SIMPSON TOM received a stock award from KASPIEN HOLDINGS INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

SIMPSON TOM

Filed: 5/5/2021ACC: 0001179110-21-004911

InsiderSIMPSON TOMCIK 1808347

→

IssuerKASPIEN HOLDINGS INC.CIK 795212

Director

Since Mar 2020

+4.25K

Net shares

Net buyer

$61.2K

Total acquired

Open market trades

0B · 0S

Total transactions

4.25K acquired

Non-Derivative Transactions1

Common stock, par value $0.1 per share

Direct

A · Award

+3K

Price / share

$20.41

Trade value

$61.23K

% of position

5.3%

5/3/2021

57K→60K

Total

Net shares

+3K

Net value

$61.23K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common stock, par value $0.1 per share Direct	5/3/2021	A · Award	+3K	$20.41	$61.23K	5.3%	57K	60K
Total			+3K		$61.23K

Derivative Transactions1

Director Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common stock, par value $0.1 per share

1.25K shares

+1.25K

Strike price

20.41

Held after

Exercisable

—

5/3/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Director Stock Option (Right to Buy) Direct	Common stock, par value $0.1 per share1.25K shares	5/3/2021	A · Award	+1.25K	20.41	—	2K

Non-Derivative Holdings (Post-Transaction)5

Common stock, par value $0.01 per share

Indirect

Shares owned12.59K

Common stock, par value $0.01 per share

Indirect

Shares owned9.74K

Common stock, par value $0.01 per share

Indirect

Shares owned25.00

Common stock. par value $0.01 per share

Indirect

Shares owned8.39K

Common stock, par value $0.01 per share

Indirect

Shares owned23.88K

Total

54.63K indirect54.63K

Security Title	Shares Owned	Ownership Type
Common stock, par value $0.01 per share	12.59K	Indirect
Common stock, par value $0.01 per share	9.74K	Indirect
Common stock, par value $0.01 per share	25.00	Indirect
Common stock. par value $0.01 per share	8.39K	Indirect
Common stock, par value $0.01 per share	23.88K	Indirect
Total	54.63K	54.63K indirect

Derivative Holdings (Post-Transaction)2

Warrant to purchase common stock, par value $0.01 per share

Indirect

Underlying security

Common stock, par value $0.1 per share

Underlying shares

965.00

Shares owned

965.00

Exercise price

.01

Expiration

—

Exercise window

—

Warrant to purchase common stock, par value $0.01 per share

Indirect

Underlying security

Common stock, par value $0.01 per share

Underlying shares

1.45K

Shares owned

1.45K

Exercise price

.01

Expiration

—

Exercise window

—

Total

Underlying

2.41K

Owned

2.41K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant to purchase common stock, par value $0.01 per share Indirect	Common stock, par value $0.1 per share	.01	—	—	965.00	965.00
Warrant to purchase common stock, par value $0.01 per share Indirect	Common stock, par value $0.01 per share	.01	—	—	1.45K	1.45K
Total					2.41K	2.41K