SMALES KELLY

PrivateCIK: 1862728
Location

GOLETA, CA

Senior insider sale

TRANSPHORM, INC. — senior position signals high conviction

$42.5K

11.60K shares

What this filing means

SMALES KELLY plans to sell 11.60K shares of TRANSPHORM, INC. valued at approximately $42.5K. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.

InsiderSMALES KELLYCIK 1862728
IssuerTRANSPHORM, INC.CIK 1715768
Director
Since Jul 2021
11.60K
Shares to sell
$42.5K
Approx. market value
4K
Acquired (3 months)
1
Planned
4 completed
Securities Acquired — Last 3 Months1
Sort

Common Stock

COMPENSATORY PAYMENT

10/11/2023
4K
Total acquired4K
Planned & Completed Dispositions5
Sort

Completed

Completed

Units to sell

766.00

Market value

$3.0K

1/2/2024
Completed

Units to sell

2.19K

Market value

$7.9K

1/2/2024
Completed

Units to sell

4K

Market value

$10.5K

11/22/2023
Completed

Units to sell

656.00

Market value

$1.9K

11/20/2023

Planned — Approximate Date

NASDAQPlanned

Units to sell

4K

Market value

$19.2K

2/28/2024
Total

Units

11.60K

Value

$42.5K

SMALES KELLY — Planned Insider Sale (Form 144) | Finecho