
Market value$1.6K
1.48%
Sole
19.14K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares18.05K
TypeSH
Market value$1.6K
1.42%
Sole
18.05K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares6.65K
TypeSH
Market value$1.5K
1.39%
Sole
6.65K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares18.39K
TypeSH
Market value$1.5K
1.37%
Sole
18.39K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares13.38K
TypeSH
Market value$1.5K
1.36%
Sole
9.38K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares36.73K
TypeSH
Market value$1.5K
1.33%
Sole
36.73K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares66.35K
TypeSH
Market value$1.3K
1.20%
Sole
66.35K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares52.29K
TypeSH
Market value$1.3K
1.17%
Sole
52.29K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares37.10K
TypeSH
Market value$1.3K
1.16%
Sole
37.10K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares61.65K
TypeSH
Market value$1.3K
1.13%
Sole
61.65K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares33.12K
TypeSH
Market value$1.2K
1.12%
Sole
33.12K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares9.43K
TypeSH
Market value$1.2K
1.07%
Sole
9.43K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares11.30K
TypeSH
Market value$1.1K
0.98%
Sole
11.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9K
TypeSH
Market value$922.00
0.83%
Sole
9K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 320.66K | SH | $25.5K 22.92% | 320.65K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 97.51K | SH | $13.5K 12.11% | 97.51K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 31.27K | SH | $5.6K 5.04% | 31.27K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 39.47K | SH | $4.8K 4.32% | 39.46K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 56.97K | SH | $4.2K 3.76% | 56.97K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 36.73K | SH | $3.8K 3.39% | 36.73K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 39.53K | SH | $3.6K 3.21% | 39.53K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 18.16K | SH | $3.2K 2.88% | 18.16K | 0.00 | 0.00 |
SCHWAB CHARLES FAMILY FDSOLE | AMT TAX FREE MNY | 2.53M | SH | $2.5K 2.27% | 2.53M | 0.00 | 0.00 |
INDEXIQ ETF TRSOLE | IQ CHAIKIN US | 83.48K | SH | $2.4K 2.17% | 83.48K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 40.38K | SH | $2.0K 1.78% | 40.38K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 19.14K | SH | $1.6K 1.48% | 19.14K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 18.05K | SH | $1.6K 1.42% | 18.05K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 6.65K | SH | $1.5K 1.39% | 6.65K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 18.39K | SH | $1.5K 1.37% | 18.39K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 13.38K | SH | $1.5K 1.36% | 9.38K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 36.73K | SH | $1.5K 1.33% | 36.73K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 66.35K | SH | $1.3K 1.20% | 66.35K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 52.29K | SH | $1.3K 1.17% | 52.29K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 37.10K | SH | $1.3K 1.16% | 37.10K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 61.65K | SH | $1.3K 1.13% | 61.65K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 33.12K | SH | $1.2K 1.12% | 33.12K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 9.43K | SH | $1.2K 1.07% | 9.43K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 11.30K | SH | $1.1K 0.98% | 11.30K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 9K | SH | $922.00 0.83% | 9K | 0.00 | 0.00 |
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