SIT INVESTMENT ASSOCIATES INC

Filed: 2/10/2023ACC: 0000897101-23-000070

📋 What this filing means

SIT INVESTMENT ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 542 equity positions with a total reported market value of $3.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

542

Positions

$3.57M

Total AUM (reported)

248.46M

Total Shares

Allocation by class

COMMON$3.43M96.2%

DEPOSITARY RECEI$78.7K2.2%

REIT$35.8K1.0%

PARTNERSHIP SHAR$8.9K0.2%

DEPOSITORY RECEI$5.3K0.1%

NY REG SHRS$5.1K0.1%

EXCHANGE TRADED$1.1K0.0%

Portfolio Concentration

Top 3$309.2K8.7%

4–10$382.9K10.7%

11–25$539.9K15.1%

Rest$2.34M65.5%

Top 3 weight

8.7%

Top 10 weight

19.4%

Voting Authority Distribution

Total shares with voting rights: 248.46M

Sole

Full voting authority

17.71M

% of voting shares7.1%

Shared

Joint voting authority

230.75M

% of voting shares92.9%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole542

Shared0

Other0

Dominant voting typeShared · 92.9% of voting shares

Institutional Holdings542

Rows:

CORNERSTONE STRATEGIC VALUE FD

SOLE

COMMON

Shares18.84M

TypeSH

Market value$138.8K

3.89%

Sole

0.00

Shared

18.84M

None

0.00

APPLE INC

SOLE

COMMON

Shares661.85K

TypeSH

Market value$86.0K

2.41%

Sole

661.85K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COMMON

Shares351.63K

TypeSH

Market value$84.3K

2.36%

Sole

351.63K

Shared

0.00

None

0.00

PUTNAM PREMIER INCOME TRUST PP

SOLE

COMMON

Shares17.18M

TypeSH

Market value$62.3K

1.75%

Sole

0.00

Shared

17.18M

None

0.00

BLACKROCK CORP HIGH YIELD FD H

SOLE

COMMON

Shares6.98M

TypeSH

Market value$61.0K

1.71%

Sole

0.00

Shared

6.98M

None

0.00

PUTNAM MASTER INTERMEDIATE INC

SOLE

COMMON

Shares17.25M

TypeSH

Market value$55.2K

1.55%

Sole

0.00

Shared

17.25M

None

0.00

BLACKROCK CREDIT ALLOCATION IN

SOLE

COMMON

Shares5.21M

TypeSH

Market value$52.6K

1.47%

Sole

0.00

Shared

5.21M

None

0.00

MFS INTERMEDIATE INCOME TRUST

SOLE

COMMON

Shares18.66M

TypeSH

Market value$51.5K

1.44%

Sole

0.00

Shared

18.66M

None

0.00

EATON VANCE LIMITED DURATION I

SOLE

COMMON

Shares5.35M

TypeSH

Market value$50.2K

1.41%

Sole

0.00

Shared

5.35M

None

0.00

BROADCOM INC

SOLE

COMMON

Shares89.35K

TypeSH

Market value$50.0K

1.40%

Sole

89.35K

Shared

0.00

None

0.00

NUVEEN AMT-FREE QUALITY MUNI I

SOLE

COMMON

Shares4.13M

TypeSH

Market value$46.9K

1.32%

Sole

0.00

Shared

4.13M

None

0.00

NUVEEN PREFERRED & INCOME SEC

SOLE

COMMON

Shares6.67M

TypeSH

Market value$45.4K

1.27%

Sole

0.00

Shared

6.67M

None

0.00

CORNERSTONE TOTAL RETURN FD CR

SOLE

COMMON

Shares6.11M

TypeSH

Market value$43.4K

1.22%

Sole

0.00

Shared

6.11M

None

0.00

NUVEEN QUALITY MUNICIPAL INC F

SOLE

COMMON

Shares3.39M

TypeSH

Market value$40.0K

1.12%

Sole

0.00

Shared

3.39M

None

0.00

WA INFLATION-LINKED OPP & INC

SOLE

COMMON

Shares4.35M

TypeSH

Market value$39.7K

1.11%

Sole

0.00

Shared

4.35M

None

0.00

UNITEDHEALTH GROUP INC

SOLE

COMMON

Shares72.34K

TypeSH

Market value$38.4K

1.07%

Sole

72.34K

Shared

0.00

None

0.00

DOUBLELINE OPP CREDIT FD DBL

SOLE

COMMON

Shares2.52M

TypeSH

Market value$37.4K

1.05%

Sole

0.00

Shared

2.52M

None

0.00

VIRTUS TOTAL RETURN FUND INC Z

SOLE

COMMON

Shares5.50M

TypeSH

Market value$36.0K

1.01%

Sole

0.00

Shared

5.50M

None

0.00

JOHNSON & JOHNSON

SOLE

COMMON

Shares191.59K

TypeSH

Market value$33.8K

0.95%

Sole

191.59K

Shared

0.00

None

0.00

CHUBB LTD

SOLE

COMMON

Shares140.82K

TypeSH

Market value$31.1K

0.87%

Sole

140.82K

Shared

0.00

None

0.00

DWS MUNICIPAL INCOME TRUST KTF

SOLE

COMMON

Shares3.60M

TypeSH

Market value$31.0K

0.87%

Sole

0.00

Shared

3.60M

None

0.00

BLACKROCK INCOME TR INC BKT

SOLE

COMMON

Shares2.46M

TypeSH

Market value$30.3K

0.85%

Sole

0.00

Shared

2.46M

None

0.00

ALPHABET INC - CL A

SOLE

COMMON

Shares337.41K

TypeSH

Market value$29.8K

0.83%

Sole

337.41K

Shared

0.00

None

0.00

INSIGHT SELECT INCOME FD INSI

SOLE

COMMON

Shares1.91M

TypeSH

Market value$28.8K

0.81%

Sole

0.00

Shared

1.91M

None

0.00

CONOCOPHILLIPS

SOLE

COMMON

Shares237.35K

TypeSH

Market value$28.0K

0.78%

Sole

237.35K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
CORNERSTONE STRATEGIC VALUE FDSOLE	COMMON	18.84M	SH	$138.8K 3.89%	0.00	18.84M
APPLE INCSOLE	COMMON	661.85K	SH	$86.0K 2.41%	661.85K	0.00
MICROSOFT CORPSOLE	COMMON	351.63K	SH	$84.3K 2.36%	351.63K	0.00
PUTNAM PREMIER INCOME TRUST PPSOLE	COMMON	17.18M	SH	$62.3K 1.75%	0.00	17.18M
BLACKROCK CORP HIGH YIELD FD HSOLE	COMMON	6.98M	SH	$61.0K 1.71%	0.00	6.98M
PUTNAM MASTER INTERMEDIATE INCSOLE	COMMON	17.25M	SH	$55.2K 1.55%	0.00	17.25M
BLACKROCK CREDIT ALLOCATION INSOLE	COMMON	5.21M	SH	$52.6K 1.47%	0.00	5.21M
MFS INTERMEDIATE INCOME TRUSTSOLE	COMMON	18.66M	SH	$51.5K 1.44%	0.00	18.66M
EATON VANCE LIMITED DURATION ISOLE	COMMON	5.35M	SH	$50.2K 1.41%	0.00	5.35M
BROADCOM INCSOLE	COMMON	89.35K	SH	$50.0K 1.40%	89.35K	0.00
NUVEEN AMT-FREE QUALITY MUNI ISOLE	COMMON	4.13M	SH	$46.9K 1.32%	0.00	4.13M
NUVEEN PREFERRED & INCOME SECSOLE	COMMON	6.67M	SH	$45.4K 1.27%	0.00	6.67M
CORNERSTONE TOTAL RETURN FD CRSOLE	COMMON	6.11M	SH	$43.4K 1.22%	0.00	6.11M
NUVEEN QUALITY MUNICIPAL INC FSOLE	COMMON	3.39M	SH	$40.0K 1.12%	0.00	3.39M
WA INFLATION-LINKED OPP & INCSOLE	COMMON	4.35M	SH	$39.7K 1.11%	0.00	4.35M
UNITEDHEALTH GROUP INCSOLE	COMMON	72.34K	SH	$38.4K 1.07%	72.34K	0.00
DOUBLELINE OPP CREDIT FD DBLSOLE	COMMON	2.52M	SH	$37.4K 1.05%	0.00	2.52M
VIRTUS TOTAL RETURN FUND INC ZSOLE	COMMON	5.50M	SH	$36.0K 1.01%	0.00	5.50M
JOHNSON & JOHNSONSOLE	COMMON	191.59K	SH	$33.8K 0.95%	191.59K	0.00
CHUBB LTDSOLE	COMMON	140.82K	SH	$31.1K 0.87%	140.82K	0.00
DWS MUNICIPAL INCOME TRUST KTFSOLE	COMMON	3.60M	SH	$31.0K 0.87%	0.00	3.60M
BLACKROCK INCOME TR INC BKTSOLE	COMMON	2.46M	SH	$30.3K 0.85%	0.00	2.46M
ALPHABET INC - CL ASOLE	COMMON	337.41K	SH	$29.8K 0.83%	337.41K	0.00
INSIGHT SELECT INCOME FD INSISOLE	COMMON	1.91M	SH	$28.8K 0.81%	0.00	1.91M
CONOCOPHILLIPSSOLE	COMMON	237.35K	SH	$28.0K 0.78%	237.35K	0.00

Page 1 of 22

…