SINGHAL NIK (President) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/5/2021ACC: 0001209191-21-008360
Officer· President
Since Nov 2020
-1.16K
Net shares
Net seller
$31.6K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
19.91K acquired · 21.07K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+10.54K
Price / share
—
Trade value
—
% of position
14.4%
1/31/2021
73.10K→83.63K
Common Stock
Direct
Shares
−10.54K
Price / share
$3.00
Trade value
$31.61K
% of position
12.6%
1/31/2021
83.63K→73.10K
Total
Net shares
+0.00
Net value
-$31.61K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2021 | M · Option Exercise | +10.54K | — | — | 14.4% | 73.10K | 83.63K |
| Common Stock Direct | 1/31/2021 | D · Disposition | −10.54K | $3.00 | $31.61K | 12.6% | 83.63K | 73.10K |
| Total | +0.00 | -$31.61K | ||||||
Derivative Transactions4
Phantom Shares
Direct
Converts to
Common Stock
9.38K shares
Shares
+9.38K
Strike price
Held after
9.38K
Exercisable
—
1/29/2021
Phantom Shares
Direct
Converts to
Common Stock
2.30K shares
Shares
−2.30K
Strike price
Held after
4.60K
Exercisable
—
1/31/2021
Phantom Shares
Direct
Converts to
Common Stock
2.59K shares
Shares
−2.59K
Strike price
Held after
2.59K
Exercisable
—
1/31/2021
Phantom Shares
Direct
Converts to
Common Stock
5.65K shares
Shares
−5.65K
Strike price
Held after
0.00
Exercisable
—
1/31/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock9.38K shares | 1/29/2021 | A · Award | +9.38K | — | 9.38K | |
| Phantom Shares Direct | Common Stock2.30K shares | 1/31/2021 | M · Option Exercise | −2.30K | — | 4.60K | |
| Phantom Shares Direct | Common Stock2.59K shares | 1/31/2021 | M · Option Exercise | −2.59K | — | 2.59K | |
| Phantom Shares Direct | Common Stock5.65K shares | 1/31/2021 | M · Option Exercise | −5.65K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned7.02K
Total
7.02K indirect7.02K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 7.02K | Indirect |
| Total | 7.02K | 7.02K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported