SINGHAL NIK (President) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2024ACC: 0001209191-24-002624
Officer· President
Since Nov 2020
+6.20K
Net shares
Net buyer
$46.6K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
30.36K acquired · 24.16K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+12.08K
Price / share
—
Trade value
—
% of position
16.1%
1/31/2024
74.92K→87K
Common Stock
Direct
Shares
−12.08K
Price / share
$3.86
Trade value
$46.63K
% of position
13.9%
1/31/2024
87K→74.92K
Total
Net shares
+0.00
Net value
-$46.63K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2024 | M · Option Exercise | +12.08K | — | — | 16.1% | 74.92K | 87K |
| Common Stock Direct | 1/31/2024 | D · Disposition | −12.08K | $3.86 | $46.63K | 13.9% | 87K | 74.92K |
| Total | +0.00 | -$46.63K | ||||||
Derivative Transactions3
Phantom Shares
Direct
Converts to
Common Stock
18.28K shares
Shares
+18.28K
Strike price
Held after
18.28K
Exercisable
—
1/31/2024
Phantom Shares
Direct
Converts to
Common Stock
7.80K shares
Shares
−7.80K
Strike price
Held after
7.80K
Exercisable
—
1/31/2024
Phantom Shares
Direct
Converts to
Common Stock
4.28K shares
Shares
−4.28K
Strike price
Held after
0.00
Exercisable
—
1/31/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock18.28K shares | 1/31/2024 | A · Award | +18.28K | — | 18.28K | |
| Phantom Shares Direct | Common Stock7.80K shares | 1/31/2024 | M · Option Exercise | −7.80K | — | 7.80K | |
| Phantom Shares Direct | Common Stock4.28K shares | 1/31/2024 | M · Option Exercise | −4.28K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned7.22K
Total
7.22K indirect7.22K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 7.22K | Indirect |
| Total | 7.22K | 7.22K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported