SIROVICH MATTHEW enters PAVMED INC. with 2.61M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/25/2018ACC: 0001140361-18-029763
2.61M
Baseline shares
18% direct
466.51K
Direct ownership
1 position
2.98M
Derivative underlying
4 instruments
3
Security positions
2.15M indirect
Non-Derivative Holdings3
Common Stock
IndirectShares owned1.41M
Common Stock
IndirectShares owned732K
Common Stock
DirectShares owned466.51K
Total
466.51K direct·2.15M indirect2.61M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.41M | Indirect |
| Common Stock | 732K | Indirect |
| Common Stock | 466.51K | Direct |
| Total | 2.61M | 466.51K direct·2.15M indirect |
Derivative Holdings4
Series Z Warrants (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
466K
Shares owned
N/A
Exercise price
1.60
Expiration
—
Exercise window
—
Series Z Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
458.26K
Shares owned
N/A
Exercise price
1.60
Expiration
—
Exercise window
—
Series Z Warrants (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
857.45K
Shares owned
N/A
Exercise price
1.60
Expiration
—
Exercise window
—
Series S Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
1.20M
Shares owned
N/A
Exercise price
0.01
Expiration
—
Exercise window
—
Total
Underlying
2.98M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series Z Warrants (right to buy) Indirect | Common Stock | 1.60 | — | — | 466K | N/A |
| Series Z Warrants (right to buy) Direct | Common Stock | 1.60 | — | — | 458.26K | N/A |
| Series Z Warrants (right to buy) Indirect | Common Stock | 1.60 | — | — | 857.45K | N/A |
| Series S Warrants (right to buy) Direct | Common Stock | 0.01 | — | — | 1.20M | N/A |
| Total | 2.98M | 0.00 | ||||