SINGHAL NIK enters BLACKROCK CAPITAL INVESTMENT CORP with 53.12K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 11/9/2020ACC: 0001209191-20-057443
Officer· President
Since Nov 2020
53.12K
Baseline shares
87% direct
46.10K
Direct ownership
1 position
17.14K
Derivative underlying
3 instruments
2
Security positions
7.02K indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned46.10K
Common Stock
IndirectShares owned7.02K
Total
46.10K direct·7.02K indirect53.12K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 46.10K | Direct |
| Common Stock | 7.02K | Indirect |
| Total | 53.12K | 46.10K direct·7.02K indirect |
Derivative Holdings3
Phantom Shares
DirectUnderlying security
Common Stock
Underlying shares
5.46K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Phantom Shares
DirectUnderlying security
Common Stock
Underlying shares
6.67K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Phantom Shares
DirectUnderlying security
Common Stock
Underlying shares
5.01K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
17.14K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock | — | — | 5.46K | N/A | |
| Phantom Shares Direct | Common Stock | — | — | 6.67K | N/A | |
| Phantom Shares Direct | Common Stock | — | — | 5.01K | N/A | |
| Total | 17.14K | 0.00 | ||||