SIMPSON ANDREW enters HEARTSCIENCES INC. with 436.48K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

SIMPSON ANDREW

Filed: 7/6/2022ACC: 0000899243-22-025274

InsiderSIMPSON ANDREWCIK 1933883

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IssuerHEARTSCIENCES INC.CIK 1468492

DirectorOfficer· See Remarks

Since Jun 2022

436.48K

Baseline shares

100% direct

436.48K

Direct ownership

1 position

251.54K

Derivative underlying

18 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned436.48K

Total

436.48K direct436.48K

Security Title	Shares Owned	Ownership Type
Common Stock	436.48K	Direct
Total	436.48K	436.48K direct

Derivative Holdings18

Warrants

Direct

Underlying security

Common Stock

Underlying shares

30.00

Shares owned

N/A

Exercise price

2.89

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

18.94K

Shares owned

N/A

Exercise price

12.21

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.79K

Shares owned

N/A

Exercise price

12.21

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

7.58K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

265.00

Shares owned

N/A

Exercise price

3.47

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

758.00

Shares owned

N/A

Exercise price

3.47

Expiration

—

Exercise window

—

Series C Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

23.22K

Shares owned

N/A

Exercise price

6.59

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

7.58K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

26.52K

Shares owned

N/A

Exercise price

3.47

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

30.30K

Shares owned

N/A

Exercise price

1.29

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

7.58K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

26.52K

Shares owned

N/A

Exercise price

1.29

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

7.58K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

26.52K

Shares owned

N/A

Exercise price

1.29

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

22.73K

Shares owned

N/A

Exercise price

1.29

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

26.52K

Shares owned

N/A

Exercise price

3.47

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

7.58K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

7.58K

Shares owned

N/A

Exercise price

15.18

Expiration

—

Exercise window

—

Total

Underlying

251.54K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants Direct	Common Stock	2.89	—	—	30.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	12.21	—	—	18.94K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	12.21	—	—	3.79K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	7.58K	N/A
Warrants Direct	Common Stock	3.47	—	—	265.00	N/A
Warrants Direct	Common Stock	3.47	—	—	758.00	N/A
Series C Convertible Preferred Stock Direct	Common Stock	6.59	—	—	23.22K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	7.58K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	3.47	—	—	26.52K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	1.29	—	—	30.30K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	7.58K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	1.29	—	—	26.52K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	7.58K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	1.29	—	—	26.52K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	1.29	—	—	22.73K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	3.47	—	—	26.52K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	7.58K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	15.18	—	—	7.58K	N/A
Total					251.54K	0.00