SINGER MICHAEL EVAN exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 2/14/2020ACC: 0001437749-20-002831
Director
Since Feb 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
28.50K acquired · 28.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
—
Trade value
—
% of position
155.4%
2/12/2020
16.09K→41.09K
Common Stock
Direct
Shares
+3.50K
Price / share
—
Trade value
—
% of position
8.5%
2/12/2020
41.09K→44.59K
Total
Net shares
+28.50K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/12/2020 | M · Option Exercise | +25K | — | — | 155.4% | 16.09K | 41.09K |
| Common Stock Direct | 2/12/2020 | M · Option Exercise | +3.50K | — | — | 8.5% | 41.09K | 44.59K |
| Total | +28.50K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
Held after
7.10K
Exercisable
—
2/12/2020
Restricted Stock Units
Direct
Converts to
Common Stock
3.50K shares
Shares
−3.50K
Strike price
Held after
3.60K
Exercisable
—
2/12/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock25K shares | 2/12/2020 | M · Option Exercise | −25K | — | 7.10K | |
| Restricted Stock Units Direct | Common Stock3.50K shares | 2/12/2020 | M · Option Exercise | −3.50K | — | 3.60K |