SIPP THOMAS MICHAEL (Chief Financial Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/3/2020ACC: 0001403256-20-000016
Officer· Chief Financial Officer
Since Aug 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
10.89K acquired · 10.89K disposed
Non-Derivative Transactions1
Class A Shares
Direct
Shares
+10.89K
Price / share
—
Trade value
—
% of position
21.6%
1/1/2020
50.32K→61.20K
Total
Net shares
+10.89K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Shares Direct | 1/1/2020 | M · Option Exercise | +10.89K | — | — | 21.6% | 50.32K | 61.20K |
| Total | +10.89K | $0.00 | ||||||
Derivative Transactions1
Class A Restricted Share Units
Direct
Converts to
Class A Shares
10.89K shares
Shares
−10.89K
Strike price
Held after
21.77K
Exercisable
—
1/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares10.89K shares | 1/1/2020 | M · Option Exercise | −10.89K | — | 21.77K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Class A Restricted Share Units
DirectUnderlying security
Class A Shares
Underlying shares
218.62K
Shares owned
218.62K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
218.62K
Owned
218.62K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares | — | — | 218.62K | 218.62K | |
| Total | 218.62K | 218.62K | ||||