SINGHAL NIK (President) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2023ACC: 0001209191-23-006440
Officer· President
Since Nov 2020
-13.64K
Net shares
Net seller
$51.3K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
13.64K acquired · 27.28K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+13.64K
Price / share
—
Trade value
—
% of position
18.2%
1/31/2023
74.92K→88.56K
Common Stock
Direct
Shares
−13.64K
Price / share
$3.76
Trade value
$51.28K
% of position
15.4%
1/31/2023
88.56K→74.92K
Total
Net shares
+0.00
Net value
-$51.28K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2023 | M · Option Exercise | +13.64K | — | — | 18.2% | 74.92K | 88.56K |
| Common Stock Direct | 1/31/2023 | D · Disposition | −13.64K | $3.76 | $51.28K | 15.4% | 88.56K | 74.92K |
| Total | +0.00 | -$51.28K | ||||||
Derivative Transactions3
Phantom Shares
Direct
Converts to
Common Stock
6.98K shares
Shares
−6.98K
Strike price
Held after
13.96K
Exercisable
—
1/31/2023
Phantom Shares
Direct
Converts to
Common Stock
3.84K shares
Shares
−3.84K
Strike price
Held after
3.84K
Exercisable
—
1/31/2023
Phantom Shares
Direct
Converts to
Common Stock
2.82K shares
Shares
−2.82K
Strike price
Held after
0.00
Exercisable
—
1/31/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock6.98K shares | 1/31/2023 | M · Option Exercise | −6.98K | — | 13.96K | |
| Phantom Shares Direct | Common Stock3.84K shares | 1/31/2023 | M · Option Exercise | −3.84K | — | 3.84K | |
| Phantom Shares Direct | Common Stock2.82K shares | 1/31/2023 | M · Option Exercise | −2.82K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned7.22K
Total
7.22K indirect7.22K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 7.22K | Indirect |
| Total | 7.22K | 7.22K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported