SMALLING RALPH (Head of Regulatory) received a stock award from GENELUX CORP
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 9/3/2025ACC: 0001641172-25-026396
Officer· Head of Regulatory
Since Jun 2023
+10K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
18.33K acquired · 8.33K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+10K
Price / share
—
Trade value
—
% of position
16.4%
9/1/2025
60.99K→70.99K
Total
Net shares
+10K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/1/2025 | A · Award | +10K | — | — | 16.4% | 60.99K | 70.99K |
| Total | +10K | $0.00 | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common stock
8.33K shares
Shares
−8.33K
Strike price
6.00
Held after
0.00
Exercisable
—
9/1/2025
Stock Option (Right to Buy)
Direct
Converts to
Common stock
8.33K shares
Shares
+8.33K
Strike price
3.33
Held after
8.33K
Exercisable
—
9/1/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common stock8.33K shares | 9/1/2025 | D · Disposition | −8.33K | 6.00 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common stock8.33K shares | 9/1/2025 | A · Award | +8.33K | 3.33 | — | 8.33K |