SINCLAIR MAXWELL (EVP, Chief Compliance Officer) exercised options at PACIFIC MERCANTILE BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/10/2021ACC: 0001562180-21-002159
Officer· EVP, Chief Compliance Officer
Since Feb 2019
0.00
Net shares
Net seller
$21.7K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5K acquired · 5K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5K
Price / share
$4.34
Trade value
$21.70K
% of position
8.8%
3/10/2021
56.95K→61.95K
Total
Net shares
+5K
Net value
$21.70K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/10/2021 | M · Option Exercise | +5K | $4.34 | $21.70K | 8.8% | 56.95K | 61.95K |
| Total | +5K | $21.70K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
4.34
Held after
47.94K
Exercisable
—
3/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock5K shares | 3/10/2021 | M · Option Exercise | −5K | 4.34 | — | 47.94K |