SITKO BRADLEY (Chief Investment Officer) exercised options at XOMA ROYALTY CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/23/2025ACC: 0001214659-25-014069
Officer· Chief Investment Officer
Since Mar 2026
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
6.71K acquired · 6.71K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+6.71K
Price / share
—
Trade value
—
% of position
51.2%
9/19/2025
13.11K→19.82K
Total
Net shares
+6.71K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/19/2025 | M · Option Exercise | +6.71K | — | — | 51.2% | 13.11K | 19.82K |
| Total | +6.71K | $0.00 | ||||||
Derivative Transactions1
Performance Stock Units
Direct
Converts to
Common Stock
6.71K shares
Shares
−6.71K
Strike price
Held after
23.49K
Exercisable
—
9/19/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock6.71K shares | 9/19/2025 | M · Option Exercise | −6.71K | — | 23.49K |
Non-Derivative Holdings (Post-Transaction)8
Common Stock
IndirectShares owned75.00
8.625% Series A Cumulative Perpetual Preferred Stock
DirectShares owned313.00
Common Stock
IndirectShares owned1.50K
8.625% Series A Cumulative Perpetual Preferred Stock
IndirectShares owned82.00
Common Stock
IndirectShares owned75.00
Common Stock
IndirectShares owned829.00
Depositary Shares - 8.375% Series B Cumulative Stock
DirectShares owned7.04K
Depositary Shares - 8.375% Series B Cumulative Stock
IndirectShares owned2K
Total
7.36K direct·4.56K indirect11.92K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 75.00 | Indirect |
| 8.625% Series A Cumulative Perpetual Preferred Stock | 313.00 | Direct |
| Common Stock | 1.50K | Indirect |
| 8.625% Series A Cumulative Perpetual Preferred Stock | 82.00 | Indirect |
| Common Stock | 75.00 | Indirect |
| Common Stock | 829.00 | Indirect |
| Depositary Shares - 8.375% Series B Cumulative Stock | 7.04K | Direct |
| Depositary Shares - 8.375% Series B Cumulative Stock | 2K | Indirect |
| Total | 11.92K | 7.36K direct·4.56K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported