SMALES KELLY

PrivateCIK: 1862728
Location

GOLETA, CA

Insider sale

TRANSPHORM TECHNOLOGY, INC.

$21.1K

7.88K shares

What this filing means

SMALES KELLY plans to sell 7.88K shares of TRANSPHORM TECHNOLOGY, INC. valued at approximately $21.1K. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.

InsiderSMALES KELLYCIK 1862728
7.88K
Shares to sell
$21.1K
Approx. market value
4K
Acquired (3 months)
1
Planned
2 completed
Securities Acquired — Last 3 Months1
Sort

COMMON STOCK

COMPENSATORY PAYMENT

10/11/2023
4K
Total acquired4K
Planned & Completed Dispositions3
Sort

Completed

Completed

Units to sell

656.00

Market value

$1.9K

11/20/2023
Completed

Units to sell

3.23K

Market value

$8.8K

11/17/2023

Planned — Approximate Date

NASDAQPlanned

Units to sell

4K

Market value

$10.5K

11/22/2023
Total

Units

7.88K

Value

$21.1K

SMALES KELLY — Planned Insider Sale (Form 144) | Finecho