SIPP THOMAS MICHAEL (Chief Financial Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/5/2021ACC: 0001403256-21-000021
Officer· Chief Financial Officer
Since Aug 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
20K acquired · 20K disposed
Non-Derivative Transactions2
Class A Shares
Direct
Shares
+8.87K
Price / share
—
Trade value
—
% of position
5.1%
1/1/2021
172.99K→181.85K
Class A Shares
Direct
Shares
+11.13K
Price / share
—
Trade value
—
% of position
6.1%
1/1/2021
181.85K→192.99K
Total
Net shares
+20K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Shares Direct | 1/1/2021 | M · Option Exercise | +8.87K | — | — | 5.1% | 172.99K | 181.85K |
| Class A Shares Direct | 1/1/2021 | M · Option Exercise | +11.13K | — | — | 6.1% | 181.85K | 192.99K |
| Total | +20K | $0.00 | ||||||
Derivative Transactions2
Class A Restricted Share Units
Direct
Converts to
Class A Shares
8.87K shares
Shares
−8.87K
Strike price
Held after
17.74K
Exercisable
—
1/1/2021
Class A Restricted Share Units
Direct
Converts to
Class A Shares
11.13K shares
Shares
−11.13K
Strike price
Held after
11.13K
Exercisable
—
1/1/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares8.87K shares | 1/1/2021 | M · Option Exercise | −8.87K | — | 17.74K | |
| Class A Restricted Share Units Direct | Class A Shares11.13K shares | 1/1/2021 | M · Option Exercise | −11.13K | — | 11.13K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Class A Restricted Share Units
DirectUnderlying security
Class A Shares
Underlying shares
111.78K
Shares owned
111.78K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
111.78K
Owned
111.78K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares | — | — | 111.78K | 111.78K | |
| Total | 111.78K | 111.78K | ||||