SIPP THOMAS MICHAEL (Chief Financial Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/4/2020ACC: 0001403256-20-000119
Officer· Chief Financial Officer
Since Aug 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
111.78K acquired · 111.78K disposed
Non-Derivative Transactions1
Class A Shares
Direct
Shares
+111.78K
Price / share
—
Trade value
—
% of position
182.6%
5/3/2020
61.20K→172.99K
Total
Net shares
+111.78K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Shares Direct | 5/3/2020 | M · Option Exercise | +111.78K | — | — | 182.6% | 61.20K | 172.99K |
| Total | +111.78K | $0.00 | ||||||
Derivative Transactions1
Class A Restricted Share Units
Direct
Converts to
Class A Shares
111.78K shares
Shares
−111.78K
Strike price
Held after
111.78K
Exercisable
—
5/3/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares111.78K shares | 5/3/2020 | M · Option Exercise | −111.78K | — | 111.78K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Class A Restricted Share Units
DirectUnderlying security
Class A Shares
Underlying shares
26.61K
Shares owned
26.61K
Exercise price
Expiration
—
Exercise window
—
Class A Restricted Share Units
DirectUnderlying security
Class A Shares
Underlying shares
22.26K
Shares owned
22.26K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
48.87K
Owned
48.87K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares | — | — | 26.61K | 26.61K | |
| Class A Restricted Share Units Direct | Class A Shares | — | — | 22.26K | 22.26K | |
| Total | 48.87K | 48.87K | ||||