SMALES KELLY exercised options at TRANSPHORM, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/25/2023ACC: 0001209191-23-043346
-14.14K
Net shares
Net seller
$3.9K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.17K acquired · 15.31K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.17K
Price / share
$3.30
Trade value
$3.87K
% of position
3.4%
7/21/2023
35K→36.17K
Total
Net shares
+1.17K
Net value
$3.87K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/21/2023 | M · Option Exercise | +1.17K | $3.30 | $3.87K | 3.4% | 35K | 36.17K |
| Total | +1.17K | $3.87K | ||||||
Derivative Transactions1
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
1.17K shares
Shares
−15.31K
Strike price
3.30
Held after
0.00
Exercisable
—
7/21/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Direct | Common Stock1.17K shares | 7/21/2023 | M · Option Exercise | −15.31K | 3.30 | — | 0.00 |