SIT INVESTMENT ASSOCIATES INC

Filed: 5/11/2023ACC: 0000897101-23-000197

📋 What this filing means

SIT INVESTMENT ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 534 equity positions with a total reported market value of $3.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

534

Positions

$3.68M

Total AUM (reported)

258.52M

Total Shares

Allocation by class

COMMON$3.53M96.0%

DEPOSITARY RECEI$90.1K2.4%

REIT$34.1K0.9%

PARTNERSHIP SHAR$10.2K0.3%

NY REG SHRS$6.3K0.2%

DEPOSITORY RECEI$5.3K0.1%

EXCHANGE TRADED$920.000.0%

Portfolio Concentration

Top 3$341.3K9.3%

4–10$381.5K10.4%

11–25$521.0K14.2%

Rest$2.44M66.2%

Top 3 weight

9.3%

Top 10 weight

19.6%

Voting Authority Distribution

Total shares with voting rights: 258.52M

Sole

Full voting authority

17.66M

% of voting shares6.8%

Shared

Joint voting authority

240.85M

% of voting shares93.2%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole534

Shared0

Other0

Dominant voting typeShared · 93.2% of voting shares

Institutional Holdings534

Rows:

CORNERSTONE STRATEGIC VALUE FD

SOLE

COMMON

Shares17.38M

TypeSH

Market value$135.4K

3.68%

Sole

0.00

Shared

17.38M

None

0.00

APPLE INC

SOLE

COMMON

Shares651.66K

TypeSH

Market value$107.5K

2.92%

Sole

651.66K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COMMON

Shares341.32K

TypeSH

Market value$98.4K

2.67%

Sole

341.32K

Shared

0.00

None

0.00

BLACKROCK CREDIT ALLOCATION IN

SOLE

COMMON

Shares5.94M

TypeSH

Market value$61.2K

1.66%

Sole

0.00

Shared

5.94M

None

0.00

PUTNAM PREMIER INCOME TRUST PP

SOLE

COMMON

Shares17.10M

TypeSH

Market value$60.9K

1.65%

Sole

0.00

Shared

17.10M

None

0.00

PUTNAM MASTER INTERMEDIATE INC

SOLE

COMMON

Shares17.93M

TypeSH

Market value$57.0K

1.55%

Sole

0.00

Shared

17.93M

None

0.00

MFS INTERMEDIATE INCOME TRUST

SOLE

COMMON

Shares19.63M

TypeSH

Market value$54.4K

1.48%

Sole

0.00

Shared

19.63M

None

0.00

BROADCOM INC

SOLE

COMMON

Shares81.55K

TypeSH

Market value$52.3K

1.42%

Sole

81.55K

Shared

0.00

None

0.00

NUVEEN AMT-FREE QUALITY MUNI I

SOLE

COMMON

Shares4.39M

TypeSH

Market value$48.8K

1.33%

Sole

0.00

Shared

4.39M

None

0.00

BLACKROCK CORP HIGH YIELD FD H

SOLE

COMMON

Shares5.38M

TypeSH

Market value$46.9K

1.27%

Sole

0.00

Shared

5.38M

None

0.00

EATON VANCE LIMITED DURATION I

SOLE

COMMON

Shares4.62M

TypeSH

Market value$45.5K

1.23%

Sole

0.00

Shared

4.62M

None

0.00

NUVEEN QUALITY MUNICIPAL INC F

SOLE

COMMON

Shares3.86M

TypeSH

Market value$44.5K

1.21%

Sole

0.00

Shared

3.86M

None

0.00

NUVEEN PREFERRED & INCOME SEC

SOLE

COMMON

Shares6.20M

TypeSH

Market value$40.1K

1.09%

Sole

0.00

Shared

6.20M

None

0.00

UNITEDHEALTH GROUP INC

SOLE

COMMON

Shares78.96K

TypeSH

Market value$37.3K

1.01%

Sole

78.96K

Shared

0.00

None

0.00

DOUBLELINE OPP CREDIT FD DBL

SOLE

COMMON

Shares2.62M

TypeSH

Market value$37.2K

1.01%

Sole

0.00

Shared

2.62M

None

0.00

DWS MUNICIPAL INCOME TRUST KTF

SOLE

COMMON

Shares4.08M

TypeSH

Market value$36.3K

0.99%

Sole

0.00

Shared

4.08M

None

0.00

CORNERSTONE TOTAL RETURN FD CR

SOLE

COMMON

Shares4.72M

TypeSH

Market value$34.9K

0.95%

Sole

0.00

Shared

4.72M

None

0.00

VIRTUS TOTAL RETURN FUND INC Z

SOLE

COMMON

Shares5.21M

TypeSH

Market value$33.8K

0.92%

Sole

0.00

Shared

5.21M

None

0.00

BLACKROCK INCOME TR INC BKT

SOLE

COMMON

Shares2.68M

TypeSH

Market value$33.7K

0.92%

Sole

0.00

Shared

2.68M

None

0.00

ALPHABET INC - CL A

SOLE

COMMON

Shares315.51K

TypeSH

Market value$32.7K

0.89%

Sole

315.51K

Shared

0.00

None

0.00

INSIGHT SELECT INCOME FD INSI

SOLE

COMMON

Shares1.99M

TypeSH

Market value$31.6K

0.86%

Sole

0.00

Shared

1.99M

None

0.00

INVESCO TRUST FOR INV GRADE MU

SOLE

COMMON

Shares2.90M

TypeSH

Market value$28.8K

0.78%

Sole

0.00

Shared

2.90M

None

0.00

APPLIED MATERIALS INC

SOLE

COMMON

Shares233.89K

TypeSH

Market value$28.7K

0.78%

Sole

233.89K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

SOLE

COMMON

Shares181.60K

TypeSH

Market value$28.1K

0.76%

Sole

181.60K

Shared

0.00

None

0.00

NUVEEN AMT-FREE MUNI CREDIT IN

SOLE

COMMON

Shares2.36M

TypeSH

Market value$27.8K

0.75%

Sole

0.00

Shared

2.36M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
CORNERSTONE STRATEGIC VALUE FDSOLE	COMMON	17.38M	SH	$135.4K 3.68%	0.00	17.38M
APPLE INCSOLE	COMMON	651.66K	SH	$107.5K 2.92%	651.66K	0.00
MICROSOFT CORPSOLE	COMMON	341.32K	SH	$98.4K 2.67%	341.32K	0.00
BLACKROCK CREDIT ALLOCATION INSOLE	COMMON	5.94M	SH	$61.2K 1.66%	0.00	5.94M
PUTNAM PREMIER INCOME TRUST PPSOLE	COMMON	17.10M	SH	$60.9K 1.65%	0.00	17.10M
PUTNAM MASTER INTERMEDIATE INCSOLE	COMMON	17.93M	SH	$57.0K 1.55%	0.00	17.93M
MFS INTERMEDIATE INCOME TRUSTSOLE	COMMON	19.63M	SH	$54.4K 1.48%	0.00	19.63M
BROADCOM INCSOLE	COMMON	81.55K	SH	$52.3K 1.42%	81.55K	0.00
NUVEEN AMT-FREE QUALITY MUNI ISOLE	COMMON	4.39M	SH	$48.8K 1.33%	0.00	4.39M
BLACKROCK CORP HIGH YIELD FD HSOLE	COMMON	5.38M	SH	$46.9K 1.27%	0.00	5.38M
EATON VANCE LIMITED DURATION ISOLE	COMMON	4.62M	SH	$45.5K 1.23%	0.00	4.62M
NUVEEN QUALITY MUNICIPAL INC FSOLE	COMMON	3.86M	SH	$44.5K 1.21%	0.00	3.86M
NUVEEN PREFERRED & INCOME SECSOLE	COMMON	6.20M	SH	$40.1K 1.09%	0.00	6.20M
UNITEDHEALTH GROUP INCSOLE	COMMON	78.96K	SH	$37.3K 1.01%	78.96K	0.00
DOUBLELINE OPP CREDIT FD DBLSOLE	COMMON	2.62M	SH	$37.2K 1.01%	0.00	2.62M
DWS MUNICIPAL INCOME TRUST KTFSOLE	COMMON	4.08M	SH	$36.3K 0.99%	0.00	4.08M
CORNERSTONE TOTAL RETURN FD CRSOLE	COMMON	4.72M	SH	$34.9K 0.95%	0.00	4.72M
VIRTUS TOTAL RETURN FUND INC ZSOLE	COMMON	5.21M	SH	$33.8K 0.92%	0.00	5.21M
BLACKROCK INCOME TR INC BKTSOLE	COMMON	2.68M	SH	$33.7K 0.92%	0.00	2.68M
ALPHABET INC - CL ASOLE	COMMON	315.51K	SH	$32.7K 0.89%	315.51K	0.00
INSIGHT SELECT INCOME FD INSISOLE	COMMON	1.99M	SH	$31.6K 0.86%	0.00	1.99M
INVESCO TRUST FOR INV GRADE MUSOLE	COMMON	2.90M	SH	$28.8K 0.78%	0.00	2.90M
APPLIED MATERIALS INCSOLE	COMMON	233.89K	SH	$28.7K 0.78%	233.89K	0.00
JOHNSON & JOHNSONSOLE	COMMON	181.60K	SH	$28.1K 0.76%	181.60K	0.00
NUVEEN AMT-FREE MUNI CREDIT INSOLE	COMMON	2.36M	SH	$27.8K 0.75%	0.00	2.36M

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