SINGH SHAWN

PrivateCIK: 1412071
Location

SOUTH SAN FRANCISCO, CA

SINGH SHAWN (CHIEF EXECUTIVE OFFICER) exercised options at VISTAGEN THERAPEUTICS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises
InsiderSINGH SHAWNCIK 1412071
DirectorOfficer· CHIEF EXECUTIVE OFFICER
Since Aug 2018
0.00
Net shares
Net seller
$38.1K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
25.38K acquired · 25.38K disposed
Non-Derivative Transactions3

Common Stock

Direct
M · Option Exercise

Shares

+21.25K

Price / share

$1.50

Trade value

$31.88K

% of position

New position
1/14/2019
0.0021.25K

Common Stock

Direct
M · Option Exercise

Shares

+1.13K

Price / share

$1.50

Trade value

$1.69K

% of position

5.3%
1/14/2019
21.25K22.38K

Common Stock

Direct
M · Option Exercise

Shares

+3K

Price / share

$1.50

Trade value

$4.50K

% of position

13.4%
1/14/2019
22.38K25.38K
Total

Net shares

+25.38K

Net value

$38.06K

Derivative Transactions3

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

21.25K shares

Shares

21.25K

Strike price

1.50

Held after

0.00

Exercisable

1/14/2019

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

1.13K shares

Shares

1.13K

Strike price

1.50

Held after

0.00

Exercisable

1/14/2019

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

3K shares

Shares

3K

Strike price

1.50

Held after

0.00

Exercisable

1/14/2019
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned26.23K
Total
26.23K indirect26.23K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SINGH SHAWN — Insider Transaction (Form 4) Filed Jan 15, 2019 | Finecho