SINCLAIR MAXWELL

PrivateCIK: 1602370
Location

COSTA MESA, CA

SINCLAIR MAXWELL (EVP, Chief Compliance Officer) sold 61.95K shares of PACIFIC MERCANTILE BANCORP on the open market

Open‑market sale worth $576.7K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderSINCLAIR MAXWELLCIK 1602370
Officer· EVP, Chief Compliance Officer
Since Feb 2019
-109.88K
Net shares
Net seller
$576.7K
Total sold
1
Open market trades
0B · 1S
6
Total transactions
109.88K disposed
Non-Derivative Transactions1

Common Stock

Direct
S · Sale

Shares

61.95K

Price / share

$9.31

Trade value

$576.75K

% of position

New position
10/18/2021
61.95K0.00
Total

Net shares

61.95K

Net value

-$576.75K

Derivative Transactions5

Stock Option (Right to Buy)

Direct
S · Sale
Converts to

Common Stock

13.09K shares

Shares

13.09K

Strike price

8.15

Held after

0.00

Exercisable

10/18/2021

Stock Option (Right to Buy)

Direct
S · Sale
Converts to

Common Stock

4.84K shares

Shares

4.84K

Strike price

7.09

Held after

0.00

Exercisable

10/18/2021

Stock Option (Right to Buy)

Direct
S · Sale
Converts to

Common Stock

20.68K shares

Shares

20.68K

Strike price

6.77

Held after

0.00

Exercisable

10/18/2021

Stock Option (Right to Buy)

Direct
S · Sale
Converts to

Common Stock

7.50K shares

Shares

7.50K

Strike price

6.56

Held after

0.00

Exercisable

10/18/2021

Stock Option (Right to Buy)

Direct
S · Sale
Converts to

Common Stock

1.82K shares

Shares

1.82K

Strike price

6.18

Held after

0.00

Exercisable

10/18/2021
SINCLAIR MAXWELL — Insider Transaction (Form 4) Filed Oct 19, 2021 | Finecho