SINHA BIPUL (Chairman of the Board and CEO) reported 3 transactions at RUBRIK, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/26/2026ACC: 0001685768-26-000003
DirectorOfficer10% Owner· Chairman of the Board and CEO
Since Apr 2024
+445K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
1.05M acquired · 610K disposed
Non-Derivative Transactions3
Class A Common Stock
Indirect
Shares
+500K
Price / share
—
Trade value
—
% of position
New position
9/24/2026
0.00→500K
Class A Common Stock
Direct
Shares
+55K
Price / share
—
Trade value
—
% of position
97.1%
9/24/2026
56.65K→111.65K
Class A Common Stock
Direct
Shares
−55K
Price / share
—
Trade value
—
% of position
49.3%
9/25/2026
111.65K→56.65K
Total
Net shares
+500K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 9/24/2026 | C · Conversion | +500K | — | — | New position | 0.00 | 500K |
| Class A Common Stock Direct | 9/24/2026 | C · Conversion | +55K | — | — | 97.1% | 56.65K | 111.65K |
| Class A Common Stock Direct | 9/25/2026 | G · Gift | −55K | — | — | 49.3% | 111.65K | 56.65K |
| Total | +500K | $0.00 | ||||||
Derivative Transactions2
Class B Common Stock
Direct
Converts to
Class A Common Stock
555K shares
Shares
−555K
Strike price
Held after
10.68M
Exercisable
—
9/24/2026
Prepaid Variable Forward Contract (obligation to sell)
Indirect
Converts to
Class A Common Stock
500K shares
Shares
+500K
Strike price
Held after
500K
Exercisable
—
9/25/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Direct | Class A Common Stock555K shares | 9/24/2026 | C · Conversion | −555K | — | 10.68M | |
| Prepaid Variable Forward Contract (obligation to sell) Indirect | Class A Common Stock500K shares | 9/25/2026 | J · J | +500K | — | 500K |