SINGH SHAWN

Filed: 8/31/2018ACC: 0001415889-18-001322

InsiderSINGH SHAWNCIK 1412071

→

IssuerVISTAGEN THERAPEUTICS, INC.CIK 1411685

DirectorOfficer· CHIEF EXECUTIVE OFFICER

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

555.38K acquired · 555.38K disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions16

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

3K shares

−3K

Strike price

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

3K shares

+3K

Strike price

1.50

Held after

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

1.13K shares

−1.13K

Strike price

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

1.13K shares

+1.13K

Strike price

1.50

Held after

1.13K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

50K shares

−50K

Strike price

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

50K shares

+50K

Strike price

1.50

Held after

50K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

21.25K shares

−21.25K

Strike price

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

21.25K shares

+21.25K

Strike price

1.50

Held after

21.25K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

5K shares

−5K

Strike price

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

5K shares

+5K

Strike price

1.50

Held after

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

200K shares

−200K

Strike price

3.49

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

200K shares

+200K

Strike price

1.50

Held after

200K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

100K shares

−100K

Strike price

3.80

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

100K shares

+100K

Strike price

1.50

Held after

100K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

175K shares

−175K

Strike price

1.96

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

175K shares

+175K

Strike price

1.50

Held after

175K

Exercisable

—

8/29/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock3K shares	8/29/2018	D · Disposition	−3K	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock3K shares	8/29/2018	A · Award	+3K	1.50	—	3K
Stock Option (Right to Buy) Direct	Common Stock1.13K shares	8/29/2018	D · Disposition	−1.13K	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock1.13K shares	8/29/2018	A · Award	+1.13K	1.50	—	1.13K
Stock Option (Right to Buy) Direct	Common Stock50K shares	8/29/2018	D · Disposition	−50K	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock50K shares	8/29/2018	A · Award	+50K	1.50	—	50K
Stock Option (Right to Buy) Direct	Common Stock21.25K shares	8/29/2018	D · Disposition	−21.25K	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock21.25K shares	8/29/2018	A · Award	+21.25K	1.50	—	21.25K
Stock Option (Right to Buy) Direct	Common Stock5K shares	8/29/2018	D · Disposition	−5K	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock5K shares	8/29/2018	A · Award	+5K	1.50	—	5K
Stock Option (Right to Buy) Direct	Common Stock200K shares	8/29/2018	D · Disposition	−200K	3.49	—	0.00
Stock Option (Right to Buy) Direct	Common Stock200K shares	8/29/2018	A · Award	+200K	1.50	—	200K
Stock Option (Right to Buy) Direct	Common Stock100K shares	8/29/2018	D · Disposition	−100K	3.80	—	0.00
Stock Option (Right to Buy) Direct	Common Stock100K shares	8/29/2018	A · Award	+100K	1.50	—	100K
Stock Option (Right to Buy) Direct	Common Stock175K shares	8/29/2018	D · Disposition	−175K	1.96	—	0.00
Stock Option (Right to Buy) Direct	Common Stock175K shares	8/29/2018	A · Award	+175K	1.50	—	175K