SMALL ALFRED (SVP, CFO, TREAS. & SECRETARY) reported 2 transactions at CASTLE BRANDS INC
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−362.01K
Price / share
$1.27
Trade value
$459.76K
% of position
Common Stocck
Shares
−202.50K
Price / share
$1.27
Trade value
$257.18K
% of position
Net shares
−564.51K
Net value
-$716.93K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/8/2019 | U · U | −362.01K | $1.27 | $459.76K | 64.1% | 564.51K | 202.50K |
| Common Stocck Direct | 10/8/2019 | D · Disposition | −202.50K | $1.27 | $257.18K | New position | 202.50K | 0.00 |
| Total | −564.51K | -$716.93K | ||||||
Stock Option (Right to Buy)
Common Stock
65K shares
Shares
−65K
Strike price
0.35
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
65K shares
Shares
−65K
Strike price
0.33
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
75K shares
Shares
−75K
Strike price
0.31
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
85K shares
Shares
−85K
Strike price
0.38
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
100K shares
Shares
−100K
Strike price
1.00
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
150K shares
Shares
−150K
Strike price
1.67
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
200K shares
Shares
−200K
Strike price
0.90
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock65K shares | 10/8/2019 | D · Disposition | −65K | 0.35 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock65K shares | 10/8/2019 | D · Disposition | −65K | 0.33 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock75K shares | 10/8/2019 | D · Disposition | −75K | 0.31 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock85K shares | 10/8/2019 | D · Disposition | −85K | 0.38 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock100K shares | 10/8/2019 | D · Disposition | −100K | 1.00 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock150K shares | 10/8/2019 | D · Disposition | −150K | 1.67 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock200K shares | 10/8/2019 | D · Disposition | −200K | 0.90 | — | 0.00 |