SMALL ALFRED (SVP, CFO, TREAS. & SECRETARY) exercised options at CASTLE BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/21/2019ACC: 0001209191-19-038359
Officer· SVP, CFO, TREAS. & SECRETARY
Since Oct 2018
0.00
Net shares
Net seller
$8.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
25K acquired · 25K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+25K
Price / share
$0.35
Trade value
$8.75K
% of position
5.7%
6/19/2019
438.48K→463.48K
Total
Net shares
+25K
Net value
$8.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/19/2019 | M · Option Exercise | +25K | $0.35 | $8.75K | 5.7% | 438.48K | 463.48K |
| Total | +25K | $8.75K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
0.35
Held after
0.00
Exercisable
—
6/19/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock25K shares | 6/19/2019 | M · Option Exercise | −25K | 0.35 | — | 0.00 |