Filed: 1/17/2025ACC: 0001667731-25-000047
📋 What this filing means
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 78 equity positions with a total reported market value of $146.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
78
Positions
$146.61M
Total AUM (reported)
1.77M
Total Shares
Allocation by class
CORE S&P TTL STK$45.40M31.0%
COM$41.00M28.0%
TOTAL STK MKT$7.63M5.2%
SHS CREATION UNI$6.96M4.7%
MCAP VL IDXVIP$6.90M4.7%
PGIM ULTRA SH BD$4.52M3.1%
FREEDOM 100 EM$3.59M2.4%
Portfolio Concentration
Top 3$64.21M43.8%
4–10$30.54M20.8%
11–25$27.74M18.9%
Rest$24.11M16.4%
Top 3 weight
43.8%
Top 10 weight
64.6%
Voting Authority Distribution
Total shares with voting rights: 1.77M
Sole
Full voting authority
1.77M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole78
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings78
Rows:
ISHARES TR
SOLEShares352.98K
TypeSH
Market value$45.40M
30.97%
Sole
352.98K
Shared
0.00
None
0.00
APPLE INC
SOLEShares44.64K
TypeSH
Market value$11.18M
7.62%
Sole
44.64K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares26.33K
TypeSH
Market value$7.63M
5.21%
Sole
26.33K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares42.67K
TypeSH
Market value$6.90M
4.71%
Sole
42.67K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares38.50K
TypeSH
Market value$5.74M
3.91%
Sole
38.50K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares91.17K
TypeSH
Market value$4.52M
3.08%
Sole
91.17K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares108.19K
TypeSH
Market value$3.81M
2.60%
Sole
108.19K
Shared
0.00
None
0.00
EA SERIES TRUST
SOLEShares109.88K
TypeSH
Market value$3.59M
2.45%
Sole
109.88K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares107.52K
TypeSH
Market value$3.14M
2.14%
Sole
107.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares26.64K
TypeSH
Market value$2.84M
1.94%
Sole
26.64K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares53.65K
TypeSH
Market value$2.83M
1.93%
Sole
53.65K
Shared
0.00
None
0.00
JPMORGAN CHASE FINL CO LLC
SOLEShares85.77K
TypeSH
Market value$2.53M
1.73%
Sole
85.77K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares19.96K
TypeSH
Market value$2.42M
1.65%
Sole
19.96K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares5.03K
TypeSH
Market value$2.12M
1.45%
Sole
5.03K
Shared
0.00
None
0.00
NEW YORK LIFE INVTS ACTIVE E
SOLEShares86.05K
TypeSH
Market value$2.07M
1.41%
Sole
86.05K
Shared
0.00
None
0.00
FLEXSHARES TR
SOLEShares53.04K
TypeSH
Market value$1.93M
1.32%
Sole
53.04K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares15.96K
TypeSH
Market value$1.92M
1.31%
Sole
15.96K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares13.79K
TypeSH
Market value$1.85M
1.26%
Sole
13.79K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares17.49K
TypeSH
Market value$1.73M
1.18%
Sole
17.49K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares8.61K
TypeSH
Market value$1.44M
0.98%
Sole
8.61K
Shared
0.00
None
0.00
BROADRIDGE FINL SOLUTIONS IN
SOLEShares6.36K
TypeSH
Market value$1.44M
0.98%
Sole
3.56K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares13.25K
TypeSH
Market value$1.43M
0.97%
Sole
13.25K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares7.33K
TypeSH
Market value$1.40M
0.95%
Sole
7.33K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares21.89K
TypeSH
Market value$1.36M
0.93%
Sole
21.89K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares5.83K
TypeSH
Market value$1.28M
0.87%
Sole
5.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 352.98K | SH | $45.40M 30.97% | 352.98K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 44.64K | SH | $11.18M 7.62% | 44.64K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 26.33K | SH | $7.63M 5.21% | 26.33K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 42.67K | SH | $6.90M 4.71% | 42.67K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 38.50K | SH | $5.74M 3.91% | 38.50K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 91.17K | SH | $4.52M 3.08% | 91.17K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 108.19K | SH | $3.81M 2.60% | 108.19K | 0.00 | 0.00 |
EA SERIES TRUSTSOLE | FREEDOM 100 EM | 109.88K | SH | $3.59M 2.45% | 109.88K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 107.52K | SH | $3.14M 2.14% | 107.52K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 26.64K | SH | $2.84M 1.94% | 26.64K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL EQUITY FD | 53.65K | SH | $2.83M 1.93% | 53.65K | 0.00 | 0.00 |
JPMORGAN CHASE FINL CO LLCSOLE | CAL LKD 44 | 85.77K | SH | $2.53M 1.73% | 85.77K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | ENERGY ETF | 19.96K | SH | $2.42M 1.65% | 19.96K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 5.03K | SH | $2.12M 1.45% | 5.03K | 0.00 | 0.00 |
NEW YORK LIFE INVTS ACTIVE ESOLE | NYLI MACKAY MUN | 86.05K | SH | $2.07M 1.41% | 86.05K | 0.00 | 0.00 |
FLEXSHARES TRSOLE | MORNSTAR UPSTR | 53.04K | SH | $1.93M 1.32% | 53.04K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 15.96K | SH | $1.92M 1.31% | 15.96K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 13.79K | SH | $1.85M 1.26% | 13.79K | 0.00 | 0.00 |
SPDR SER TRSOLE | DJ REIT ETF | 17.49K | SH | $1.73M 1.18% | 17.49K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 8.61K | SH | $1.44M 0.98% | 8.61K | 0.00 | 0.00 |
BROADRIDGE FINL SOLUTIONS INSOLE | COM | 6.36K | SH | $1.44M 0.98% | 3.56K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 13.25K | SH | $1.43M 0.97% | 13.25K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 7.33K | SH | $1.40M 0.95% | 7.33K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | HEDGED EQUITY LA | 21.89K | SH | $1.36M 0.93% | 21.89K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.83K | SH | $1.28M 0.87% | 5.83K | 0.00 | 0.00 |
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