SINGHAL NIK (President) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2022ACC: 0001209191-22-006484
Officer· President
Since Nov 2020
+10K
Net shares
Net buyer
$36.8K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
27.72K acquired · 17.72K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+8.86K
Price / share
—
Trade value
—
% of position
11.8%
1/31/2022
74.92K→83.78K
Common Stock
Direct
Shares
−8.86K
Price / share
$4.15
Trade value
$36.77K
% of position
10.6%
1/31/2022
83.78K→74.92K
Total
Net shares
+0.00
Net value
-$36.77K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2022 | M · Option Exercise | +8.86K | — | — | 11.8% | 74.92K | 83.78K |
| Common Stock Direct | 1/31/2022 | D · Disposition | −8.86K | $4.15 | $36.77K | 10.6% | 83.78K | 74.92K |
| Total | +0.00 | -$36.77K | ||||||
Derivative Transactions4
Phantom Shares
Direct
Converts to
Common Stock
18.86K shares
Shares
+18.86K
Strike price
Held after
18.86K
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
3.46K shares
Shares
−3.46K
Strike price
Held after
6.91K
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
2.54K shares
Shares
−2.54K
Strike price
Held after
2.54K
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
2.86K shares
Shares
−2.86K
Strike price
Held after
0.00
Exercisable
—
1/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock18.86K shares | 1/31/2022 | A · Award | +18.86K | — | 18.86K | |
| Phantom Shares Direct | Common Stock3.46K shares | 1/31/2022 | M · Option Exercise | −3.46K | — | 6.91K | |
| Phantom Shares Direct | Common Stock2.54K shares | 1/31/2022 | M · Option Exercise | −2.54K | — | 2.54K | |
| Phantom Shares Direct | Common Stock2.86K shares | 1/31/2022 | M · Option Exercise | −2.86K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned7.22K
Total
7.22K indirect7.22K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 7.22K | Indirect |
| Total | 7.22K | 7.22K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported